1. Richard J.T. Klein Stockholm Environment Institute and Centre for Climate Science and Policy Research, Linköping University Strategies for the effective use of technology to adapt to climate change UNFCCC Expert Meeting on Technology Road Maps Bonn, Germany, 25 March 2013 richard.klein@sei-international.org

2. Outline Technology: part of the solution Technology: part of the problem Towards a comprehensive adaptation strategy Lessons learnt and implications for UNFCCC and technology roadmaps richard.klein@sei-international.org

3. Traditional approach to adaptation Adaptation needs follow from a scenario-driven model- based assessment of potential impacts Action to meet adaptation needs is a government responsibility Adaptation options are primarily technological in nature There are no constraints on implementing the adaptation options identified richard.klein@sei-international.org

4. Technologies for adaptation richard.klein@sei-international.org

5. Technologies for adaptation richard.klein@sei-international.org

6. Technologies for adaptation richard.klein@sei-international.org

7. Technologies for adaptation richard.klein@sei-international.org

8. Technologies for adaptation richard.klein@sei-international.org

9. Technologies for adaptation Society has a long history of coping with and preparing for climate variability and weather-related hazards. Many existing technologies can therefore be considered technologies for adaptation. Not everybody has knowledge of or access to these technologies. Existing technologies vary from hard to soft, from simple to highly complex, from inexpensive to unaffordable, and from locally available to requiring international technology transfer. richard.klein@sei-international.org

10. Types of technologies Traditional technology: bed nets, houses on stilts, traditional cropping patterns Modern technology: storm barriers, air conditioning, vaccines High technology: satellite monitoring, seasonal forecasting, genetically modified seeds Future technology: who knows? Each type of technology has its own advantages and disadvantages, depending on its purpose, location of deployment and stakeholder involvement. richard.klein@sei-international.org

11. Risks of adaptation technology Adaptation technologies usually focus on exposure to climate change, neglecting other drivers of people’s vulnerability to climate change. Adaptation technologies may be only partially effective if they do not address non-climate factors, they may be ineffective if they are not suited to local conditions, and they may be maladaptive if they do not consider relevant social and environmental processes. richard.klein@sei-international.org

13. Climate change Impacts Response Development objectives Policy criteria Mitigation Adaptation Monitoring, Evaluation Other stresses Existing management practices Climate variability Information, Awareness Planning, Design Implemen- tation The process of adaptation Klein et al., 1999 richard.klein@sei-international.org

14. Barriers to implementation Implicit in much of the discussion and in the negotiations to date is the assumption that there are no constraints on implementing the adaptation options identified. Institutions and mechanisms need to be in place and technological, human and other resources need to be available to (i) collect information and raise awareness, (ii) plan and design adaptation options, and (iii) monitor and evaluate their performance. Successful implementation of technologies relies on the presence of an ‘enabling environment.’ richard.klein@sei-international.org

15. Climate change Impacts Response Development objectives Policy criteria Mitigation Adaptation Monitoring, Evaluation Other stresses Existing management practices Climate variability Information, Awareness Planning, Design Implemen- tation Technologies to implement adaptation Technologies to facilitate implementation richard.klein@sei-international.org Klein et al., 1999

16. Information and awareness Observation systems (on all spatial scales) Hazard mapping, risk and vulnerability assessment (e.g., using models and scenarios, historical analogues and participatory methods) Awareness raising methods (e.g., printed information, audio-visual media, interactive tools) richard.klein@sei-international.org

17. Planning and design Simulation tools (economic models, demographic models, hydrological models, vector distribution models, land use models) Decision tools (cost-benefit analysis, cost-effectiveness analysis, multi-criteria analysis) Integration tools and frameworks (e.g., participatory methods, Adaptation Policy Frameworks) Cross-cutting technology: geographical information systems richard.klein@sei-international.org

18. Implementation (example: coasts) Protect: decrease probability of occurrence (e.g., dikes, seawalls, beach nourishment) Retreat: limit potential effects (e.g., establishing set-back zones, relocating threatened buildings) Accommodate: increase society’s ability to cope with the effects (e.g., emergency plans, insurance, modification of land use and agricultural practices) richard.klein@sei-international.org

19. Monitoring and evaluation Similar technologies as for information development (observation systems, mapping and assessment), in combination with an evaluation framework (requires agreement on indicators and criteria) richard.klein@sei-international.org

20. Adaptation thinking today Adaptation needs are apparent from current climate-related vulnerability Adaptation is a process that involves many different actors, often with conflicting interests Adaptation options can be technological, behavioural, economic, legal, institutional Adaptation must be integrated in ongoing planning and development richard.klein@sei-international.org

21. Lessons learnt To rely only or predominantly on climate science and engineering limits the potential effectiveness of adaptation Adaptation is a process that comprises more than the deployment of some hardware; it also explicitly includes considering soft technologies, as well as non-technological options to complement and facilitate the use of technology. Technology can be very important in reducing vulnerability to climate change, but it can also introduce new risks. Moreover, its effectiveness depends on the economic, institutional, legal and socio-cultural contexts. richard.klein@sei-international.org

22. Implications for the UNFCCC Technologies for adaptation must be considered as part of broader adaptation planning processes (e.g., NAPs) Close collaboration is needed between the Technology Executive Committee and the Adaptation Committee, and between these committees and the Boards of the Adaptation Fund and the Green Climate Fund Finance for adaptation needs to move from stand-alone technology-oriented projects to strategic national/regional and sectoral programmes that integrate adaptation (and the deployment of technology) into development plans richard.klein@sei-international.org

23. Implications for technology roadmaps The value of stand-alone technology roadmaps for adaptation is questionable. Instead, these roadmaps should emerge from, and be part of, a comprehensive adaptation planning process. Technology roadmaps should go beyond a focus on implementation, but also include other stages of the adaptation process, as well as links with ongoing development planning. The scale and scope of technology roadmaps are important to consider. National-level roadmaps may not be as effective as sectoral or local ones. richard.klein@sei-international.org