1. ASME C&S Training Module B3 MODULE B - PROCESS SUBMODULES B1.Organizational Structure B2.Standards Development: Roles and Responsibilities B3.Conformity Assessment: Roles and Responsibilities B4.Initiating Standards Projects B5.Consensus Process for Standards Development B6.The Basics of Parliamentary Procedure B7.The Appeals Process B8.International Standards Development B9.ASME Conformity Assessment Programs B10.Performance Based Standards

2. ASME C&S Training Module B3 REVISIONS CHANGESLIDEDATE Changed “accreditation program” to “conformity assessment program”. Fourth bulleted item revised. Changed “certified” to “accepted”. 17 17 Notes 18 Notes 3/24/06

3. B3. Conformity Assessment: Roles and Responsibilities Volunteers and Staff

4. ASME C&S Training Module B3Slide 3 OBJECTIVES This submodule will –Explain the roles and responsibilities of Conformity Assessment volunteers and staff

5. ASME C&S Training Module B3Slide 4 AGENDA I.Overview II.Codes and Standards Board of Directors, Board and Committees III.ASME Consultants, Designees and Designated Organizations IV.Conformity Assessment Staff

6. ASME C&S Training Module B3Slide 5 I. OVERVIEW

7. ASME C&S Training Module B3Slide 6 Codes and Standards Board of Directors Board on Conformity Assessment CONFORMITY ASSESSMENT Board on Pressure Technology Codes and Standards Board on Nuclear Codes and Standards Board on Standardization and Testing Board on Safety Codes and Standards Board on Codes and Standards Operations Committee on New Development Board on Hearings and Appeals

8. ASME C&S Training Module B3Slide 7 CONFORMITY ASSESSMENT Standards Committees Accreditation/Certification/Registration Committees Conformity Assessment Staff ASME Consultants, Designees and Designated Organizations Board on Conformity Assessment Codes and Standards Board of Directors

9. ASME C&S Training Module B3Slide 8 II. CODES AND STANDARDS BOARD OF DIRECTORS, BOARD AND COMMITTEES

10. ASME C&S Training Module B3Slide 9 CODES AND STANDARDS BOARD OF DIRECTORS Conformity Assessment responsibilities –Overall policies governing the operations of registration, accreditation and certification –Approval of BCA membership –Annual evaluation of C&S programs and activities –Final level of appeal (BHA)

11. ASME C&S Training Module B3Slide 10 BOARD ON CONFORMITY ASSESSMENT Responsibilities –Supervise Conformity Assessment Programs Approve Conformity Assessment Committee procedures Approve committee personnel Supervise internal audit program –Establish policies for protection of ASME marks (cont’d)

12. ASME C&S Training Module B3Slide 11 BOARD ON CONFORMITY ASSESSMENT Responsibilities (cont’d) –Accreditation and certification requirement issues (with Standards Committees ) –Approve criteria and selection procedures for ASME Designees –Prepare positions and policies for approval by Codes and Standards Board of Directors

13. ASME C&S Training Module B3Slide 12 STANDARDS COMMITTEES Responsibilities –Create or act as Accreditation and Certification Subcommittees –Approve personnel of Accreditation or Certification Subcommittees –Approve standards containing criteria upon which accreditation or certification action is considered –Recommend BCA approval of Accreditation or Certification Subcommittee Procedures

14. ASME C&S Training Module B3Slide 13 ACCREDITATION / CERTIFICATION / REGISTRATION COMMITTEES Responsibilities –Approve the issuance, renewal, extension, revision, and withdrawal of Certificates –Review and evaluate deficiencies, non- conformities, or alleged violations –Recommend program changes –Prepare committee procedures for BCA approval

15. ASME C&S Training Module B3Slide 14 POP QUIZ #1 a.Codes and Standards Board of Directors b.Board on Conformity Assessment c.Standards Committees d.Accreditation, Certification and Registration Committees Establishment of criteria for qualification of ASME Designees is the responsibility of _____

16. ASME C&S Training Module B3Slide 15 III. ASME CONSULTANTS, DESIGNEES AND DESIGNATED ORGANIZATIONS

17. ASME C&S Training Module B3Slide 16 ASME DESIGNEE & CONSULTANT Definition—Designee An individual authorized by ASME to act on its behalf for the purpose of performing reviews, surveys, assessments, audits, surveillances, investigations and examinations of organizations or persons holding, or applying for, accreditation or certification in accordance with the ASME Code or Standard or for ISO Registration Definition—Consultant An ASME Designee under contract to ASME

18. ASME C&S Training Module B3Slide 17 ASME DESIGNEE May be –An individual or employee of a non-profit organization or government agency –An individual who is not employed by the organization being reviewed and does not engage in work of a conflicting nature May not be –An employee of the organization’s AIA –An employee of a Certificate Holder (or applicant) under the same conformity assessment program –An ASME employee engaged in related work –A member of the BHA –An individual having a financial interest in the organization

19. ASME C&S Training Module B3Slide 18 ASME DESIGNEE Certification –Accepted by the ASME Committee on Consultants and Designees based on criteria approved by BCA

20. ASME C&S Training Module B3Slide 19 ASME DESIGNATED ORGANIZATION Definition –An organization designated by ASME to perform administrative functions defined in ASME Codes and Standards –Example: The National Board of Boiler and Pressure Vessel Inspectors is the Designated Organization responsible for: BPV Team Leader Examinations Team Leader Seminars for Continued Certification Pressure Relief Device and Testing Laboratory Reviews

21. ASME C&S Training Module B3Slide 20 ASME DESIGNATED ORGANIZATION Authorization –Designated by ASME through an agreement based on ASME accepted criteria

22. ASME C&S Training Module B3Slide 21 POP QUIZ #2 a.Employee of the company being reviewed b.Member of the committee responsible for the criteria the Designee will apply c.Employee of a government agency d.Independent consultant Which of the following are acceptable for an ASME Designee? _____

23. ASME C&S Training Module B3Slide 22 IV. CONFORMITY ASSESSMENT STAFF

24. ASME C&S Training Module B3Slide 23 STAFF Duties –Act as Secretary for the BCA and Conformity Assessment Committees –Perform all administrative functions involved in the application for and issuance of Certificates, including new issuances, renewals, extensions, withdrawals and revisions –Monitor and schedule Conformity Assessment Teams –Monitor and assure training of ASME Consultants (cont’d)

25. ASME C&S Training Module B3Slide 24 STAFF Duties (continued) –Direct, coordinate and provide administrative support for ASME Consultants and Designees –Coordinate investigation of non-conformance by Certificate Holders –Investigate improper use of ASME marks –Coordinate activities with other organizations –Provide staff operations and quality manuals –Assure confidentiality

26. ASME C&S Training Module B3Slide 25 POP QUIZ #3 1.Conduct accreditation review ___ 2.Grant accreditation ___ 3.Issue Certificate ___ Match the task on the left with the group responsible on the right. a.C&S Board of Directors b.Board on CA c.Standards Committee d.Accreditation Subcommittee e.ASME Designee f.CA Staff

27. ASME C&S Training Module B3Slide 26 SUMMARY I.Overview II.Codes and Standards Board of Directors, Board and Committees III.ASME Consultants, Designees and Designated Organizations IV.Conformity Assessment Staff

28. ASME C&S Training Module B3Slide 27 REFERENCES –Codes and Standards Board of Directors Procedures http://cstools.asme.org/csconnect/pdf/CommitteeFiles/9036.pdf –Assignment of Duties to the Codes and Standards Board of Directors by the Board of Governors –Board on Conformity Assessment Operating Procedures –Accreditation/Certification Committee Procedures –Codes and Standards Policy CSP-19 ASME Designee and ASME Designated Organization http://cstools.asme.org/wbpms/CommitteePages.cfm? Committee=A01000000&Action=7609 –Procedures on Standard Qualification Criteria for Designees for Accreditation Programs