1. ESOP Advisors, Inc. Reston, Virginia June 2013

2. National Marine Mammal Foundation Environmental Enterprise Group is an environmental consulting and analytical services firm committed to understanding, servicing and satisfying our client's environmental needs. New state-of-the-art Battery Innovation Center set to accelerate energy storage and new battery technology 2

3.  DIA approaches based on Defense technology transfer and operational assets and capability transfer from federal defense operations and defense contractor operations will support mission retention in the context of budget pressures and potential BRAC ◦ Maintain institutional knowledge capacity ◦ Soft landing for defense workers and communities ◦ Transition to broader customer base  These DIA approaches can support defense industrial adjustment currently in communities that need to strengthen regional economic ties for their military installation that will support the development and expansion of current military missions  DIA approaches will support job creation and retention and regional economic development  DIA will support ancillary defense missions such as employment of military spouses, reintegration of returning veterans into the economy and maintenance of the defense industrial base  Defense Community technical, physical and intellectual assets have significant value outside of their current use. 3

4.  DIA can support entrepreneurial activity and business startups, technology hub development, job retention in new business lines for existing contractors, and strategic public private partnerships; Current DoD tools: ◦ President’s Manufacturing Initiative ◦ Small Business Technology Transfer Program (STTR) ◦ Small Business Innovation Research (SBIR) program is a set-aside program (2.7% of an agency's extramural budget) for domestic small business concerns to engage in Research/Research and Development (R/R&D) that has the potential for commercialization. ◦ Executive Order 13329  Requires SBIR/STTR agencies to give high priority to manufacturing-related research and development.  Tools for managing contracting & personnel issues ◦ MTAC ◦ IDIQs ◦ IPA ◦ TBC  Assessment of the economic development value of federal and contractor intellectual property  Determine your strengths & strategic values and build around them 4

5. 5 Early Funding Available to Support DIA in Communities  Pentagon Office of Economic Adjustment ◦ Community Economic Adjustment Assistance for Advance Planning and Economic Diversification Section 12614 ◦ Community Economic Adjustment Assistance for Reductions in Defense Industry Employment Section 12611  Department of Labor ◦ DOL Workforce Innovation Funds  Economic Development Administration ◦ Planning, Technical Assistance & Technical Works Grants

6.  ESOP Advisors, Inc. ESOP Advisors, Inc ◦ 1666 Chimney House Road ◦ Reston, VA ◦ 20190 ◦ 703-758-8773  Michael Mendelevitz, Managing Director ◦ 703-626-6049 ◦ mmendelevitz@esopadvisors.com mmendelevitz@esopadvisors.com  Roger Neece, President ◦ 703-471-7008 ◦ rneece@esopadvisors.com rneece@esopadvisors.com 6