1. How to prepare for an Authorized Agent Compliance Review Ronald Hebert Water Section Manager Region 10/ Beaumont (409)898-3838

2. Major Topics Authority Selection and Frequency Parts of the review Results Response Help

3. Authority Texas Health and Safety Code §366.034 Title 30 Texas Administrative Code 285.12

4. TH&SC 366.034. INVESTIGATION OF AUTHORIZED AGENTS. conduct not more often than once a year an investigation of each authorized agent to determine the authorized agent's compliance with this chapter; and prepare an annual report concerning the status of the local governmental entity's regulatory program.

5. 30 TAC 285.12 (A) evaluate the authorized agent's: (i) administrative processes; (ii) planning material review processes; (iii) permitting processes; (iv) inspection processes; and (v) complaint resolution processes;

6. 30 TAC 285.12 (b) If as a result of the executive director's review the executive director determines that the authorized agent's program is deficient, the authorized agent must respond in writing to the executive director within 45 days after the date of the executive director's report with a plan to address all deficiencies noted during the review. The executive director shall offer assistance to the authorized agent including providing training to the authorized agent's designated representative. Additionally, if the authorized agent's program is:

7. (1) deficient because it does not consistently provide required documentation of the permitting, inspection, and compliance investigation processes the executive director shall review the authorized agent's response and determine if the response is adequate. If the response is adequate, the executive director shall not take further action. If the authorized agent's response is not adequate, or the authorized agent fails to respond, the executive director shall continue to work with the authorized agent until the deficiencies are resolved by making contact with the authorized agent through additional letters or by telephone;

8. (2) deficient because it does not consistently enforce the permitting, planning, construction, operation, and maintenance of on-site sewage facility systems, the executive director shall review the authorized agent's response and determine if adequate measures will be taken to correct the deficiencies. If the response is adequate, the executive director will schedule another review of the authorized agent's program one year after the first review to verify that the deficiencies have been corrected. If the authorized agent's response is not adequate, the authorized agent fails to respond, or the executive director's next annual review determines that the authorized agent's program has the same deficiencies as noted during the previous review, the executive director will begin the process of revoking the authorized agent's delegated authority under §285.13 of this title (relating to Revocation of Authorized Agent Delegation); or

9. (3) endangering human health or safety, the executive director will begin the process of revoking the authorized agent's delegated authority under §285.13 of this title.

10. Selection and Frequency Date of last review “Action Items” previously noted Complaints received by TCEQ

11. Scheduling the Review Mutually agreeable schedule A letter announcing the Compliance Review

12. Administrative Review Review of local order Cooperative agreements Public information

13. Administrative Review Continued Appeal procedure Application log book Application’s review Authorizations to Construct (ATC) Inspection forms Notice of Approval (NOA)

14. Administrative Review Continued Complaints/log book Variances Fee tracking & monthly activity reports (Water Resources Management Fund) Enforcement/JP referrals Subdivision reviews

15. Technical Review Site/soil evaluation procedures Inspection procedures Equipment Training/DR certification

16. Results Report completed within 60 days Action Item List Authorized Agent Response Letter within 45 days

17. Help from TCEQ Regional OSSF Team Austin Program Support Section

18. OSSF Program Support Section James McCaine Technical or Rules (512) 239-4777 Mike Price Technical/Enforcement (512) 239-2150