1. Strictly Private & Confidential Trends in Treasury Technology: Investment Portals – A Helpful Tool in the Treasury Toolbox February 19, 2015 Commonwealth Association for Financial Professionals

2.  Review today’s portals and what tomorrow’s will look like  Explain how portals add value to the Treasury process  Discuss important items to think about when considering a portal 1 Agenda

3. 2 How Some of us View Technology

4. 3 Today’s Portals and What Tomorrow’s Will Look Like  Historically – limited execution platform  Today  Robust execution platform – operating models, offshore/multi-currency  Research  Compliance / Risk Management  Reporting  Today/Tomorrow  More than just money funds  Accounting  Investment policy statement driven compliance

5. 4 How Money Fund Portals Add Value to the Treasury Process  Efficiency – Trading, reporting and risk management  Access – Funds, locations  Information dissemination

6. 5 Asking the Right Questions 7

7. 6 Important Items to Think About When Considering the Portal  Firm supporting the portal  Operating models  Products supported  Integration capability

8. 7 Questions?

9. 8 Thank You and Contact Information Timothy Mullaney Head of Money Fund Access/ FX LINX Portals Senior Managing Director Office: Fax: Mobile: Email: 212-610-5597 212-308-7342 949-545-1675 tmullaney@castleoaklp.com CastleOak Securities, L.P. is a boutique investment bank focused on the capital markets serving a broad array of corporate, governmental and institutional investor clients. www.castleoaklp.com www.castleoaklp.com