1. Office of Research Integrity and Assurance To ensure university compliance with local, state, and federal regulations through ethical and responsible conduct of research.

2. ORIA Mission To foster a culture of research integrity in partnership with faculty, staff, students, and regulatory committees. and To demonstrate the highest commitment to the responsible conduct of research.

3. Areas Served by the ORIA Human Subjects Research - IRB Animal Care and Research - IACUC Biosafety - IBC Scientific Diving Objectivity in Research - IPIRC Security and Exports Integrity (Responsible Conduct in Research (RCR)

4. Areas and committees supported by the Office of Research Integrity and Assurance Research Integrity and Assurance Human Subjects IRB Animal Care IACUC Export Controls Biosafety IBC Conflict of Interest IPIRC Scientific Diving DCB Security Responsible Conduct in Research RCRC

5. ORSPA 300 Pg 2 J. SPECIAL REVIEWS Check all that apply and attach the ORSPA form indicated. Human Subjects (ORSPA 300E) Laboratory Animals (ORSPA 300E) Radiation Safety (ORSPA 300E) Participation by Foreign Nationals (ORSPA 300E) Publication Restrictions (ITAR) (ORSPA 300E) Scientifi c Diving (ORSPA 300E) Biological Materials (ORSPA 300E) Laboratory Registration (ORSPA 300E) American Indian Studies (ORSPA 300E) Hazards (ORSPA 300E) CAS Exception (ORSPA 315) Cost Sharing or Matching Funds (ORSPA 305) Supplemental Pay (ORSPA 310)

7. 300E Human Subjects Get IRB# from PI (only they know correct #) Multiple, titles, one to many Approval only for 1 year at a time Pending Just in Time

8. 300E Animals Ask PI for # Pending Just in Time Approval for 3 years for most Contact Cyndi Heimerich 965-4796 for assistance

9. IRB and IACUC may also apply MTA’s (incoming IBC review, int’l outgoing export review) Lab Registration # annually IBC Approval for 3 years Pending Just in Time Contact Lael Thompson for assistance at 727-0872

10. Scientific Diving Under ASU policy and federal regulations all research and related activities involving underwater diving: –for which ASU is a participant –regardless of whether the activity will receive funding or not –must adhere to strict AAUS standards and certification per RSP207RSP207

11. Objectivity in Research Conflict of Interest To disclose any financial interest that could potentially bias the design, conduct, or results of research Annual questionnaire –Must be completed by all staff on a sponsored project –5 Yes/No questions –Auto email reminders from ORIA –Management plans distributed –ORSPA 300C by PI and Co-I’s

12. Security Security Clearances –ASU does not participate in classified research on campus –Sponsor may require faculty to have access to classified information to carry out the research –Security clearance requests and ITAR visit requests go to the Facilities Security Officer (FSO) Debra Murphy at 965-2179

13. Export Controls Laws and regulations that apply regardless of sponsor or funding All shipments of items to foreign countries/collaborators are an export and need review by ORIA Sharing export controlled technical data with foreign nationals in the United States (deemed export) or abroad in any manner may require a license Contact Sheryl Trexler 727-0870 for assistance

15. RCR Responsible Conduct in Research 1.Data Acquisition, Management, Sharing and Ownership 2.Conflict of Interest and Commitment 3.Human Subjects 4.Animal Welfare 5.Research Misconduct 6.Publication Practices and Responsible Authorship 7.Mentor / Trainee Responsibilities 8.Peer Review 9.Collaborative Research New NSF and NIH requirement to address RCR in proposal submissions Training modules and resources available on the Office of Research Integrity website Mandatory training to begin October 1, 2009

16. http://researchintegrity.asu.edu/ Research Integrity Website –Forms –FAQ’s –Training requirements and materials –Links to regulations and resources –Contacts for each compliance area

17. Questions?. http://researchintegrity.asu.edu/ Call 965-4796 for assistance.