1. The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary Oversight

2. 2 The CFTC Who is the Commodity Futures Trading Commission (CFTC)? Who and what do we regulate?

3. 3 CFTC Chairman Jim Newsome Commissioner Barbara Holum Commissioner Walter Lukken Vacant Commissioner Sharon Brown - Hruska Division of Clearing and Intermediary Oversight Division of Market Oversight Division of Enforcement Others Executive Director General Counsel International Affairs Chief Economist External Affairs Secretariat The Commission The Staff

4. 4 What do we regulate? Markets Clearinghouses Market participants

5. 5 The End For more information, please visit http://www.cftc.gov.