1. OPEN ACCESS EXPERIANCES AND WAYAHEAD

2. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 Section 2 (47) “Open access” means the non-discriminatory provision for the use of transmission lines or distribution system or associated facilities with such lines or system by any licensee or consumer or a person engaged in generation in accordance with the regulations specified by the Appropriate Commission;” “Open access” means the non-discriminatory provision for the use of transmission lines or distribution system or associated facilities with such lines or system by any licensee or consumer or a person engaged in generation in accordance with the regulations specified by the Appropriate Commission;”

3. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 “ licensee “ means a person who has been granted a licence under section 14; The Appropriate Commission may, on application made to it under section 15, grant any person licence to any person - (a) to transmit electricity as a transmission licensee; or (b) to distribute electricity as a distribution licensee; or (c) to undertake trading in electricity as an electricity trader, in any area which may be specified in the licence:

4. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 "consumer" means any person who is supplied with electricity for his own use by a licensee or the Government or by any other person engaged in the business of supplying electricity to the public under this Act or any other law for the time being in force and includes any person whose premises are for the time being connected for the purpose of receiving electricity with the works of a licensee, the Government or such other person, as the case may be;

5. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 No person shall (a) transmit electricity; or (b) distribute electricity; or (c) undertake trading in electricity, unless he is authorised to do so by a licence issued under section 14, or is exempt under section 13.

6. CERC Open Access Regulations, 2008 3. Subject to any other regulations specified by the Commission, the long-term customer shall have first priority for using the inter-State transmission system for the designated use. These Regulations shall apply for utilization of surplus capacity available thereafter on the inter-State transmission system by virtue of- (a) Inherent design margins; (a) Inherent design margins; (b) Margins available due to variations in power flows; (c ) Margins available due to in-built spare transmission capacity created to cater to future load growth or generation addition:

7. OPEN ACCESS IN INTER-STATE TRANSMISSION Implemented w.e.f. 6-May-2004Implemented w.e.f. 6-May-2004 Products –Products – –Long term Access –Short term Access MonthlyMonthly –Advance –First Come First Serve Day aheadDay ahead Same day transactionsSame day transactions Permits usage of spare transmission capacity through a transparent processPermits usage of spare transmission capacity through a transparent process Offers choice and freedom to buy & sell powerOffers choice and freedom to buy & sell power

8. CERC Open Access Regulations, 2008 Effective 01.04.2008Effective 01.04.2008 Regulations cover only Short-term Open AccessRegulations cover only Short-term Open Access Transactions categorized as Bilateral and Collective (through PX)Transactions categorized as Bilateral and Collective (through PX) Earlier Products of Short-Term retained under Bilateral TransactionsEarlier Products of Short-Term retained under Bilateral Transactions Nodal AgencyNodal Agency –Bilateral : RLDCs –Collective : NLDC

9. CERC Open Access Regulations, 2008 Transmission Charges moved from “Contract Path” to “Point of Connection”Transmission Charges moved from “Contract Path” to “Point of Connection” Both Buyers and Sellers of Collective transactions to bear transmission charges and absorb transmission lossesBoth Buyers and Sellers of Collective transactions to bear transmission charges and absorb transmission losses Inter-Regional links -No Separate treatment.Inter-Regional links -No Separate treatment. Emphasis on “Scheduling” rather than “Reservation”Emphasis on “Scheduling” rather than “Reservation” SLDC consent mandated along with applicationSLDC consent mandated along with application In case of Congestion – e-Bidding without Price CapIn case of Congestion – e-Bidding without Price Cap Exit Option provided with payment of up to 5 days open access charges.Exit Option provided with payment of up to 5 days open access charges. Moving towards empowerment of SLDCsMoving towards empowerment of SLDCs

10. Transparency - Information Sharing Available Transfer Capacity (ATC) -3 months aheadAvailable Transfer Capacity (ATC) -3 months ahead Past & Current TransactionsPast & Current Transactions Injection & Drawal SchedulesInjection & Drawal Schedules Un-requisitioned SurplusUn-requisitioned Surplus Frequency TrendFrequency Trend Urgent market information – unit tripping, load crash, contingenciesUrgent market information – unit tripping, load crash, contingencies 52 week ISTS pooled losses52 week ISTS pooled losses STOA Rate / Procedures for capacity reservationSTOA Rate / Procedures for capacity reservation

11. Regulation 2004 of CERC Regulations on Short-Term Open Access Open Access Duration - Up to One year maximum -single application possible - Up to One year maximum -single application possible ST Rate - in Rs/MW/Day - Min. Charges for one day - in Rs/MW/Day - Min. Charges for one day Transmission Charges a. Intra Regional – 25% of Long Term Charges a. Intra Regional – 25% of Long Term Charges b. Inter Regional – 25% of Long Term Charges b. Inter Regional – 25% of Long Term Charges RLDC Charges a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 3000/day for each RLDC involved – Rs. 3000/day for each RLDC involved c. Handling &Service Charges - 2% of total charges c. Handling &Service Charges - 2% of total charges Congestion Management - E-Bid without price cap (06.05.2004 to 31.03.2005)

12. Regulation 2004 (Amendment 2005)of CERC Regulations on Short Term Open Access Open Access Duration - Up to three months -single application possible - Up to three months -single application possible ST Rate - in Rs/MW/Day - in Rs/MW/Day - Charges as per continuous block of up to 6 hours, 12 hours, - Charges as per continuous block of up to 6 hours, 12 hours, and more than 12 hours and more than 12 hours Transmission Charges a. Intra Regional – 25% of Long Term Charges a. Intra Regional – 25% of Long Term Charges b. Inter Regional – 50% of Long Term Charges b. Inter Regional – 50% of Long Term Charges RLDC Charges a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 3000/day for each RLDC involved – Rs. 3000/day for each RLDC involved c. Handling &Service Charges - Nil c. Handling &Service Charges - Nil Congestion Management - E-Bid without price cap ( 01.04.2005 to 31.03.2008)

13. Regulation 2008 of CERC Regulations on Short Term Open Access Open Access Duration - Bilateral -Up to 3 months separate application for each month - Bilateral -Up to 3 months separate application for each month - Collective: -Only Day ahead ST Rate - in Rs/MWh - Based on Scheduled Energy - in Rs/MWh - Based on Scheduled Energy Transmission Charges Bilateral: Bilateral: Rs.30/MWh – intra- regional Rs.60/MWh – Between adjacent regions Rs90/MWh – Wheeling through one or more region Collective Transactions (Px): -Rs. 30/MWh for each point of injection and drawal (From 01.04.2008)

14. Regulation 2008 of CERC Regulations on Short Term Open Access RLDC Charges Bilateral: Bilateral: a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 2000/day for each RLDC involved – Rs. 2000/day for each RLDC involved c. Handling & Service Charges –Nil c. Handling & Service Charges –Nil Collective Transactions: a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 5000/day to NLDC for each State involved ; -NLDC to Share with RLDCs – Rs. 5000/day to NLDC for each State involved ; -NLDC to Share with RLDCs Congestion Management Bilateral: - E-Bid without price cap Bilateral: - E-Bid without price cap Collective: - NLDC in coordination with Px (From 01.04.2008)

15. UI vs STOA market (All regions) 5% UI market 3% STOA market 100% power market 92% long term market

16. All India basis

19. Intra and Inter Regional Transactions

20. RLDCPROCESSING FEE FEERLDC Operating Charges CTUCharges NRLDC2.209.43149.75 SRLDC0.501.7844.33 ERLDC0.090.483.90 NERLDC0.050.392.70 WRLDC1.954.8261.16 TOTAL4.8016.90261.85 STOA CHARGES COLLECTED BY RLDCS DURING THE YEAR 2007-08 All figures in Crores of Rs.

21. STOA – SUCCESS STORY Developed in consultation with all stakeholdersDeveloped in consultation with all stakeholders Applications Processed (Since Beginning) > 20,000 No.Applications Processed (Since Beginning) > 20,000 No. Volume (Approved Energy) (Since Beginning) > 90BUsVolume (Approved Energy) (Since Beginning) > 90BUs Applications Approved > 95 %Applications Approved > 95 % –Refusal/Non-consent by SLDCs > 3 - 4 % –Refusal due to system constraints < 0.5 %

22. STOA – SUCCESS STORY Robust Financial Settlement SystemRobust Financial Settlement System Near Dispute free implementationNear Dispute free implementation Logistics/infrastructure -In-houseLogistics/infrastructure -In-house Confidence Building & Dissemination of knowledgeConfidence Building & Dissemination of knowledge

23. STOA – Encouraging facts Transactions between extreme corners of the countryTransactions between extreme corners of the country RGCCPP ( Kayamkulam) to PSEB Arunachal Pradesh(NER) to PSEB TNEB to J&K Most of the Captive Generating plants used STOA and helped in meeting the demand.Most of the Captive Generating plants used STOA and helped in meeting the demand. Ugar Sugars (KAR), Godavari Sugars (KAR) NCS Sugar(ANDHARA), Indorama ( MAH) Some of the states Simultaneous Buy & Sell on same day Transactions from few MW to hundreds of MWTransactions from few MW to hundreds of MW Improved performance of Generating PlantsImproved performance of Generating Plants Diversity being gainfully utilizedDiversity being gainfully utilized

24. Issues Skewed load – generation levelsSkewed load – generation levels Excessive line loadingExcessive line loading Non Consent by STU/SLDC for injection of power by embedded customersNon Consent by STU/SLDC for injection of power by embedded customers –Telemetry –Metering –Scheduling –PPAs

25. Issues UI Settlement of Intra state entitiesUI Settlement of Intra state entities –Before the Implementation of Open Access Regulations 2008, Various STU/SLDCs are charging differently with UI rates for different embedded customers. In the New Open Access Regulations the problem is addressed Functional Autonomy of SLDCFunctional Autonomy of SLDC Default in UI paymentsDefault in UI payments

26. STOA CASE STOA CASE KAYAMKULAM RGCCPP, NTPC to PSEB 150 MW for 31 days on Round the Clock basis

27. SR STOA OF KSEB(RGCCPP) - PSEB 0000 HRS – 2400 HRS 150MW AT RGCCPP EXBUS POINT for 31 days KERALA INJECTING UTILITY KYCPP,KSEB TRADER: NVVNL KAYAMKULAM RGCCPP NTPC) DRAWEE UTILITYPSEB CAPACITY APPROVED 150 MW DAILY PERIOD 0000-2400 HRS CUSTOMER: NVVNL WR NR PSEB HVDC BACK TO BACK AT VINDHYACHAL IN WR HVDC BACK TO BACK AT BHADRWATHI IN WR INTERVENING REGION WR INTERVENING REGIONAL LINK SR-WR WR-NR INTERVENING STATE TRANSMISSION UTILITYKSEB

28. SR STOA OF KSEB(RGCCPP) - PSEB 0000 HRS – 2400 HRS 150MW AT RGCCPP EXBUS POINT for 31 days KERALA KAYAMKULAM RGCCPP(NTPC) WR NR PSEB HVDC BACK TO BACK AT VINDHYACHAL IN WR HVDC BACK TO BACK AT BHADRWATHI IN WR EXPORT AT RGCCPP BUS150 MW PSEB RECIEVES 134.4 MW AT KERALA PERIPHERY 148.9 MW LOSSES IN KERALA 0.75% LOSSES IN SR 3.12% AT SR-WR PERIPHERY 144.3 MW LOSSES IN WR 4.0% AT WR-NR PERIPHERY 138.5 MW LOSSES IN NR 3.0%

29. SR STOA OF KSEB(RGCCPP) - PSEB 0000 HRS – 2400 HRS 150MW AT RGCCPP EXBUS POINT for 31 days KERALA KAYAMKULAM RGCCPP(NTPC) WR NR PSEB HVDC BACK TO BACK AT VINDHYACHAL IN WR HVDC BACK TO BACK AT BHADRWATHI IN WR APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION TRANSMISSION CHARGES PER MW PER DAY 1.Rs 843FOR CTU-SR 2.Rs 1311FOR SR-WR LINK 3.Rs 357FOR CTU-WR 4.Rs 600FOR WR-NR LINK 5.Rs 594 FOR CTU-NR 6.Rs 672.07 FOR KSEB SCHEDULING CHARGES PER DAY 1.Rs 3000FOR SRLDC 2.Rs 3000FOR WRLDC 3.Rs 3000FOR NRLDC 4.Rs 1000FOR KSEB TOTAL TRANSMISSION CHARGE PER UNIT 18.5/. Ps… Details

30. SR STOA OF KSEB(RGCCPP) - PSEB 0000 HRS – 2400 HRS 150MW AT RGCCPP EXBUS POINT for 31 days KERALA KAYAMKULAM RGCCPP(NTPC) WR NR PSEB HVDC BACK TO BACK AT VINDHYACHAL IN WR HVDC BACK TO BACK AT BHADRWATHI IN WR APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION TRANSMISSION CHARGES PER MWHR 1.Rs 90FOR Bilateral Wheeling through one or more region 1.Rs 30 FOR KSEB SCHEDULING CHARGES PER DAY 1.Rs 2000FOR SRLDC 2.Rs 2000FOR WRLDC 3.Rs 2000FOR NRLDC 4.Rs 2000FOR KSEB TOTAL TRANSMISSION CHARGE PER UNIT 12.2/. Ps… Details

31. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF RGCCPP – PSEB OF NVVNL (150 MW) BACK

32. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF RGCCPP – PSEB OF NVVNL (150 MW) BACK

33. Typical Approvals- Captive Power Plants Typical Approvals- Captive Power Plants Captive Power Plant Quantum( MW) Eastern Region NBVL(OPTCL)27 SAIL-DSP(DVC)20 TISCO(DVC)60 Bhushan Steel 25 J.P Cement (Rewa) 5 Western Region Indo Rama synthetics 22 PSKL10-30 Southern Region Renuka Sugar 25 Vishwanath Sugar 7.5 Godavari Sugar 25 Ugar Sugar 25 Jindal Steel 200 Nav Bharat 50 NCS Sugar 13

34. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003 “ licensee “ means a person who has been granted a licence under section 14; The Appropriate Commission may, on application made to it under section 15, grant any person licence to any person - (a) to transmit electricity as a transmission licensee; or (b) to distribute electricity as a distribution licensee; or (c) to undertake trading in electricity as an electricity trader, in any area which may be specified in the licence:

35. STOA CASE STOA CASE APTRANSCO to MPSEB 100 MW for One day from 0000 to 0600 hrs.

36. APTRANSCO - MPSEB THROUGH NVVNL (0000 HRS – 0600 HRS ) 100 MW AT INJECTION POINT for 1 day INJECTING UTILITY APTRANSCO CUSTOMER: NVVNL DRAWEE UTILITY MPSEB CAPACITY APPROVED 100 MW DAILY PERIOD 0000-0600HRS DATE OF COMMENCEMENT 08-01-05 DATE OF EXPIRY 08-01-05 AP WR GRID MP HVDC BACK TO BACK AT BHADRWATHI IN WR INTERVENING REGIONAL LINK 1.SR-WR TRADER: NVVNL

37. APTRANSCO - MPSEB THROUGH NVVNL (0000 HRS – 0600 HRS ) 100 MW AT INJECTION POINT for 1 day EXPORT AT AP 100 MW AT SR PERIPHERY 96.9 MW MP RECIEVES 93.0 MW LOSSES IN SR 3.12% LOSSES IN WR 4% TOTAL LOSSES FOR TRANSACTION 7.0 MW AP WR GRID MP HVDC BACK TO BACK AT BHADRWATHI IN WR CTU

38. APTRANSCO - MPSEB THROUGH NVVNL (0000 HRS – 0600 HRS ) 100 MW AT INJECTION POINT for 1 day APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION MORE DETAILS TRANSMISSION CHARGES PER MW PER DAY 1.Rs 700.91FOR CTU-SR 2.Rs 881.49FOR SR-WR LINK 3.Rs 339.98FOR CTU-WR TOTAL TRANSMISSION CHARGE PER UNIT 34.53Ps /. SCHEDULING CHARGES PER DAY 1.Rs 3000FOR SRLDC 2.Rs 3000FOR WRLDC AP WR GRID MP HVDC BACK TO BACK AT BHADRWATHI IN WR

39. APTRANSCO - MPSEB THROUGH NVVNL (0000 HRS – 0600 HRS ) 100 MW AT INJECTION POINT for 1 day APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION MORE DETAILS TRANSMISSION CHARGES PER MW PER DAY 1.Rs 700.91FOR CTU-SR 2.Rs 881.49FOR SR-WR LINK 3.Rs 339.98FOR CTU-WR TOTAL TRANSMISSION CHARGE PER UNIT 13.52Ps /. SCHEDULING CHARGES PER DAY 1.Rs 3000FOR SRLDC 2.Rs 3000FOR WRLDC AP WR GRID MP HVDC BACK TO BACK AT BHADRWATHI IN WR

40. APTRANSCO - MPSEB THROUGH NVVNL (0000 HRS – 0600 HRS ) 100 MW AT INJECTION POINT for 1 day APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION MORE DETAILS TRANSMISSION CHARGES 1.Rs 90 /MWH FOR WHEELING TOTAL TRANSMISSION CHARGE PER UNIT 7.83Ps /. SCHEDULING CHARGES PER DAY 1.Rs 2000FOR SRLDC 2.Rs 2000FOR WRLDC AP WR GRID MP HVDC BACK TO BACK AT BHADRWATHI IN WR

41. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF APTRANSCO – MPSEB OF NVVNL (100 MW) BACK

42. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF APTRANSCO – MPSEB OF NVVNL (100 MW) BACK

43. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF APTRANSCO – MPSEB OF NVVNL (100 MW) BACK

44. Any mismatch between the scheduled and the actual drawal at drawal points and scheduled and the actual injection at injection points for the intra- State entities shall be determined by the concerned State Load Despatch Centre and covered in the intra-State UI accounting scheme. Unless specified otherwise by the concerned State Commission, UI rate for intra-State entity shall be 105% (for over-drawals or under generation) and 95% (for under- drawals or over generation) of UI rate at the periphery of regional entity. Unscheduled Inter-change (UI) Charges

45. Development of the Power Market in India Development of the Power MarketDevelopment of the Power Market –Section 66, IE Act 2003 –National Electricity Policy, 12-Feb-2005, Para 5.7.1(d) Implementation of Inter-State ABT : 2002-03Implementation of Inter-State ABT : 2002-03 –Metering, Scheduling and Settlement Introduction of Open Access in Inter State Transmission : May 2004Introduction of Open Access in Inter State Transmission : May 2004 Development of PXDevelopment of PX –Staff paper by CERC : July 2006 –Public hearing : December 2006 –Guidelines for setting up PX : February 2007 –Approval for setting up first PX : MCX, August 2007

46. Power Exchange A Power exchange facilitates equitable, transparent and efficient trading of power.A Power exchange facilitates equitable, transparent and efficient trading of power. Bridges the demand supply mismatch by bringing larger players together for buying and selling in an auction based system.Bridges the demand supply mismatch by bringing larger players together for buying and selling in an auction based system. While maintaining complete anonymity, resolves the constraints in the earlier formats, Viz. search costs, asymmetric information, transaction costs, and counter-party risks.While maintaining complete anonymity, resolves the constraints in the earlier formats, Viz. search costs, asymmetric information, transaction costs, and counter-party risks.

47. Power Exchange Power Exchange Presently CERC has allowed only Day ahead Market At present CERC has allowed only National level operated Power exchanges. In due course if need arises Regional level operated exchanges will come. In power exchanges, as per CERC norms the price discovery is through Double sided closed auction. Collective transaction means a set of transactions discovered in power exchange through anonymous, simultaneous competitive bidding by buyers and sellers For Power Exchange transactions the Nodal agency will be National Load Despatch Centre (NLDC).

48. Power Exchange Generally the ATC declaration is done by NLDC on its web site every day.Generally the ATC declaration is done by NLDC on its web site every day. Depending on the corridor availabilities the solution is found out by the power exchanges and the allowed trades will be intimated to NLDC.Depending on the corridor availabilities the solution is found out by the power exchanges and the allowed trades will be intimated to NLDC. If there is no congestion NLDC will accept the trades and issue the schedules to the power exchange and the same will be implemented in RLDC schedules.If there is no congestion NLDC will accept the trades and issue the schedules to the power exchange and the same will be implemented in RLDC schedules. In Power Exchange transactions both buyer and seller have to pay the Transmission and operating charges separately.In Power Exchange transactions both buyer and seller have to pay the Transmission and operating charges separately. The transmission losses also have to be borne by the buyer and seller separately.The transmission losses also have to be borne by the buyer and seller separately.

49. Comparison of CERC Regulations on Short-Term Open Access (Regulation 2004, Amendment 2005 and Regulations 2008) S.No. Old Regulations Old Regulations (06.05.2004 to 31.03.2005) Amended Regulations Amended Regulations (w.e.f. 01.04.2005 to (w.e.f. 01.04.2005 to 31.03.2008) 31.03.2008) Regulations, 2008 (w.e.f. 01.04.2008) 1. 1. Open Access Duration - Up to One year maximum - Up to One year maximum - single application possible Open Access Duration - Up to Three Months max. - Up to Three Months max. - single application possible - single application possible Open Access Duration Bilateral -Up to 3 months -separate application for each month -Collective: -Only Day ahead 2. 2. ST Rate - in Rs/MW/Day - in Rs/MW/Day - Min. Charges for one day - Min. Charges for one day ST Rate - in Rs./MW/Day -Charges as per continuous block of up to 6 hours, 12 hours, and more than 12 hours Rate -in Rs/MWh - Based on Scheduled Energy

50. Comparison of CERC Regulations on Short-Term Open Access (Regulation 2004, Amendment 2005 and Regulations 2008) S. N o. Old Regulations Old Regulations (06.05.2004 to 31.03.2005) Amended Regulations Amended Regulations (w.e.f. 01.04.2005 to (w.e.f. 01.04.2005 to 31.03.2008) 31.03.2008) Regulations, 2008 (w.e.f. 01.04.2008) 3. 3. Transmission Charges a. Intra Regional – 25% of a. Intra Regional – 25% of Long Term Charges Long Term Charges b. Inter Regional – 25% of b. Inter Regional – 25% of Long Term Charges Long Term Charges Transmission Charges a. Intra Regional – 25% of Long Term Charges a. Intra Regional – 25% of Long Term Charges b. Inter-Regional - 50% of b. Inter-Regional - 50% of Long Term Charges Long Term Charges Transmission Charges: Bilateral: -Rs.30/MWh – intra- regional -Rs.60/MWh – Between adjacent regions -Rs90/MWh – Wheeling through one or more region Collective Transactions (Px): -Rs. 30/MWh for each point of injection and drawal 4. 4. RLDC Charges a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 3000/day for each RLDC involved – Rs. 3000/day for each RLDC involved c. Handling &Service Charges c. Handling &Service Charges - 2% of total charges - 2% of total charges RLDC Charges a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 3000/day for each RLDC involved – Rs. 3000/day for each RLDC involved c. Handling & Service Charges c. Handling & Service Charges – Nil – Nil RLDC Charges : Bilateral: a. Application fee – Rs. 5000/- a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 2000/day for each RLDC involved – Rs. 2000/day for each RLDC involved c. Handling & Service Charges -Nil c. Handling & Service Charges -Nil Collective Transactions: a. Application fee – Rs. 5000/- b. Scheduling Charges b. Scheduling Charges – Rs. 5000/day to NLDC for each State involved ; -NLDC to Share with RLDCs – Rs. 5000/day to NLDC for each State involved ; -NLDC to Share with RLDCs

51. Comparison of CERC Regulations on Short-Term Open Access (Regulation 2004, Amendment 2005 and Regulations 2008) S.No. Old Regulations Old Regulations (06.05.2004 to 31.03.2005) Amended Regulations Amended Regulations (w.e.f. 01.04.2005 to (w.e.f. 01.04.2005 to 31.03.2008) 31.03.2008) Regulations, 2008 (w.e.f. 01.04.2008) 5. 5. Retention by CTU a. Intra Regional – 25% of a. Intra Regional – 25% of Charges collected Charges collected b. Inter Regional – 25% of Charges collected Charges collected c. Balance disbursed to States States Retention by CTU a. Intra Regional - 25% of Charges Collected a. Intra Regional - 25% of Charges Collected b. Inter Regional - 12.5% of Charges collected b. Inter Regional - 12.5% of Charges collected c. Balance disbursed to States Retention by CTU -25% to be retained by CTU -Balance disbursed to States 6. 6. Congestion Management - E-Bid without price cap - E-Bid without price cap Congestion Management - E-Bid with price cap - E-Bid with price cap Congestion Management Bilateral: - E-Bid without price cap - E-Bid without price capCollective: - NLDC in coordination with Px

52. STOA CASE Comparison of CERC Regulations on Short-Term Open Access (Regulation 2004, Amendment 2005 and Regulations 2008) STOA CASE Comparison of CERC Regulations on Short-Term Open Access (Regulation 2004, Amendment 2005 and Regulations 2008) WBSEB to AJMER (Rajasthan) 20 MW for 27 days from 0000 to 1700 hrs. and 2300 to 2400 hrs.

53. WBSEB - AJMER WHEEL THROUGH SR (0000 HRS – 1700 HRS AND 2300-2400 HRS ) 20 MW FROM 05.01.05 to 31.01.05 INJECTING UTILITY WBSEB CUSTOMER: NVVNL DRAWEE UTILITY AJMER ( DISCOM ) INTERVENING REGION SR & WR CAPACITY APPROVED 20 MW DAILY PERIOD 0000-1700 & 2300-2400 hrs DATE OF COMMENCEMENT 05-01-05 DATE OF EXPIRY 31-01-05 INTERVENING REGIONAL LINK ER-SR SR-WR WR-NR WB SR HVDC BACK TO BACK AT GAZUWAKA IN SR ER NR WR RAJASTHAN AJMER HVDC BACK TO BACK AT BHADRWATHI IN WR HVDC BACK TO BACK AT VINDHYACHAL IN WR TRADER: NVVNL INTERVENING STATE TRANSMISSION UTILITYRRVPN

54. WBSEB - AJMER WHEEL THROUGH SR (0000 HRS – 1700 HRS AND 2300-2400 HRS ) 20 MW FROM 05.01.05 to 31.01.05 EXPORT AT WB20 MW AT ER-SR PERIPHERY 19.4 MW AJMER RECIEVES 17.1 MW LOSSES IN ER 3% LOSSES IN SR 3.12% TOTAL LOSSES FOR TRANSACTION 2.9 MW WB SR HVDC BACK TO BACK AT GAZUWAKA IN SR ER NR WR RAJASTHAN AJMER HVDC BACK TO BACK AT BHADRWATHI IN WR AT SR-WR PERIPHERY 18.8 MW AT WR-NR PERIPHERY 18.1 MW AT NR-RAJ.PERIPHERY 17.6 MW LOSSES IN WR 4% LOSSES IN NR 3% LOSSES IN RAJASTHAN 3% HVDC BACK TO BACK AT VINDHYACHAL IN WR

55. WBSEB - AJMER WHEEL THROUGH SR (0000 HRS – 1700 HRS AND 2300-2400 HRS ) 20 MW AT INJECTION POINT FROM 05.01.05 to 31.01.05 APPLICATION PROCESSING FEE Rs 5000 PER TRANSACTION TRANSMISSION CHARGES PER MW PER DAY 1.Rs 313.93FOR CTU-ER 2.Rs 1462.44FOR ER-SR LINK 3.Rs 700.91FOR CTU-SR 4.Rs 881.49FOR SR-WR LINK 5.Rs 339.98FOR CTU-WR 6.Rs 233.92FOR WR-NR LINK 7.Rs 649.86 FOR CTU-NR 8.Rs 686.3 FOR RAJASTHAN TOTAL TRANSMISSION CHARGE PER UNIT34.15Ps/. SCHEDULING CHARGES PER DAY 1.Rs 3000FOR ERLDC 2.Rs 3000FOR SRLDC 3.Rs 3000FOR WRLDC 4.Rs 3000FOR NRLDC 5.Rs 3000FOR RAJASTHAN WB SR HVDC BACK TO BACK AT GAZUWAKA IN SR ER NR WR RAJASTHAN AJMER HVDC BACK TO BACK AT BHADRWATHI IN WR HVDC BACK TO BACK AT VINDHYACHAL IN WR MORE DETAILS NEW

56. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF WBSEB – AJMER(RAJASTHAN) (20 MW) BACK

57. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF WBSEB – AJMER(RAJASTHAN) (20 MW) BACK

58. CALCULATION FOR THE SHORT TERM CUSTOMER FOR THE TRANSACTION OF WBSEB – AJMER(RAJASTHAN) (20 MW) BACK

59. OPEN ACCESS: DEFINITION AS PER ELECTRICITY ACT, 2003