2.  Documentation Requirement  All records should contain sufficient detail to sustain an audit and be clear enough to be read and understood by persons not associated with the project. 10/23/2015WisDOT BTS MMS

3.  Contractor Testing Documentation  Important elements for sampling and testing documents o Verify Qualified laboratory utilized for testing o Identify Qualified sampler and tester (complete name, first and last) o Identify specified material type o Verify aggregate quality/source identification o Verify sampling and testing schedule 10/23/2015WisDOT BTS MMS

4.  Materials Certifications Documentation  Review Materials Tracking System (MTS) data  Confirm required certification documents have been supplied and referenced  Review Materials Certifications Documentation for specified compliance in accordance with the CMM 10/23/2015WisDOT BTS MMS

5.  WisDOT Verification Testing  Review Materials Tracking System data  Confirm Verification testing was conducted and documented as specified 10/23/2015WisDOT BTS MMS

6.  2012 Contractor QC Data  Tests missing or not documented  Required forms not used or presented  Worksheet information missing- full names, project ID, quantities, Lab ID etc.  Project administrators had to go back to contractors to get incomplete or missing documents 10/23/2015WisDOT BTS MMS

7.  Materials Certifications and Documentation  June 2008 o 86.0%- missed 8 of 56 required  November 2009 o 91.0% -missed 5 of 57required  November 2010 o 86.0 % - missed 12 of 79 required  September 2011 o 98.0 %-missed 2 of 103 required  December 2012 o 91.9 % - Missed 10 of 124 required  November 2013 o 100 % - Missed 0 of 55 required 10/23/2015WisDOT BTS MMS

8. 10/23/2015WisDOT BTS MMS

9.  Verification Testing  June 2008 o 79.0% (97% if Companion Cylinders not included)  November 2009 o 93.0 % -missed 15 of 217 required tests or test sets  November 2010 o 96.0 % - missed 4 of 105 required tests or test sets  September 2011-Preliminary results o 93.1% -missed 19 of 277 required tests or test sets (98.0% if Companion Cylinders not included)  December 2012 o 93.3% - missed 22 of 329 required tests or test sets  December 2012 - (Preliminary Findings) o 95.1% - missed 7 of 144 required tests or test sets 10/23/2015WisDOT BTS MMS

11. Keith H. Lundin Quality Assurance Unit Bureau of Technical Services Division of Transportation System Development Wisconsin Dept. of Transportation Cell: 608-220-8847 FAX: 608-245-8959 keith.lundin@dot.wi.gov keith.lundin@dot.wi.gov