1. Regulatory Overview Jane Ecclestone Ian Johnstone Kevin Lewis 2011 ANNUAL CONFERENCE

2. Asia–Pacific regulatory overview 2

3. ASIC’s ongoing priority: fair and efficient markets 3

4. ASIC’s ongoing priority: confident and informed investors 4

5. Member Jurisdictions G20 Spain Hong Kong The Netherlands Singapore Switzerland International Organisations BIS ECB EC IMF OECD The World Bank International Standard- Setting Bodies & Other Groupings BCBS (banking) IAIS (insurance) IOSCO (securities) IASB (accounting) CPSS (payment & settlement) CGFS (market stability) International Regulatory Architecture F20 – Financial Stability Board Joint Forum

6. CASE STUDY: OUTSOURCING Joint Forum Outsourcing principles adopted by IOSCOBaselIAIS implemented by National Regulators applied to Financial Institutions

7. SHIFT OF CAPITAL TO THE EAST …

8. So, Some Common Themes For The Wider Region High levels of savings Powerful sovereign wealth funds Deepening Capital Markets Need to unlock Family Capital ….while lifting Standards of Governance ….and maintaining System Stability

9. What’s Coming Down The Line (Globally) Growing global convergence and less national divergence Accountability through to FSB Greater attention to big financial institutions Ever increasing attention to governance

10. ASX: Upcoming Developments Kevin A. Lewis 5 December 2011 CSA Conference

11.  ‘Good fame and character’ listing rule changes  Updated Appendix 1A  Revised Guidance Note 1 (admissions)  Revised Guidance Note 4 (foreign entities listing on ASX)  Revised Guidance Note 12 (significant changes to activities)  ASX Listing Rules review issues paper: reserves and resources disclosure rules for mining and oil & gas companies  CGC gender diversity reporting Upcoming developments

12.  Listing Rule Guidance Notes refresh:  Guidance Note 9 (corporate governance)  Guidance Notes 15 and 15A (fees)  Guidance Note 16 (trading halts)  Guidance Note 17 (waivers and in principle decisions)  Guidance Note 27 (trading policies)  Guidance Note 30 (quotation of additional securities)  Guidance Note 8 (continuous disclosure) - consultation draft end Q1 2012 Upcoming developments (continued)