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“SG-Systems” (Smart Grid – Operational Applications Integration) “Boot Camp” Overview Greg Robinson, Co-Chair, SG-Systems Brent Hodges, Chair, SG-Systems.

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Presentation on theme: "“SG-Systems” (Smart Grid – Operational Applications Integration) “Boot Camp” Overview Greg Robinson, Co-Chair, SG-Systems Brent Hodges, Chair, SG-Systems."— Presentation transcript:

1 “SG-Systems” (Smart Grid – Operational Applications Integration) “Boot Camp” Overview Greg Robinson, Co-Chair, SG-Systems Brent Hodges, Chair, SG-Systems

2 Agenda 3:00 Introductions and Brief Overview of SG-Systems (Greg) 3:15 Requirements Gathering – Use Cases and System Requirements Overview with AMI-Ent example (Joe or Shawn) 3:30 Service Definitions Process with AMI-Ent example (Shawn) 3:45 OpenADE (Steve or Dave) 4:00 OpenADR (Albert or Bruce) 4:15 OpenHAN (Mary or Erich) 4:30 EIM Task Force (Greg) 4:45 General discussion, questions & answers 5:00 Adjourn

3 New EIM Task Force

4 NIST Conceptual Model [Source: NIST Interim Roadmap]

5

6 Business Drivers Interoperability requires many standards in a profile stack The SDO process is relatively slow & needs more user input Work collaboratively with SDOs to ensure common user requirements are addressed Facilitate standards development by proposing potential solutions for addressing gaps in existing standards. The SDO ultimately determines when and how its standards are updated based on input. For Information Standards, resolve (don’t add to) semantic chaos Avoid having the same information defined with different names, varying definitions, etc. Ensure same information standards can be used across different communication profiles While mapping to other standards will be unavoidable, strive to use, correct and extend one information model standard: The IEC TC57 Common Information Model (CIM) is the default information model for this purpose. There is substantial information overlap among AMI, ADE, HAN and ADR While requirements and services vary significantly, they can be built using the same information model.

7 Proprietary and Confidential The CIM is the Basis for a Common Systems Language for Utilities One Dictionary Supports Many Forms of Communication The same dictionary is used for multiple forms of human communication: Letters Phone calls Conversations Emails Etc. In similar manner, the same CIM is used for multiple forms of computer communication: XML RDF OWL DDL Etc. 7

8 SG-Systems WG Scope SG-Systems WG: The SG-Systems Working Group defines requirements, policies, and services, based on utility industry standards such as the Common Information Model (CIM), required for information exchange from and to utility enterprise back office systems and between these back office systems and data acquisition and control servers (e.g., MDMS, AMI Head Ends, SCADA, etc.). Task forces are established on an as needed basis to accomplish these goals for specific functional areas. In addition to work performed by their ‘vertical team,’ Task Force Chairs act as matrix managers to ensure their functional requirements are met through the ‘horizontal teams’ supporting them. ‘Horizontal Teams’ are ongoing, providing consistent artifacts for each increment of functionality that is requested of them by the functional (vertical) teams.

9 SG-Systems WG Process Overview Use Case Team System Requirements (SRS) Team Service Definitions Team Use Cases From SCE and others IEC TC57 WG14, OASIS, IEEE Other SDOs NIST HomePlug & ZigBee SE 2.0 Integration Requirements Patterns Sequence Diagram Services WSDL Business-Oriented, Common Format Use Cases Based on SRS Reference Model Recommendations to IEC TC57 WG14: Proposed CIM Extensions Message Schemas Updates Requirements Updates Recommendations to other SDOs EPRI, MultiSpeak SG-Conformity Working Group Task Forces SG-Security WG

10 Key Collaboration Concept for the SG-Systems Working Group Standard building blocks are defined by IEC, other Standards Development Organizations, and industry groups: e.g., OAISIS, Open Applications Group (OAG), MultiSpeak, OGC Requirements (use cases) are gathered from helpful sources Utilities Industry initiatives The SG-Systems WG articulates Industry Best Practices (see next slide) that satisfy requirements through the use of industry standard building blocks. Ideas for recommended extensions and changes to standard building blocks are provided back to appropriate standards bodies. February 2010 SG-Systems WG

11 Our Focus: Finding/Developing Best Practices & Making Them into Vetted “Industry Best Practices” Local Utility Projects Consortiums & User Groups like OpenSG (business requirements) & CIMug (optimization & implementation support) Standards Development Organizations (SDOs) like IEC TC57 Working Group 14 for the IEC 61968 series of standards Utility’s Projects - Design & Implementations --------------- Utility’s Architecture ----------------------- Industry Best Practices Interoperability Testing --------------------------------- Industry Best Practices ------------------------------------------ Standards Conformance & Interoperability Testing ----------------------------------------------------- Industry Standards SG-Systems WG

12 Agenda 3:00 Introductions and Brief Overview of SG-Systems (Greg) 3:15 Requirements Gathering – Use Cases and System Requirements Overview with AMI-Ent example (Joe or Shawn) 3:30 Service Definitions Process with AMI-Ent example (Shawn) 3:45 OpenADE (Steve or Dave) 4:00 OpenADR (Albert or Bruce) 4:15 OpenHAN (Mary or Erich) 4:30 EIM Task Force (Greg) 4:45 General discussion, questions & answers 5:00 Adjourn

13 Agenda 3:00 Introductions and Brief Overview of SG-Systems (Greg) 3:15 Requirements Gathering – Use Cases and System Requirements Overview with AMI-Ent example (Joe or Shawn) 3:30 Service Definitions Process with AMI-Ent example (Shawn) 3:45 OpenADE (Steve or Dave) 4:00 OpenADR (Albert or Bruce) 4:15 OpenHAN (Mary or Erich) 4:30 EIM Task Force (Greg) 4:45 General discussion, questions & answers 5:00 Adjourn

14 14 Scope of HAN SRS in the NIST conceptual model

15 15 OpenHAN History 2008 August 2008 UtilityAMI 2008 HAN SRS v1.04 released 2007 OpenHAN TF is formed to develop system requirements for the HAN 2009 June 2009 Utility AMI 2008 HAN SRS v1.04 selected as a customer domain standard in the NIST Smart Grid Interoperability Standards Roadmap October 2009 OpenHAN 2.0 formed to develop the next version of the HAN SRS 2010 Jan – July 2010 OpenHAN 2.0 collaboration effort August 30, 2010 UCAIug HAN SRS v2.0 ratified and released

16 OpenHAN 2.0 Effort Over 130 individuals representing over 80 companies participated in the development of the HAN SRS v 2.0 over a 10 month period

17  Industry use cases were reviewed to identify any gaps o ZigBee+HomePlug SEP MRD o SAE J2836/1™ J2836/2™ and J2836/3™ Use Cases o NAESB Draft Requirements Specifications for NIST PAP03, PAP04, and PAP09 o EIS Alliance Customer Domain Use Cases v1.0 o CEC Requirements Engineering for the Advance Metering Infrastructure and the Home Automation Network (AMI-HAN) interface – February 2008 o AHAM Smart Grid White Paper o DER Contribution to OpenHAN; EPRI/DOE PV/Storage Communication Project o Summary of Use Cases: For Demand Response Appliances Interface (EPRI Adapters)  February 2010 NISTIR 7628 Smart Grid Cyber Security Strategy and Requirements Documents Reviewed

18 18 UCAIug HAN SRS v2.0 Purpose Define the system requirements for an open standard Home Area Network system Promote open standards-based HANs that are interoperable Provide the vendor community with a common set of principles and requirements around which to build products Ensure reliable and sustainable HAN platforms Support various energy policies in a variety of states, provinces, and countries Empower consumers to manage their electricity consumption by giving them the information and control they need to make decisions on their energy use

19 19 UCAIug HAN SRS v2.0 The audience for the HAN SRS include: Utilities considering deploying AMI systems that interact with HANs Vendors that make AMI systems for Utilities that interact with HANs Vendors that make consumer products (e.g. programmable communicating thermostats, energy management systems, load control switches, in-home displays, smart appliances, Plug-in Electric Vehicles (PEV), distributed energy resources (DER), etc.) Service Providers developing smart grid enabled programs for consumers (e.g. demand response, energy management, pre-pay, PEV programs, DER programs, etc.) Policy makers looking to understand how Utility AMI deployments that interact with HANs benefit and impact consumers Industry alliances and standards organizations NIST Smart Grid Interoperability Panel (SGIP) activities (e.g. Smart Grid Architectural Committee (SGAC), Cyber Security Working Group (CSWG), Smart Grid Testing and Certification Committee (SGTCC), etc.)

20 20 UCAIug HAN SRS v2.0 Guiding Principles  Capabilities 1.Supports two-way communication between HAN Devices and Service Providers 2.Supports load control integration 3.The AMI meter provides the HAN with direct access to Consumer- specific usage data 4.Provides a growth platform for future products which leverage the HAN and meter data 5.Supports three types of messaging: Public Information, Consumer- Specific Information, and Control Signals 6.Supports end-use metering and other utility meters 7.Supports distributed energy resources  Assumptions 8.Consumer owns the HAN 9.HAN devices present additional security considerations 10.The HAN is enabled by open and interoperable standards

21 21 UCAIug HAN SRS v2.0 Architectural Considerations  HAN SRS applies from the edge of the AMI System, where the Energy Services Interface (ESI) resides, to all relevant HAN Devices in the premises  Energy Services Interface (ESI) o An interface which enables communication between authorized parties and HAN devices that are registered to it o There may be more than one ESI in the premise (e.g. Utility ESI, 3 rd party ESI) o Utility ESI – provides interface between the Utility AMI network and HAN devices, including the AMI meter o Other ESI – provides interface between other communication media (e.g. internet, cell phone, EMS, etc.) and HAN devices registered to it

22 22 Architectural Considerations, continued  Commissioning, Registration, Enrollment o Commissioning is the process by which a HAN device obtains access to a specific physical network and allows the device to be discovered on that network o Registration is the process by which a Commissioned HAN device is authorized to communicate on a logical network by exchanging security credentials with an ESI o Enrollment is the process by which a Consumer enrolls a Registered HAN device in a Service Provider program (e.g. demand response, energy management, PEV program, etc.) UCAIug HAN SRS v2.0

23 23 UCAIug HAN SRS v2.0

24 24 Architectural Considerations, continued  HAN SRS is agnostic to device ownership  Some HAN devices may reside on more than one ESI  HAN SRS is agnostic to electric market structure and is applicable to both integrated utility markets as well as consumer choice electric markets  There may be multiple communication paths into the HAN (e.g. Utility AMI, internet, cell phone network, EMS, etc.)  HAN SRS addresses the following special applications o Plug-in-Electric Vehicle (PEV) o Energy Management System (EMS) o Distributed Energy Resources (DER) UCAIug HAN SRS v2.0

25 25 HAN System Requirements  Application Requirements  Control applications respond to control signals  Measurement and Monitor applications provide internal data and status  Processing applications consume, process, and act on external and internal data  Human Machine Interface (HMI) provides Consumers a means to provide input into an application or to view information from an application  Communication Requirements  Commissioning is the network process of adding a HAN device on the HAN to allow the device to communicate with other devices and involves network scanning, selection, admission, and configuration  Control of a node involving self-organization, path selection, mitigation UCAIug HAN SRS v2.0

26 26 HAN System Requirements, continued  Security Requirements  Access Controls and Confidentiality address data protection for data-at- rest and data-in-transit  Registration is the network process to authenticate and authorize HAN device participation with an ESI and includes initialization, authentication, correlation, authorization, and de-register  Enrollment is the process by which a Consumer enrolls a HAN device in a Service Provider’s program (e.g. demand response, energy management, pre-pay, PEV programs, distributed generation, pricing, messaging, etc.) and gives certain rights to the Service Provider to communicate with their HAN device  Integrity preserves the HAN operating environment through resistance and recovery  Accountability will allow for monitoring malicious activities through audit and non-repudiation UCAIug HAN SRS v2.0

27 27 HAN System Requirements, continued  Performance Requirements  Ensure applications or other factors do not limit the performance of the system, which is dependent upon availability, reliability, maintainability, scalability, upgradeability, quality and latency  Operations, Maintenance, and Logistics Requirements  Manufacturing and Distribution - Vendor’s pre-installation activities including pre-Commissioning settings, application configuration, labeling, support for multiple distribution channels  Installation – Documentation for the physical placement of the device and support systems  Manage, Maintain – ensure HAN device diagnostic, management and trouble shooting capabilities including alarming, logging, testing, device reset, and monitoring UCAIug HAN SRS v2.0

28 28 UCAIug HAN SRS v2.0UCAIug HAN SRS v2.0 is located on the OpenHAN sharepoint: http://osgug.ucaiug.org/sgsystems/openhan/default.aspx Questions????

29 29 Appendix

30 30 This figure shows the type of communication a HAN Device may engage in, which is dependent upon its relationship with the ESI and the Service Provider.

31 31 In order to provide guidance to service providers and vendors, the OpenHAN Task Force mapped each requirement to functional HAN Devices in tables at the end of each requirement section. The tables indicate which requirements the OpenHAN Task Force considered necessary for the Commissioning Process (CP), for the Registration Process (RP), for Security (S), for application functionality (BF), as Optional (O), or if the requirement was Not Applicable (NA) for the function of the device. These tables may be used as a template or starting point for Service Providers in their discussions with vendors and in their procurement process. Vendors may use these tables as guidance for producing devices and software which enables basic HAN functionality and for providing additional functionality in order to provide competitive differentiation. The tables are for reference only and should not limit the needs of Service Providers nor limit vendor innovation. Mapping Requirements to Functional Devices

32 32 Mapping Requirements to Functional Devices Table 3: Control Requirements Mapping IDHAN System Requirements Utility ESI ESIPCTIHDEMS Load Control AMI Mete r HAN Meter (non- electric) Smart Appliance EVSEPEVEUMD 1 HAN Device shall accept Control Signals from one or more authorized parties (e.g. Utility, Service Provider, EMS, Consumer). NA BFNABF NA BF NA 2 HAN Device shall limit or reduce energy consumption in response to Control Signal receipt. NA BFNABF NA BF NA 3 HAN Device shall resume previous operational state (as appropriate) following receipt of Control Signal that cancels, expires, or overrides a previous Control Signal in effect NA BFNABF NA BF NA 4 HAN Device shall acknowledge receipt of Control Signal, when requested. NA BFNABF NA BF NA 5 HAN Device shall acknowledge execution of Control Signal, when requested. NA BFNABF NA BF NA

33 Agenda 3:00 Introductions and Brief Overview of SG-Systems (Greg) 3:15 Requirements Gathering – Use Cases and System Requirements Overview with AMI-Ent example (Joe or Shawn) 3:30 Service Definitions Process with AMI-Ent example (Shawn) 3:45 OpenADE (Steve or Dave) 4:00 OpenADR (Albert or Bruce) 4:15 OpenHAN (Mary or Erich) 4:30 EIM Task Force (Greg) 4:45 General discussion, questions & answers 5:00 Adjourn

34 The Same Old Approaches Won’t Work! The Smart Grid is about Smart Data Too many moving parts & too much investment at risk - to go on doing “more of the same” IT practices Smart Data Requires: Planned Enterprise Information Management (EIM) Based on an architecture with strong interfaces Makes practical use of industry standards Decouples projects Architecture for incremental deployment over many years Master Plan implemented in phases Each increment must fit cohesively with previously installed components Getting help by leveraging effective user organizations Lowers costs and mitigates risks for nominal cost

35 [Source: NIST Interim Roadmap]

36 Smart Grid Interoperability Ability of systems to operate in coordination Ability to exchange and use information appropriately Requires standard interface definitions Governed by open industry working groups Provides Benefits Promotes loosely-coupled integration Allows incremental functional enhancements Creates market for reusable, compatible components Only one integration instead of many To an open, public, standard interface Instead of each proprietary vendor or utility interface

37 Smart Grid Challenges Requires Integration – LOTS of integration Onslaught of new applications and technologies AMI, MDMS, HAN, DR, ADE, etc. In a complex IT environment Many custom systems, legacy technologies Typically departmentally controlled – within “silos” Need ability to govern, manage, and share resources at the Enterprise level and beyond (external services) Aging / outsourced systems and IT workforce Historically, extremely low R&D expenditures Must ramp up capabilities quickly

38 It’s More Than Just Technical Matters Driving Forces Restraining Forces Status Quo 1.Lack of stable industry standard definitions 2.Vendor’s way = lower project costs 3.Vendors pushing for ‘proprietary lock-in’ 4.Consultants pushing to be ‘thought leaders’ 5.Hours-sold revenue driving System Integrators 6.Internal system experts want to remain experts 7.Project managers striving for control 8.Inertia – why change? 9.Our situation’s unique – standards hinder us 1.Consistent enterprise-wide data 2.One version of the truth 3.Access to data regardless of source 4.Business transformation agility 5.Reduced project implementation costs 6.Reduced maintenance costs 7.Reduced IT risks 8.Availability of external services 9.Scalable business process automation 10.Scalable business activity monitoring 11.Accurate reporting – regulatory, KPIs 12.Mergers and acquisitions For further information, please refer to the article on page 56 of the January issue of Utility T&D Automation & Engineering: http://www.uae-digital.com/uae/200801/

39 Architecting for Successful Integration Semantics Key to Success is Understanding What things need central planning What things can be left to the local developer/project team Need to make active choices regarding: System structure and dynamics – cohesion & coupling Composition & decomposition Data life-cycle ownership across systems: Message level (Work Order, Trouble Ticket) Object level (Crew, Switch, Asset) Master planning is important Avoid falling into the trap of ‘Framework Bingo’ Use IEC 61968-1 IRM as a starting point for service portfolio planning Needs to be in the context of Enterprise Information Management (EIM)

40 Incremental Development Used to engender a sense of joint ownership for the ultimate success across the organization Users: Provide feedback so that adjustments can be made impacting business functionality early in the program Use part of the ‘to-be’ system, improving their confidence in the programme’s ability to deliver Suppliers: Early identification of gaps improves ability for satisfactory resolutions within existing budget and schedule Significant changes in underlying business requirements can also be managed, without the need for expensive re-work downstream. Program staff Morale is improved as their confidence grows in their ability to deliver what the users want within the commitments they’ve made Leads to greater enthusiasm and a sense of achievement as their productivity increases

41 Defining EIM (Gartner) Enterprise Information Management (EIM) is: An organizational commitment to structure, secure and improve the accuracy and integrity of information assets, to solve semantic inconsistencies across all boundaries, and support the technical, operational and business objectives within the organization's enterprise architecture strategy. A commitment to EIM is recognition that information in the enterprise is as important as process (application development) and infrastructure (technology)

42 EIM Vision & Strategy EIM Governance EIM Core Processes EIM Organization EIM Infrastructure Enterprise Vision & Strategy Enterprise Architecture Enterprise Business & IT Core Processes Enterprise Business & IT Organizations Enterprise Infrastructure Vision Mission Strategy Goals & Objectives Value Propositions Sponsorship Stewardship Policies, Principles & Tenets Alignment Structure CSFs & KPIs Structure (Virtual, Hybrid……) Roles & Responsibilities Functional Services Business Value and Relationship Management Information Architecture Blueprint Management Technologies (DBMS, Content Mgmt, ETL, EAI, EII, Data Modeling, BI/DW, Collaboration…..) Knowledgebase and Repositories Standards & Best Practices Data Quality Data Integrity Data Security & Protection Data Lifecycle Management Data Movement Semantics Management Database Management Master Data Management Information Services Services & Support Overall EIM Framework

43 Summary Points The Smart Grid is about Smart Data Too many moving parts & too much investment at risk - to go on doing “more of the same” IT practices Smart Data Requires: Planned Enterprise Information Management (EIM) Based on an architecture with strong interfaces Makes practical use of industry standards Decouples projects Architecture for incremental deployment over many years Master Plan implemented in phases Each increment must fit cohesively with previously installed components Getting help by leveraging effective user organizations Lowers costs and mitigates risks for nominal cost …

44 Agenda 3:00 Introductions and Brief Overview of SG-Systems (Greg) 3:15 Requirements Gathering – Use Cases and System Requirements Overview with AMI-Ent example (Joe or Shawn) 3:30 Service Definitions Process with AMI-Ent example (Shawn) 3:45 OpenADE (Steve or Dave) 4:00 OpenADR (Albert or Bruce) 4:15 OpenHAN (Mary or Erich) 4:30 EIM Task Force (Greg) 4:45 General discussion, questions & answers 5:00 Adjourn


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