1. MGNREGA Social Audit in Gujarat Rural Development Dept Government of Gujarat

2. Key Principles - Social Audit  To create an environment of transparency and accountability with empowered people’s voice.  Overall purpose is to check compliance as per the Act that is made for people.  Grievances must be identified and redressed at the GP, Taluka and District level, It is a responsibility of the implementing agency.  The purpose is not to haunt for corruption but to make the delivery mechanisms effective. (not fault finding, but fact finding)

3. Objectives of Social Audit Environment of transparency and accountability towards public and the stakeholders. To empower peoples voice. To provide institutional mechanism to local, state level and stake-holders for people’s centric administration. To facilitate technical support and services to the local bodies, district and state level institutions. Identify the areas for change and reform in order to impact positively in improving administrative performance and achievements.

4. Institutional Structure and Operating Mechanisms  Unnati, a Gujarat based NGO was identified through a competitive process by CRD as Independent Social Audit Unit (a system enabler) for social audit and grievance Redressal  Phase - I (July 2009 – June 2010) worked from the CRD on the areas of demand generation, planning for labour budget and identification of works, monitoring, finance, capacity building, IEC, ICT, and social audit and grievance redressal.  Phase – II ( July 2010 – June 2011) worked independently with a joint governance mode on social audit and grievance redressal. A social audit framework was developed.   Phase –III (Feb. 2012 – Jan. 2015) Rolling out of the social audit system by working closely with the official system

6. Human Resources, Facilitating Tools and Enabling Provisions SAU comprises of State Coordinator, 4 Zonal Coordinators, 26 DLMs, One Toll free Telephone Helpline Assistant. Documents and Guidelines on 1. Social Audit Policy Design and Operating Framework, 2.Manual for Facilitators, 3. Formats for Verification, Pre-Social Audit Report and final Social Audit Report, 4. Three Informative Films Produced on Program Features and Provisions, Social Audit Steps and Program Innovations. 5. GR on the Social Audit Process, Structure, Steps and Roles of different Stakeholders

7. Enabling Provisions 6. Calendar of Meetings, Trainings and Workshops with members of VVMC and TRG, DLMs, District and Taluka Officials, DDOs, Directors, NGOs and Academics 7.Regular Official Communication on wall writing, selection of TRG members, Training and payment of TRGs, Uploading of SA Report, ODOP, Timely Redressal of Grievances, Action taken on Gross Irregularities, etc. 8. Disclosure of grievances (monthly) through the website – www.ruraldev.gujarat.gov.in 9.Consultation with NGOs to seek feed back on the prog.

8. Basket of Social Audit Instruments (a special GR has been issued to operationalize all the mechanisms)  Six Monthly State wide Social Audit Campaign through Gram sabha with the involvement of Taluka and District Officials.  Provision of District Level Monitors to conduct Concurrent Verification and work at the district and taluka level for system enabling through joint planning, training of TRGs and data compilation.  Model social audit in every district once in a month with the involvement of DDO/Collector, known as One District One Panchayat(ODOP)  Grievance Registration through Toll free Telephone Helpline  Special Social Audit (by SAU and Ombudsman) incase of unresolved Issues reported

9. Standardized Steps: 1. Mobilisation through Verification

10. 2.Systematization of Information: MIS to JIS

11. 3. Publishing the Information for Scrutiny: A Step for Confidence Building

12. 4. Verification by People Sets the Agenda for the Gram Sabha and People’s Participation

13. 5. Facilitation for Empowered People’s Participation and Testimony in the Gram Sabha

14. 6. People’s Feedback is the basis for corrective action and future planning

15. 7. Voices of the Vulnerable People are Included in the Agenda of Village Development

16. Typology of Grievances October 2010 – March 2014April 2014 onwards No. CategoryNo.Category 1 Demand for work and registration 1 Registration 2 Demand for new job card and separation 2 Job card 3 Timely non-availability of work 3 Demand for work 4 Delay in payment 4 Allocation of work 5 Low wage payment 5 Payment of wages and unemployment allowance 6 Job card and pass books not with the workers, no entry 6 Selection of work and work order 7 Post and bank related irregularities 7A Implementation and monitoring (Financial) 8 Ghost worker 7B Implementation and monitoring (Administrative) 9 Use of machine/non-existing work and other gross irregularities 8 Social Audit 10 VVMC/Mate related, workplace facilities related grievances 9 Other

17. MGNREGA COMPARATIVE PROGRESS: GUJARAT Indicator 2006-072007-082008-092009-102010-112011-12 2012-132013-14 2014-15 end of Feb 1223456789 No. of Registered household 6322698655032877792356968639555234076332384488036858043536679 No. of households issued jobcards 632269 Month 2877792356968639555234076332384488036858043536679 Number of households provided employment 22626929065185069116050751096210820577680423578625484684 Mandays generated (in lakhs) 100.5690.04213.07584.98491.84311.22281.47230.28163.22 Mandays generated by women (lakhs) 50.4441.9191.24273.38214.73140.76120.62101.2370.06 Total number of works undertaken 910821612473242966548612713879311515693033131513 Completed works 381614579325612635984708540467411492150630698 On going works 52927033147633305639042983267400771527100815 Available Fund (Rs. In Lakh) 14853.2113176.4728223.5393130.63126832.5393535.0988100.9562544.1146936.03 Total expenditure (Rs. In Lakh) 8603.108183.7119615.3473884.9578903.4165346.3863323.6457472.9843761.03 Average Days employment\HH 443125364538414034 Labour Budget Plan (Rs in Lakh) --16000.0065600.00146821.0080085.0092979.9273333.4164885.98 Achievement against the labour budget (%) --122.60112.6353.7481.6068.1078.3767.44 Achievement against available fund (%) --69.5079.3362.2169.8671.8891.8993.24

18. Status of grievances (Last three years) MechanismRegisteredRedressed (%g)Pending Social Audit Campaign(Apr.–May 2012)808803 (99%)5 Social Audit Campaign(January 2013)714661 (93%)53 Telephone Helpline447429 (96%)18 DLM verification30102918 (97%)92 Total49794811 (97%)168 MechanismRegisteredRedressed (%g)Pending Social Audit Campaign (Apr–May 2013)439356 (82%)83 Social Audit Campaign (Oct. – Nov. 13)590372 (63%)218 Telephone Helpline338271 (80%)67 DLM verification22201891 (85%)329 Total April 2012 – March 13, as on Jan. 15 April 2013 – March 2014, as on Jan. 15 April 2014 – January 2014, as on Jan. 15 MechanismRegisteredRedressed (%g)Pending Social Audit Campaign (May – Jun. 2014279165 (59%)114 Social Audit Campaign (Jan – Feb. 2015) (Report under preparation) 440 Telephone Helpline22936 (16%)193 DLM verification1236280 (23%)956 Total

19. Social Audit Campaign : Quality Parameters Particular April – May 2012 Jan 2013 April – May 2013 Oct. Nov. 2013 May Jun. 2014 Jan Feb 2015 No. of panchayats whose records were available 118961182810334 9380 11762 Reco rds are being Comp iled No. of instances where TRG member was present 9433 (79%) 8232 (70%) 7086 (69%) 6762 (72%) 9629 (82%) No. of GPs where verification was done 9864 (83%) 8842 (75%) 7602 (74%) 7392 (79%) 9951 (85%) No. of instances where SA format was filled 9949 (84%) 10013 (85%) 8756 (85%) 8020 (86%) 11055 (94%) Total TRG members158014421622 1294 20001840 Training of TRG members 1210 (77%) 1075 (75%) 1224 (75%) 949 (73%) 1562 (78%) 1418 (77%) No. of GPs Observed by DLMs and state SAU 312307463 340 361199 No. of grievances regd. in the gram sabha 80871443959027944 Total grievances redressed 8036613563721650

20. Social Audit Campaign - Photos

21. One District One Panchayat (ODOP)  Each District is expected to conduct 8 ODOPs annually  Presence of Collector and DDO are crucial to build an enabling environment for Social Audit During April 2012 - March 2013 a total of 100 ODOPs were organised During April – March 2014 a total of 185 ODOPs were organised During April 2014 – January 2015, a total of 111 ODOPs were organised

22. Concurrent verification by DLMs In April 2012 – March 13: 3745 Gram panchayats were covered. In April 2013 – March 2014: 3741 Gram panchayats were covered. In April 2014 – January 2015: 2416 Gram Panchayats were covered The District Level Monitor makes concurrent verification. During verification by making visit to gram panchayats, meeting with laborers, observing records and work sites.

23. Toll FreeTelephone helpline 1800 233 4567 In April 12 – March 13: 447 grievances were registered, while 1972 calls were received for information. In April 13 – March 14: 336 grievances were registered, While 1067 calls were received for information In April 14 – January 15: 225 grievances were registered, While 864 calls were received for information Operated by SAU  Districts have done wall writing of the toll free number.  Calls are related to general information regarding the scheme, GRS appointment and salary, grievances related to late payment of wage, demand for work and other serious irregularities like use of machine.  On receiving the call on grievance, a receipt is sent to the complainant and the copy is forwarded to the DDO and the Director.

24. Issues before Effective implementation of Social Audit 1. Collective understanding on role of SAU as system enabler rather than searching irregularities. 2.The social audit campaign has universal coverage, high expenditure and maximum involvement, however the total grievance registered is very low – need for system reform in the context of the 4 th edition of Operational Guidelines. 3.ODOPs (One District One Panchayat) needs more attention as it can build an enabling environment for robust social audit practices. 4. Developing mechanisms so that work is not discontinued after identification and verification of irregularities 5. Time plan of district and taluka MGNREGA staff members for redressal of grievances

25. Issues before Effective implementation of Social Audit 6. Strengthening of TRG by pre allocation of specific GPs and ensuring their responsibilities and payment. 7. Involvement of VVMC members and their training to make social audit campaign effective. 8. Enhanced attention on those GPs where work is done in the last six months prior to the social audit. 9. Independent functioning of the Social Audit Unit.

26. Regarding the establishment of SAU by the Dept Govt of Gujarat after careful consideration has consider approval of a Dept level SAU as per the GOI direction dated 11/06/2014 & 11/08/2014 The following positions are being approved by Govt of India Director SAU: 1 Post Social Audit Expert : 5 District Social Auditor : 16

27. Action Plan of the State Gujarat has well established system of Social Audit implementation across the State. Core strength of the present system – Well defined method of social audit and supporting components. – Trained TRGs (approx 1840 members ), 26 DLMs and 4 Zonal Coordinators to facilitate – Good feedback and documentation system in place Previously Dept has assigned the responsibilities to the Unnati (CSO) however as per the new direction of GOI the SAU team will take charge of the responsibilities as it has been advised. Dept will ensure utilization of the strengths of the existing system and the manpower will be replaced with the new arrangements.

28. Impact of Social Audit The entire system became more accountable towards the implementation at the local level. Participation of the local community in the process of development is ensured. Created a platform to discuss and resolve the issues of mutual interest. Greater awareness generation about the programme at the cutting edge level.

29. THANK YOU