1. Out-Of-Compliance UES Measure Recommendations Part 1 – November Measures Regional Technical Forum November 19, 2013

2. What do our Guidelines say? Savings Guidelines: 2.6.1.4. Out-Of-Compliance – The UES estimates for these measures will continue to be RTF-Approved if a plan for bringing the measure into compliance is approved by the RTF within one year following the RTF determination that the measure is out- of-compliance. If no plan is approved within one year, the RTF will decide whether the measure should be de- activated.

3. OOC Measures Currently Sunsetting ● Commercial ○ Appliances - Dishwashers ○ Appliances - Ice Makers ● Residential ○ Heating/Cooling - PTCS Commissioning, Controls, & Sizing MH ○ DHW - Drain Waste Heat Recovery ● Grocery ○ Grocery - ECMs for Walk-ins ○ Grocery - Lighting - CFLs ○ Grocery - Lighting - T8s ● Agriculture ○ Variable Frequency Drives - Dairy ○ Variable Frequency Drives - Potato/Onion Shed 3

4. What has been done regionally? RTF Staff will attempt to update measures where sufficient data exists – No primary data collection, but will help analyze Surveyed region in March to prioritize out-of- compliance measures (results here)here – Checked with programs for evaluations underway Surveyed region in October specifically related to measures sunsetting in 2013 – Asked if data was available or if ok to deactivate 4

5. Survey Results Overview SectorMeasure Willing to Contribute Data OK to Deactivate Commercial Appliances - Dishwashers23 Appliances - Ice Makers34 Residential Heating/Cooling - PTCS CC&S for MH53 DHW - Drain Waste Heat Recovery09 Grocery ECMs for Walk-ins53 Lighting - CFLs16 Lighting - T8s15 Agriculture Variable Frequency Drives - Dairy16 Variable Frequency Drives - Potato/Onion Shed16 Note: These results are for measures sunsetting in November only. Total respondents n=19 organizations. 5

6. Measure Overview & Recommendations Regional Priority SectorMeasureSunset DateRecommendationRecommendation Reason 1Residential Heating/Cooling - PTCS Commissioning, Controls, & Sizing MH 11/30/2013 Remain Out-Of- Compliance Insufficient data to bring into compliance (Control strategy weightings for baseline case not found) 2GroceryGrocery - ECMs for Walk-ins11/30/2013 Remain Out-Of- Compliance Remaining potential is small for PECI program; OOC requirements can likely be met with program data and pending EER analysis. 2GroceryGrocery - Lighting - T8s11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing; PECI sees very small remaining potential in programs it serves. 2AgriculturalVariable Frequency Drives - Dairy11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing 3Agricultural Variable Frequency Drives - Potato/Onion Shed 11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing 3GroceryGrocery - Lighting - CFLs11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing; PECI sees very small remaining potential in programs it serves. 4ResidentialDHW - Drain Waste Heat Recovery11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing 4CommercialAppliances - Ice Makers11/30/2013Deactivate Data provided insufficient to bring into compliance; Regional survey indicates little interest in continuing 4CommercialAppliances - Dishwashers11/30/2013Deactivate No incoming data; Regional survey indicates little interest in continuing Note: For regional survey, n=65, 42% of which were program administrators. 6

7. Measure Overview & Recommendations Regional Priority SectorMeasureSunset DateRecommendationStaff proposed plan to bring into compliance 1Residential Heating/Cooling - PTCS Commissioning, Controls, & Sizing MH 11/30/2013 Remain Out-Of- Compliance Staff will bring back research plan for either a planning or provisional measure once SEEM calibration for MH is completed. 2GroceryGrocery - ECMs for Walk-ins11/30/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 2GroceryGrocery - Lighting - T8s11/30/2013Deactivate 2AgriculturalVariable Frequency Drives - Dairy11/30/2013Deactivate 3Agricultural Variable Frequency Drives - Potato/Onion Shed 11/30/2013Deactivate 3GroceryGrocery - Lighting - CFLs11/30/2013Deactivate 4ResidentialDHW - Drain Waste Heat Recovery11/30/2013Deactivate 4CommercialAppliances - Ice Makers11/30/2013Deactivate 4CommercialAppliances - Dishwashers11/30/2013Deactivate Note: For regional survey, n=65, 42% of which were program administrators. 7

8. Decision “I _________ move to accept staff’s proposed plan to bring the following UES measures into compliance and to extend the sunset dates as shown below:” 8 MeasureStatusSunset Date Heating/Cooling - PTCS Commissioning, Controls, & Sizing MH Out-of-Comp.July, 2014 Grocery - ECMs for Walk-ins Out-of-Comp.March, 2014 Grocery - Lighting - T8s DeactivateN/A Variable Frequency Drives - Dairy DeactivateN/A Variable Frequency Drives - Potato/Onion Shed DeactivateN/A Grocery - Lighting - CFLs DeactivateN/A DHW - Drain Waste Heat Recovery DeactivateN/A Appliances - Ice Makers DeactivateN/A Appliances - Dishwashers DeactivateN/A

9. Out-Of-Compliance UES Measure Recommendations Part 2 – December & January Measures Regional Technical Forum November 19, 2013 9

10. Other Measures Due to Sunset Almost all OOC measures due to sunset in December & January are Grocery – Commercial refrigerator decommissioning is the exception Obtained remaining savings potential estimates from PECI for grocery UES measures – Also referenced the 2013Cadmus Grocersmart evaluation report for BPA territory Looked at Grocersmart data for grocery stores; omitted convenience stores 10

11. Other Measures Due to Sunset SectorMeasure Willing to Contribute Data OK to Deactivate Grocery Grocery - Display Case LEDs (Open Cases)N/A Grocery - Rooftop Unit Supply Fan VFDsN/A Grocery - Compressor Head Fan Motor Retrofit to ECM23 Grocery - Floating Head Pressure Controls for Single Compressor Systems53 Grocery - Walk-in Evaporator Fan ECM Motor Controllers42 Grocery - Autoclosers22 Grocery - Door Gasket Replacement24 Grocery - Walk-in Evaporator Fan Shaded-Pole Motor Controllers25 Grocery - Strip Curtains32 Grocery - Vending Machine Controller34 Grocery - Walk-in/Reach-in Door Retrofit63 Grocery - Visi-Cooler00 CommercialAppliances - Refrigerator/Freezer Decommissioning14 Note: These results are for measures sunsetting in December & January only. Total respondents n=19 organizations. Open Case LED and RTU VFDs were not included in the survey so no results are listed. PECI is interested in both of these measures going forward. 11

12. Measure Remaining Potential Regional Priority SectorMeasure Remaining Potential aMW (Cadmus) Remaining Potential aMW (PECI) Notes 2Grocery Grocery - Compressor Head Fan Motor Retrofit to ECM 0.870.03 Remaining potential is small for PECI program; pending EER analysis 2Grocery Grocery - Floating Head Pressure Controls for Single Compressor Systems 0.460.06 Remaining potential is small for PECI program (when measure is limited to grocery sector) 2Grocery Grocery - Walk-in Evaporator Fan ECM Motor Controllers 0.460.013 Remaining potential is small for PECI program; pending EER analysis 3GroceryGrocery - Autoclosers 0.260.21 Remaining potential is small for PECI program; pending EER analysis 3GroceryGrocery - Door Gasket Replacement 0.650.021 Remaining potential is small for PECI program; pending EER analysis 3Grocery Grocery - Walk-in Evaporator Fan Shaded-Pole Motor Controllers 0.46- Potential has been exhausted 1Grocery Grocery - Display Case LEDs (Open Cases) 0.48N/A Measure of interest for PECI; Pending EER analysis 1Grocery Grocery - Rooftop Unit Supply Fan VFDs N/A 3Commercial Appliances - Refrigerator/Freezer Decommissioning N/A No incoming data; Regional survey indicates little interest in continuing 3Grocery Grocery - Strip Curtains Grocery - Strip Curtains * 1.610.015 Remaining potential is small for PECI program; pending EER analysis 3Grocery Grocery - Vending Machine Controller 0.17- No incoming data; Regional survey indicates little interest in continuing 3Grocery Grocery - Walk-in/Reach-in Door Retrofit 26.64- No incoming data; Not easy to make into a UES; PECI recommends continuing as custom measure only 4GroceryGrocery - Visi-Cooler 0.17 - No incoming data; Regional survey indicates little interest in continuing *Approved as Provisional measure. No further research conducted since measure was approved in August, 2011. 12

13. Measure Overview & Recommendations Regional Priority SectorMeasureSunset DateRecommendationStaff proposed plan to bring into compliance 2Grocery Grocery - Compressor Head Fan Motor Retrofit to ECM 12/31/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 2Grocery Grocery - Floating Head Pressure Controls for Single Compressor Systems 12/31/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 2Grocery Grocery - Walk-in Evaporator Fan ECM Motor Controllers 12/31/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 3GroceryGrocery - Autoclosers12/31/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 3GroceryGrocery - Door Gasket Replacement12/31/2013 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 3Grocery Grocery - Walk-in Evaporator Fan Shaded-Pole Motor Controllers 12/31/2013Deactivate 1Grocery Grocery - Display Case LEDs (Open Cases) 1/31/2014 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 1Grocery Grocery - Rooftop Unit Supply Fan VFDs 1/31/2014N/A 3Commercial Appliances - Refrigerator/Freezer Decommissioning 1/31/2014Deactivate No incoming data; Regional survey indicates little interest in continuing 3Grocery Grocery - Strip Curtains Grocery - Strip Curtains * 1/31/2014 Remain Out-Of- Compliance Update analysis with recommendation memo items once EER analysis is complete. Move to small saver category at that time. 3GroceryGrocery - Vending Machine Controller1/31/2014Deactivate 3Grocery Grocery - Walk-in/Reach-in Door Retrofit 1/31/2014Deactivate 4GroceryGrocery - Visi-Cooler1/31/2014Deactivate *Approved as Provisional measure. No further research conducted since measure was approved in August, 2011. 13

14. Decision “I _________ move to accept staff’s proposed plan to bring the following UES measures into compliance and to extend the sunset dates as shown below:” 14 MeasureStatusSunset Date Grocery - Compressor Head Fan Motor Retrofit to ECMOut-of-Comp.March, 2014 Grocery - Floating Head Pressure Controls for Single Compressor SystemsOut-of-Comp.March, 2014 Grocery - Walk-in Evaporator Fan ECM Motor ControllersOut-of-Comp.March, 2014 Grocery - AutoclosersOut-of-Comp.March, 2014 Grocery - Door Gasket ReplacementOut-of-Comp.March, 2014 Grocery - Walk-in Evaporator Fan Shaded-Pole Motor ControllersDeactivateN/A Grocery - Display Case LEDs (Open Cases)Out of Comp.March, 2014 Grocery - Strip CurtainsOut-of-Comp.March, 2014 Grocery - Vending Machine ControllerDeactivateN/A Grocery - Walk-in/Reach-in Door RetrofitDeactivateN/A Grocery - Visi-CoolerDeactivateN/A Appliances - Refrigerator/Freezer DecommissioningDeactivateN/A