1. conceptual coherence in the generation of referring expressions Albert Gatt & Kees van Deemter University of Aberdeen {agatt, kvdeemte}@csd.abdn.ac.uk

2. Gatt and Van Deemter 2007: Lexical Choice and conceptual perspective in the generation of plural referring expressions. Journal of Logic Language and Information (JoLLI) 16 (4), p.423-444.

3. some received wisdom… Choice is ultimately dependent on the perspective you decide to take on the referent (...). Will it be more effective for me to refer to my sister as my sister or as that lady or as the physicist ? (Levelt `99, p. 226)

4. the rest of this talk… 1. Generation of Referring Expressions 2. Perspective and Conceptual Coherence reference to sets experimental work 3. An algorithm evaluation 4. Extensions: local (Conceptual) Coherence in discourse

5. Generation of Referring Expressions (GRE) Part of micro-planning (Reiter/Dale `00) At this stage, the content of a message is being determined, including descriptions of domain objects (Noun Phrases) The task of GRE: – given a set of intended referents, look up properties of these referents that will distinguish them from their distractors in a Knowledge Base

6. Content determination strategies Most algorithms inspired by the Gricean maxims (Grice `75) – especially Brevity (Dale `89, Gardent `02) But compare: ?? λx: professor(x) V plump(x) ?? λx: professor(x) V [plump(x) & man(x)] λx: biologist(x) V physicist(x) Not all of these have an equally good ring to them. entitybase typeoccupationspecialisationgirth e1womanprofessorphysicistplump e2womanlecturergeologistthin e3manlecturerbiologistthin e4manpostgraduatethin

7. the Conceptual Coherence constraint Sets (and disjunction): λx: p(x) V q(x) the p and the q – reference to a plurality suggests to the listener that there is a relationship holding between elements of the pluralities – p and q should be related or similar – semantic relatedness allows the listener to conceptualise the plurality more easily (Sanford and Moxey, `95) Gatt and van Deemter (`02): – Peoples preference for descriptions of this form were highly correlated to the semantic similarity of disjuncts – Best results achieved with a distributional definition of similarity (Lin `98) – sim(w,w) is a function of how often w and w occur in the same grammatical relations in a corpus

8. Lins definition of distributional similarity Let w 1, w 2 be two words of the same grammatical category. E.g. dog, cat GR contains information about a syntactic relation w occurs in: – GR = – w the target word, R the relation, x the co-argument of w – p is the probability of w and x occurring in this construction (as mutual information). – Example: sim( w 1, w 2 ) is calculated using the GR triples that w 1 and w 2 share. We use SketchEngine, a large-scale implementation of this theory, based on the BNC (Kilgarriff, `03)

9. experiment 1: multimodal sentence completion General idea: – To refer to a set, people will prefer to use a plural that respects the conceptual coherence constraint – If this is impossible, then they will break down the set in manageable parts. Experimental domains: – 3 targets (a,b,c) + 1 distractor (d) – sim(a,b) could be high or low – sim(a,c) sim(b,c) = low Expectation: – if 2 of the targets have semantically high-sim types, they will be referred to in a plural description

10. experiment 1: example domain £5 £20 Complete the following by clicking on the pictures: The _____________ and the _____________ cost £5. The _____________ also costs £5. Experimental domain: 1.Participants completed the sentences by clicking on the pictures. 2.Manipulation of similarity of two of the objects (a,b). 3.Hypothesis: If {a,b} are similar, they are more likely to be referred to in the plural. a b c d

11. experiment 1: results Proportion of plural references to designated targets {a,b} when: {a,b} are semantically similar {a,b} are semantically dissimilar

12. experiment 2: sentence continuation Does similarity play a role in content determination? Distinguishing properties: nouns (12) or adjectives (12 ). Expectation: – Participants will select similar properties in the plural description A university building was robbed last night. The police have detained three suspects for questioning, all of whom work or study at the university. 1. One of them is a postgraduate. He is a physicist. 2. Another is a Greek, an undergraduate. 3. Also among the suspects is a cleaner. He is an Italian. Both ______________________ were held in custody, but the physicist was released last night.

13. experiment 2: results Friedman 45.89, p <.001 trend as expected Friedman 36.3, p <.001 trend in the opposite direction Proportion of references using pairwise similar properties: Nouns: Adjectives:

14. summary of findings so far In referential situations, people prefer to produce plural descriptions if the entities can be conceptualised under the same perspective. This holds for types, but not modifiers – Types correspond to concepts, and are the way we carve up the world and categorise objects – Modifiers correspond to properties of those objects. Results have been corroborated in other experiments

15. Aloni (2002): answers to questions wh x? must conceptualise the different x using one and the same perspective (relevant given hearers information state and the context) Our experiments confirm that this idea is on the right track …

16. The challenge for an algorithm: Complete coherence is often not possible the Italian, the Greek and the Spaniard – But what if there are 5 Spaniards? the Italian, the Greek and ? – What if you dont know the persons nationality? the table, the chair and the plant – What if you need to refer to an object thats of different kind of the other two?

17. a GRE algorithm The algorithm should try to find the most coherent description possible. Assumption: this should be done even at the cost of brevity! Main knowledge source: – The relation sim (Kilgarriff `03) Input: – Knowledge Base – Target referents (R )

18. step 1 1. Lexicalise properties in the KB 2. Identify types (nominal properties) and modifiers The set of types and the similarity relation define a semantic space S = Definition 1: Perspective A perspective P is a convex subset of S, i.e.: t, t, t T: t, t P & sim(t, t) sim(t, t) t P Computed using a clustering algorithm (Gatt `06), which recursively groups together semantic nearest neighbours.

19. perspective graph Aim: find a description for R that minimises the distance between perspectives from which properties are selected. Weight of a description, w(D): the sum of distances between perspectives represented in D. – w( the professor and the plump man ) = 1 – w( the biologist and the physicist ) = 0

20. descriptive coherence Definition 2: Maximal coherence D is maximally coherent if there is no D coextensive with D such that w(D) < w(D) – implies finding a shortest connection network in the perspective graph (intractable!) Definition 3: Local coherence D is locally coherent if there is no D coextensive with D s.t.: 1. D is obtained by replacing a perspective in D 2. w(D) < w(D)

21. N //the perspectives represented in D root perspective with most referents in its extension starting from root do: – Check types and modifiers. – If a property excludes distractors: add it to D add the perspective to N – If R is not distinguished, go to the next perspective, which is search procedure (V is the set of perspectives).

22. evaluation Do people prefer coherence over brevity? – (Two Gricean maxims: Be brief vs. Be orderly) Method: subjects (N = 39) shown 6 discourses. – Each discourse introduces 3 entities – Followed by 2 possible continuations – Subjects had to indicate their preferred continuation Each of the 6 discourses represented a condition: – Brevity: descriptions equally (in-)coherent, but one is brief – Coherence: descriptions equally (non-)brief; only one is coherent – Trade-off: coherent description is non-brief

23. Example: the domain Three old manuscripts were auctioned at Sothebys: e1: One of them is a book, a biography of a composer e2: The second, a sailors journal, was published in the form of a pamphlet. It is a record of a voyage. e3: The third, another pamphlet, is an essay by Hume

24. Intuitively, this is about texts – of different genres (e.g., essay) – published in different forms (e.g., pamphlet) Of course our corpus-based model doesnt use these concepts …

25. Example: continuations: (+c,-b) The biography, the journal and the essay were sold to a collector (+c,+b) The book and the pamphlets were sold to a collector (-c,+b) The biography and the pamphlets were sold to a collector (-c,-b) The book, the record and the essay were sold to a collector

26. results: no preference for brevity both descriptions coherent x 2 =.023, p =.8 both descriptions non-coherent x 2 =.64, p =.4

27. results: preference for coherence both descriptions minimal x 2 = 16.03, p <.001 both descriptions non-minimal x 2 = 13.56, p <.001

28. results: trade-off x 2 = 39.0, p <.001 Finally, (+c,-b) preferred over (-c,+b) In other words Coherence was more important than brevity In fact, brevity made no difference at all! – we did not confirm that +b is preferred over –b

29. Conclusion When its impossible to use the same perspective, use perspectives that are similar A version of Grices maxim be orderly?

30. Methodology Many experiments were done – to find a suitable notion of similarity/coherence – to discover how coherence and brevity relate Different algorithmic interpretations would be possible Algorithms are almost always under-determined by the empirical evidence

31. A limitation Ambiguity/polysemy is not taken into account For example, we might generate – the river and the/its bank These issues investigated in Imtiaz Khans PhD project One remark: river might disambiguate bank

32. An open question Why doesnt coherence play the same role for modifiers as for types?