1. Mission Assurance Analysis Protocol M A A P - Kameswari Palepu (Kamu)

2. Overview Introduction Introduction Definitions Definitions Risk Management Risk Management Operational Risk Management Operational Risk Management Mission Assurance Mission Assurance Strategy Strategy Analysis Analysis Source of Operational Risk Source of Operational Risk M A A P M A A P

3. Introduction Increasing complexity of the business structure Increasing complexity of the business structure Globalization of businesses Globalization of businesses Presence of distributed environment Presence of distributed environment Absence of single point of control Absence of single point of control Conventional risk analysis techniques Conventional risk analysis techniques Outcome of new risk analysis techniques Outcome of new risk analysis techniques ~ MAAP~ ~ MAAP~

4. Definitions Risk Risk is the possibility of suffering harm or loss is the possibility of suffering harm or loss Operational Risk Operational Risk is the possibility of direct or indirect loss resulting from failed or inadequate internal processes or from failures caused by people, technology, or external events. is the possibility of direct or indirect loss resulting from failed or inadequate internal processes or from failures caused by people, technology, or external events. Operational Risk Tolerance Operational Risk Tolerance is the maximum overall exposure to operational risk that will be accepted is the maximum overall exposure to operational risk that will be accepted Mission Mission is the set of objectives pursued by a person or group is the set of objectives pursued by a person or group

5. Risk Management Definition Definition Examples Examples Common Characterisitic of Risk Management Common Characterisitic of Risk Management There must be a loss associated with the situation There must be a loss associated with the situation There must be some uncertainty with respect to the eventual outcome There must be some uncertainty with respect to the eventual outcome There must be some choice or decision required There must be some choice or decision required When management of a process is distributed, controlling operational risk becomes more difficult. When management of a process is distributed, controlling operational risk becomes more difficult.

6. Operational Risk Analysis Operational Risk Analysis in a parallel distributed environment is incomplete Operational Risk Analysis in a parallel distributed environment is incomplete some sources are excluded from the risk some sources are excluded from the risk Interrealationships and dependencie are not typically established Interrealationships and dependencie are not typically established Impact of risk is difficult to characterize – based on the environment Impact of risk is difficult to characterize – based on the environment Issues related with Operational Risk Management Issues related with Operational Risk Management

7. Mission Assurance Definition Definition Mission Assurance is taking due care to reduce operational risk to the mission to an acceptable level

8. Mission Assurance Strategy Mission Assurance Strategy Reduce operational risks to an acceptable level Resolve problems that occur Manage operational riskResolve problems that occur Mitigate operational risk

9. Mission Assurance - Analysis The scope of the analysis is set according to the mission being pursued The scope of the analysis is set according to the mission being pursued The interrelated process model for achieving the mission are defined The interrelated process model for achieving the mission are defined The criteria is established for measuring the risk, and the tolerance are defined The criteria is established for measuring the risk, and the tolerance are defined The different tools and techniques for data gathering and analysis are selected The different tools and techniques for data gathering and analysis are selected

10. Mission Assurance – Analysis(contd …) The operational risk data is collected The operational risk data is collected Analyze the operational risk to the mission Analyze the operational risk to the mission Required actions are then taken to reduce the risk in the mission Required actions are then taken to reduce the risk in the mission

11. Sources of Operational Risk Mission Mission Design Design Execution Execution Environment Environment Event Event

12. M A A P Defintion Defintion A systematic methodology for identifying and analyzing operational risks when management control of work processes is distributed among multiple organizations or groups A systematic methodology for identifying and analyzing operational risks when management control of work processes is distributed among multiple organizations or groups Provides an integrated view of operational risk Provides an integrated view of operational risk Assures the completion of the project or the mission Assures the completion of the project or the mission Addresses any risk analysis issues, if present Addresses any risk analysis issues, if present

13. M A A P – Implementation PHASE – I PHASE – I Develop Operational Model Develop Operational Model PHASE – II PHASE – II Prepare to conduct analysis Prepare to conduct analysis PHASE – III PHASE – III Conduct analysis Conduct analysis

14. M A A P – A Common Basis For Analysis

15. Future Directions Refine the idea of MAAP so it can be used in different venues Refine the idea of MAAP so it can be used in different venues Increase its applications Increase its applications Software Assurance Software Assurance Operational Security Operational Security Supply Chain Management Supply Chain Management Focus exclusively on analyzing operational risk in distributed environments Focus exclusively on analyzing operational risk in distributed environments

16. References 1. Alberts, J. Christoper, Audrey,J. Dorofee, “MAAP –Mission Assurance Analysis Protocol, Assessing Riks in Complex Environement” 1. Alberts, J. Christoper, Audrey,J. Dorofee, “MAAP –Mission Assurance Analysis Protocol, Assessing Riks in Complex Environement” http://www.sei.cmu.edu/pub/documents/05.reports/pdf/05tn032.pdf 2. Recognition and Analysis of Complex or Severe Network Security Incidents, 2. Recognition and Analysis of Complex or Severe Network Security Incidents, http://www.cert.org/sse/maap.html 3. Williams, Ray, Pandelios, George, Behrens, Sandra, “ Software Risk Evaluation (SRE) – Method Description”, http://www.sei.cmu.edu/pub/documents/99.reports/pdf/99tr029- body.pdf http://www.sei.cmu.edu/pub/documents/99.reports/pdf/99tr029- body.pdfhttp://www.sei.cmu.edu/pub/documents/99.reports/pdf/99tr029- body.pdf 4. Baroff, E. Lynn, “Human Factors in Mission Assurance”, http://ieeexplore.ieee.org/iel5/8735/27691/01235561.pdf?tp=&arnumber=1235561&isnumb er=27691http://ieeexplore.ieee.org/iel5/8735/27691/01235561.pdf?tp=&arnumber=1235561&isnumb er=27691 http://ieeexplore.ieee.org/iel1/21/7524/00310528.pdf?tp=&arnumber=310528&isnumber=75 24http://ieeexplore.ieee.org/iel1/21/7524/00310528.pdf?tp=&arnumber=310528&isnumber=75 24> 5. Giampiero, E. G. Beroggi, William, A. Wallace, “ Operational Risk Management – A New Paradigm in Decision Making”, http://ieeexplore.ieee.org/iel1/21/7524/00310528.pdf?tp=&arnumber=310528&isnumber=75 24

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