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Published byCecilia Rose Modified over 9 years ago
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Recordkeeping (Effective 2002)
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OSHA recordkeeping requirements Require employers to record and report work-related: FatalitiesFatalities InjuriesInjuries IllnessesIllnesses Applies to most private sector employers 1a
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OSHA recordkeeping requirements Exemptions Small employers (10 or fewer employees)Small employers (10 or fewer employees) Employers in low hazard industriesEmployers in low hazard industries Establishment Injury or illness 1b
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Recordkeeping terms First aid Medical treatment Restricted work Routine functions 2a
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Recordkeeping forms OSHA Form 300 — Log or work- related injuries and illnesses OSHA Form 301 — Injury and illness incident report 3a
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OSHA Form 300-A — Summary of work-related injuries and illnesses 3b Recordkeeping forms
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OSHA 300 Log Classifies injuries / illnesses Notes the extent and severity Records specific details Updated within 7 days 4a
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OSHA 300 Log includes When Employee name Job title Where Injury/illness description Number of days transferred, restricted, away 4b
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OSHA 300-A Summary Includes annual totals of: Number of casesNumber of cases Number of daysNumber of days Injury and illness typesInjury and illness types 5a
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OSHA 300-A Summary Posted February 1 until April 30 5b
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OSHA 301 Incident Report Records additional information on: How injury or illness occurredHow injury or illness occurred Objects or substances involvedObjects or substances involved Nature of the injuryNature of the injury 6a
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OSHA 301 Incident Report Information entered within 7 days Employers may use equivalent form 6b
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Location of records Separate OSHA 300 Log for each establishment Records can be kept at central location 7a
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Retention of records Forms saved for 5 years 7b
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Maintenance of OSHA 300 Log Updated to reflect changes in cases during 5-year retention period 7c
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Recordkeeping decisions Employee vs. other workers on site Work-relatedness Recordable Extent or outcome 8a
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Recording criteria Employers record cases that result in: DeathDeath Loss of consciousnessLoss of consciousness Days away from workDays away from work 9a
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Recording criteria Employers record cases that result in: Restricted work activity or job transferRestricted work activity or job transfer Medical treatment beyond first aidMedical treatment beyond first aid 9b
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Recording criteria Employers also record significant cases: Work-related cases diagnosed by a physician:Work-related cases diagnosed by a physician: –Cancer –Chronic irreversible disease –Fracture –Punctured eardrum 9c
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Recording criteria Employers additional cases: Contaminated needlestick/sharps injuryContaminated needlestick/sharps injury Medical removal under OSHA health standardMedical removal under OSHA health standard Hearing lossHearing loss Tuberculosis infectionTuberculosis infection 9d
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Decision-making process Did employee experience injury/ illness? Is it work-related? Is it a new case? Does it meet recording criteria? If yes, injury/illness is recordableIf yes, injury/illness is recordable 9e
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Recordable injury/ illness Recording does not imply: Management was at faultManagement was at fault Worker was at faultWorker was at fault An OSHA violation occurredAn OSHA violation occurred Injury/illness is compensableInjury/illness is compensable 9f
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Extent or outcome Cases classified into categories: FatalitiesFatalities Days away from workDays away from work Restricted work or transfer to another jobRestricted work or transfer to another job Medical treatment beyond first aidMedical treatment beyond first aid 10a
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Employee involvement Informed of how to report injuries and illnesses to the employer Provided limited access to records 11a
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Employee privacy For certain types of injuries/ illnesses, the employer may: Omit employee's nameOmit employee's name Limit description of sensitive injuries/ illnessesLimit description of sensitive injuries/ illnesses Limit access to OSHA 301 Incident ReportLimit access to OSHA 301 Incident Report 12a
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Reporting obligations BLS Annual Survey: Occurrence and extent of injuries/ illnessesOccurrence and extent of injuries/ illnesses BLS Annual Survey participants: Employers who regularly maintain recordsEmployers who regularly maintain records Regularly exempt employersRegularly exempt employers 13a
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Reporting obligations All employers must report to OSHA: FatalityFatality In-patient hospitalization of 3 or more employeesIn-patient hospitalization of 3 or more employees 13b
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Reporting obligations Within 8 hours employers report: Establishment nameEstablishment name Location of incidentLocation of incident Time of incidentTime of incident 13c
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Reporting obligations Within 8 hours employers report: Number of fatalitiesNumber of fatalities Number of hospitalized employeesNumber of hospitalized employees Names of injured employeesNames of injured employees 13d
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Reporting obligations Within 8 hours employers report: Contact person and phone numberContact person and phone number Description of incidentDescription of incident 13e
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Employee access to medical and exposure records Employees exposed to: Toxic substancesToxic substances Harmful physical agentsHarmful physical agents 14a
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Employee access to medical and exposure records Right to examine and copy: Exposure recordsExposure records Medical recordsMedical records 14b
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