1. Other Forms of Worker Ownership Loren Rodgers

7. Employee stock ownership plans (ESOPs) Company-funded retirement benefit Employees do not pay Trust owns shares Can own any portion of the company Tax incentives for seller, company, employees Substantial regulation 

8. Equity compensation plans Includes stock options, restricted stock, stock purchase plans, and many more Tax qualified and non-qualified Type A: The “Silicon Valley” start-up model Type B: Public companies 

9. Other forms Limited liability companies Company stock in retirement plans Direct ownership 

10. www.ESOPinfo.org

12. Thank you! Loren Rodgers LRodgers@nceo.org www.nceo.org www.esopinfo.org 510-208-1307