1. Zertifizierung Project Cycle – Programme of Activities 7th CDM Joint Coordination Workshop Jun Wang; TÜV NORD CERT GmbH 2011-03-12

2. Index 1 PoA Development 2 PoA Project Cycle 3 PoA Registration Cycle 4 CPA Inclusion Cycle 5 PoA Issuance Cycle

3. 2011-03-12Project Cycle – Programme of Activities 1 PoA Development 2011-03-12Project Cycle – Programme of Activities3 Milestones2007200920102011 Procedural development EB approved PoA- DD / CPA-DD templates and issued procedures to register PoAs and issue CERs. EB issued Procedures for review of erroneous inclusion of a CPA and Procedures to approve PoA application of multi- methodologies Procedures to register PoAs and issue CERs (EB 55 Annex 38) and Procedures Procedures for review of erroneous inclusion of a CPA (EB 55 Annex 37) were updated Proposed Agenda: Updating PoA related Procedures, resolving PoA liability issues; issue Guidance for PoA verification Key events 1st PoA published on 2007-12-4 1st PoA registered on 2009-07-31 961 new CPAs included on 2010-08-20 (by 2011-03-01) No. of PoAs No. of PoAs/CDM At validation1387373/2865 Registered0257/2867 Incl. new CPAs0011/- Issued CERs0000/965

4. 2011-03-12Project Cycle – Programme of Activities 2 PoA project Cycle 2011-03-12Project Cycle – Programme of Activities4 Source: Module 2 Lesson 1 Transcript, World Bank E-learning course on the CDM PoA

5. 2011-03-12Project Cycle – Programme of Activities 2 PoA project Cycle 2011-03-12Project Cycle – Programme of Activities5 PoA Documents Design DNA Approval ValidationRegistration Further CPA Inclusion MonitoringVerificationCertification

6. 2011-03-12Project Cycle – Programme of Activities 3 PoA Registration Cycle 2011-03-12Project Cycle – Programme of Activities6 Source: Module 2 Lesson 1 Transcript, World Bank E-learning course on the CDM PoA

7. 2011-03-12Project Cycle – Programme of Activities 3 PoA Registration Cycle 2011-03-12Project Cycle – Programme of Activities7 Host country LoAs Some host country DNA does not support PoA or does not have a comprehensive LoA procedure for PoA and CPAs CME knowledge on CDM and PoA CMEs are not fully aware of its role and responsibilities in the PoA or with limited CDM project implementation and monitoring knowledge Lengthy Validation process (EB 55 Annex 38 para. 13-17): PoA-DD and generic (& real-case) CPA-DD + supporting documents for whole PoA design v.s. PoA Validation report Real case CPA-DD + CPA supporting documents v.s. CPA Validation/Inclusion report Example: 1000 pages doc package for 1 PoA VAL

8. 2011-03-12Project Cycle – Programme of Activities 3 PoA Registration Cycle 2011-03-12Project Cycle – Programme of Activities8 Pending Guidance for PoA validations Guidelines on additionallity demonstration at the PoA level and use criteria for inclusion of the CPA in the PoA to establish additionality at the CPA level as per EB meeting report 54 para. 44; Guidelines for determining the eligibility criteria related to the inclusion of CPAs in registered programmes of activities as per EB 57 meeting report, paragraph 10; Further clarification on the leakage emission from PoA / CPAs for applicable small-scale methodologies, e.g.: Most SSC methodologies have included a leakage requirement under PoA context: The scrapping of replaced equipment should be documented and independently verified. it is unclear how and who is responsible to verify. AMS IIG v.2 para 15 Leakage for potentially increased baselines for other CDM projects. Further clarification on cases when a PoA is implementing a mandatory law v.s. current CDM decision on policies with definition / quantification on improvement of the enforcement

9. 2011-03-12Project Cycle – Programme of Activities 3 PoA Registration Cycle 2011-03-12Project Cycle – Programme of Activities9 Pending Procedures for PoA Registration PROCEDURE FOR REQUESTS FOR REGISTRATION OF PROPOSED CDM PROJECT ACTIVITIES (EB59 Annex 13): 5. The DOE shall submit the required documents listed in latest applicable version of the completeness checklist for requests for registration, which the secretariat will make publicly available by publishing it on the UNFCCC CDM website. 11. …The schedule of requests for registration to be processed, including the expected date of commencement, shall be made publicly available. The system for the Programme of Activities has not been adopted to the new registration procedures at this time. The deadlines of the subsequent steps will follow the new registration procedure for CDM Project Activities and Programme of Activities.

10. 2011-03-12Project Cycle – Programme of Activities 4 CPA Inclusion Cycle 2011-03-12Project Cycle – Programme of Activities10 Open-ended Liability Issues Updated PoA Registration and Issuance Procedures (EB55 Annex 38): 26. If a DNA involved in the PoA or a Board member identifies information that may disqualify a CPA from inclusion in the PoA or renewal of its crediting period, the Secretary of the Board shall be notified, in accordance with the Procedures for review of erroneous inclusion of a CPA within one year after the inclusion of CPA into a registered PoA or renewal of the crediting period of the CPA, or six (6) months after the first issuance of CERs for that CPA, whichever is the later, Such a request for review shall be related to issues associated with the compliance of the CPA with the eligibility criteria specified in the CDM-POA-DD. However, liabilities for CPA inclusions are still open-ended as perProcedures for review of erroneous inclusion of a CPA (EB55 Annex37)

11. 2011-03-12Project Cycle – Programme of Activities 4 CPA Inclusion Cycle 2011-03-12Project Cycle – Programme of Activities11 Procedures for review of erroneous inclusion of a CPA 10. A DOE, that has not performed validation, registration, inclusion or verification functions with regard to this PoA shall conduct the review referred to in paragraph 9, by assessing a random sample of 10% of all CPAs currently included and submitting a report to Board within eight weeks. 16. The consequences of the extension of the review are that: (a) … (b) A further sample of 15% of included CPAs shall be reviewed in accordance with the modalities contained in paragraphs 10 to 13; (c) If this second review also leads to the exclusion of further CPAs, the Board may decide to extend the review to all included CPAs. Consequences: Re-open the review to all CPAs included! Solution: only review CPAs which are still within the request for review time stipulated in paragraph 5 of the procedures, i.e., one year after the inclusion of CPA into a registered PoA or renewal of the crediting period of the CPA, or six (6) months after the first issuance of CERs for that CPA, whichever is later

12. 2011-03-12Project Cycle – Programme of Activities 5 PoA Issuance Cycle 2011-03-12Project Cycle – Programme of Activities12 Pending Procedures for PoA Issuance PROCEDURE FOR REQUESTS OF ISSUANCE OF CERS (EB54 Annex 35) 6. The DOE shall submit the required documents listed in latest applicable version of the completeness checklist for requests for issuance, which the secretariat will make publicly available by publishing it on the UNFCCC CDM website. The DOE shall submit the required documents using the electronic, internet-based, submission tool provided by the secretariat to the DOE.

13. 2011-03-12Project Cycle – Programme of Activities Pending procedural guidance on monitoring A version of the standardized format for monitoring reports applicable to Programme of Activities (PoA) shall be established as per EB 54 meeting report para. 72; A summary of applicable guidelines to PoAs/CPAs as per EB 57 meeting report, paragraph 12, such as, inter alia, Procedures for notifying and requesting approval of changes from the registered PDD andProcedures for revising monitoring plans;Procedures for notifying and requesting approval of changes from the registered PDDProcedures for revising monitoring plans Further elaboration on General guidelines for sampling and surveys for SSC project activities (EB 50 Annex 30) on PoA/CPA monitoring and verification;General guidelines for sampling and surveys for SSC project activities Guidance on approval procedures for DOEs who has performed validation/inclusion/renewal of crediting period activities for the PoA to undertake the verification of the same PoA. Esp. for SSC PoA as per paragraph 20 of the Simplified modalities and procedures for small-scale CDM project activities (decision 4/CMP.1, Annex II);Simplified modalities and procedures for small-scale CDM project activities 5 PoA Issuance Cycle

14. Thank you for your attention! Mrs. Jun Wang PoA Product Manager GHG Lead Auditor - Assessor TÜV NORD CERT GmbH Langemarckstraße 20, D-45141 Essen Fon +49 (201) 825-2778 Fax +49 (201) 825-2139 jwang@tuev-nord.de www.tuev-nord.de www.tuev-nord.de