1. Wrapper-Based Evolution of Legacy Information Systems From the article by P. Thiran, J. Hainaut, G. Houben and D Benslimane Presentation by: Alex Saville, Espen Skogen and Sharon Stanley

2. Introduction Overview –Why do we need wrappers? Meeting The Challenge –How do they work? The Solution –Schemas and Mapping The Methodology Conclusion

3. Overview

4. Why do we need wrappers? RBS DBMSNatWest DBMS RBS DataNatWest Data

5. The Tale of Mr Ludd and Mr Moddy (An Analogy for Wrappers)

6. Mr Ludd Oldie = manual transmissionNewby = automatic transmission Magic Sunglasses

7. Mr Moddy Oldie = manual transmissionNewby = automatic transmission

8. The Challenge

9. Legacy Data Legacy System We start with a legacy system reading from and writing to a legacy database management system (DBMS). Few explicit constraints (i.e. built into DBMS setup) Many implicit constraints (i.e. not built into DBMS setup) Data integrity checks, validation etc Legacy application Application logic Legacy DBMS (limited data integrity, limited validation) The Challenge

10. Legacy Data Legacy DBMS (limited data integrity, limited validation) Legacy System Modern Data Modern System We will try to put the new application into a modern system, accessing the legacy DBMS. No implicit constraints The new application is designed using modern techniques, but again, is unsuitable for the legacy DBMS because it does not include data integrity checks, validation – i.e. the implicit constraints that accessing the legacy DBMS calls for. New application Application logic Existing Modern application Application logic Data integrity checks, validation etc Legacy application Application logic Modern DBMS (includes data integrity, includes validation) The Challenge KABOOM !!!

11. Legacy System Data integrity checks, validation etc So we put data integrity checks and validation into the new application too. This will work fine as long as the new application accesses the legacy DBMS, although it is still using legacy-style techniques. Modern System Data integrity checks, validation etc Legacy application Application logic New application Application logic New application Application logic Legacy Data Legacy DBMS (limited data integrity, limited validation) Data integrity checks, validation etc Existing Modern application Application logic Modern Data Modern DBMS (includes data integrity, includes validation) The Challenge

12. Legacy System Data integrity checks, validation etc Modern System Data integrity checks, validation etc If we later wanted to migrate the new application to use the modern DBMS, we would have extra processing which would be redundant at best, and at worst, incompatible data structures (bringing the risk of data corruption), which would mean extra work to ensure compatibility. Data integrity checks, validation etc Legacy application Application logic New application Application logic New application Application logic Existing Modern application Application logic Legacy Data Legacy DBMS (limited data integrity, limited validation) Modern Data Modern DBMS (includes data integrity, includes validation) The Challenge

13. The Proposed Solution: The Wrapper

14. Legacy System R/W Wrapper 1 We will build our new application with a separate wrapper. It is used when reading from and writing to the legacy DBMS. Because it is used for reading and writing, it is termed a R/W wrapper (read/write) Data integrity checks, validation etc Legacy application Application logic New application Application logic Data integrity checks, validation etc Model Conversion Legacy Data Legacy DBMS (limited data integrity, limited validation)

15. If we want to read from or write to the legacy DBMS from the new application in our modern system as well, we can reuse the wrapper from our legacy system. Modern SystemLegacy System R/W Wrapper 1 Data integrity checks, validation etc Legacy application Application logic New application Application logic Data integrity checks, validation etc Model Conversion Legacy Data Legacy DBMS (limited data integrity, limited validation) R/W Wrapper 1 New application Application logic Data integrity checks, validation etc Model Conversion Existing Modern application Application logic Modern Data Modern DBMS (includes data integrity, includes validation)

16. Modern SystemLegacy System Data integrity checks, validation etc Legacy application Application logic New application Application logic R/W Wrapper 2 Model Conversion Legacy Data Legacy DBMS (limited data integrity, limited validation) New application Application logic Existing Modern application Application logic Modern Data Modern DBMS (includes data integrity, includes validation)

17. The Wrapper Interface How does a application communicate with the wrapper? How does the wrapper communicate with the legacy DBMS?

18. R/W Wrapper Wrapper Schema Legacy DBMS (limited data integrity, limited validation) Wrapper queries / updates Database queries / updates The communication protocol for communication with the wrapper A communication with the wrapper schema The communication protocol for communication with the legacy DBMS A communication with the legacy schema Legacy Schema R/W Wrapper for Accessing Legacy DBMS

19. Schemas (diagrams taken from article) Reference Name Address Account Customer Acc: Reference Number Customer Account Date Amount Product Order Acc: Customer Physical Schema The Physical Schema can be determined by analysing the SQLDDL. Note that the Physical Schema only contains explicit constraints (e.g. uniqueness due to indexes). In this database, there are two tables: Customer and Order. Customer is indexed on the column Reference. Order is indexed on the column Customer.

20. Schemas (diagrams and examples taken from article) Order id: Number ref: Customer fd: Customer Account Logical Schema Reference Name[0-1] Address Account Customer id: Reference Street Zip City The next stage is to determine the logical schema. This is derived through analysis of the code and data. For example, the code might check that Customer Number exists on Customer, prior to inserting an Order. This tells us that Customer Number is an implicit foreign key. Data analysis might hint at Customer being functionally dependent on Account due to the otherwise seemingly redundant attribute. Number Customer Account Date Amount Product Reference Name Address Account Customer Acc: Reference Number Customer Account Date Amount Product Order Acc: Customer Physical Schema

21. Reference Name Address Account Customer Acc: Reference Number Customer Account Date Amount Product Order Acc: Customer Physical Schema Schemas (diagrams taken from article) Number Customer Date Amount Product Order id: Number ref: Customer Wrapper Schema Reference Name[0-1] Address Street Zip City Account Customer id: Reference Order id: Number ref: Customer fd: Customer Account Logical Schema Reference Name[0-1] Address Account Customer id: Reference Street Zip City Number Customer Account Date Amount Product Finally, we must create the wrapper schema from the logical schema. The logical schema must comply with how the wrapper needs to see its data Any redundant data must be hidden from the wrapper schema, while still being managed. e.g. Account occurred both tables, so one occurrence is redundant. Therefore it has been grouped with Customer, not Order.

22. Mapping (diagrams taken from article) INSERT INTO Order (Number, Customer, Date, Amount, Product) VALUES (: Number, :Customer, :Date, :Amount, :Product); Number Customer Date Amount Product Order id: Number ref: Customer Wrapper Schema Reference Name[0-1] Address Street Zip City Account Customer id: Reference Wrapper Update Reference Name[0-1] Address Account Customer Acc: Reference Number Customer Account Date Amount Product Order Acc: Customer Physical Schema If exists (SELECT * FROM Order WHERE Number = :Number) or not exists (SELECT * FROM Customer WHERE Reference = :Customer) then return error; else SELECT Account INTO :Account FROM Customer WHERE Reference = :Customer INSERT INTO Order (Number, Customer, Date, Amount, Product) VALUES (: Number, :Customer, :Date, :Amount, :Product); endif; Database Query/Update

23. Mapping (diagrams taken from article) Reference Name[0-1] Address Account Customer Acc: Reference Number Customer Account Date Amount Product Order Acc: Customer Physical Schema If exists (SELECT * FROM Order WHERE Number = :Number) or not exists (SELECT * FROM Customer WHERE Reference = :Customer) then return error; else SELECT Account INTO :Account FROM Customer WHERE Reference = :Customer INSERT INTO Order (Number, Customer, Date, Amount, Product) VALUES (: Number, :Customer, :Date, :Amount, :Product); endif; Database Query/Update 1. Implicit Constraint Management (the wrapper checks the constraints implied by the implicit identifier (exists) and implicit foreign keys (not exists)). 2. Data Error Management (the wrapper reports on violation of implicit constraints). 3. Redundancy Management (the wrapper assigns the values for redundant data from the source data (Account) 4. Query translation – of the wrapper update against its schema to updates on the physical schema We will now examine the database query/update that has resulted.

24. Wrapping Up – A Summary of the Basic Architecture of a R/W Wrapper Query / update analysis Error reporting Query / update and data translation Implicit constraint control Security* Concurrency and transaction management* * Out of scope for the article, and therefore for this presentation.

25. Generic Methodology Database reverse engineering –No up to date documentation Wrapper generation –Mapping to functions

26. Conclusion Relatively smooth transition Only one area of coding Allows any program to read and update Controls the integrity of data Relatively time and cost effective

27. References P. Thiran, J. Hainaut, G. Houben and D Benslimane (2006), Wrapper-Based Evolution of Legacy Information Systems, ACM Transactions on Software Engineering and Methodology, Vol 15, No 4, Pages 329-359 Dr. David Corman, The Boeing Company (2001), The IULS Approach to Software Wrapper Technology for Upgrading Legacy Systems http://www.stsc.hill.af.mil/crosstalk/2001/12/corman.html, accessed October 2007 http://www.stsc.hill.af.mil/crosstalk/2001/12/corman.html Dean, J., Li, L. (2002), Issues in Developing Security Wrapper Technology for COTS Software Products http://iit-iti.nrc- cnrc.gc.ca/publications/nrc-44924_e.html, accessed October 2007http://iit-iti.nrc- cnrc.gc.ca/publications/nrc-44924_e.html Kelly, R., Fritsch, M., (2003), Improved effectiveness with information consolidation - Creating information transparency and consistency http://download.oracle.com/owparis_2003/40266.doc, accessed October 2007http://download.oracle.com/owparis_2003/40266.doc

28. Questions?