1. Ethics: Modifying Reports and Over Billing Fraud Group B Nadia Caraveo Lillian Salas Danniel Rodriguez, Mariel Reyes Manuel Valenzuela Ricardo Macias

2. Topics to be Discussed Summary of case Summary of case Fundamental Canons Fundamental Canons Federal False Claims Act 1863 Federal False Claims Act 1863 Real Life Cases Real Life Cases Texas Engineering Ethics Texas Engineering Ethics Resolution Prevention Conclusion

3. Summary of Case Building Inspector Building Inspector Contracted by IJK, Inc. Contracted by IJK, Inc. IJK, Inc. not an Engineering Firm IJK, Inc. not an Engineering Firm Modify reports Modify reports Charged double the cost Charged double the cost IJK, Inc. Engineer Adam Client

4. Fundamental Canons Canon 1 Canon 1 Canon 4 Canon 4 Canon 5 Canon 5 Canon 6 Canon 6 http://www.asce.org/Leadership-and-Management/Ethics/Code-of-Ethics/

5. Federal False Claims Act 1863 Whistle Blower or Lincoln Law Whistle Blower or Lincoln Law Passed in 1863 under President Lincoln Passed in 1863 under President Lincoln Protects fraud against federal government Protects fraud against federal government Contracts Contracts Taxpayer Taxpayer

6. Comparable Cases NYC American Standard Testing and Consulting Laboratories (ASTC) NYC American Standard Testing and Consulting Laboratories (ASTC) Fraudulent Test Reports Fraudulent Test Reports Skipping Safety Test Skipping Safety Test Creating False Reports Creating False Reports BP Oil BP Oil False compliance certifications False compliance certifications ASCE & CPC vs. Engineering Firm ASCE & CPC vs. Engineering Firm Falsifying hours on time sheets Falsifying hours on time sheets

7. Texas Law Texas Occupation Code, Title 6, Chapter 1001 Texas Occupation Code, Title 6, Chapter 1001 A person may not engage in the practice of engineering unless the person holds a license issued under this (Texas) chapter. A person may not engage in the practice of engineering unless the person holds a license issued under this (Texas) chapter. A person may not receive any fee or compensation or the promise of any fee or compensation for engaging in the practice of engineering unless the person holds a license issued under this (Texas) chapter. A person may not receive any fee or compensation or the promise of any fee or compensation for engaging in the practice of engineering unless the person holds a license issued under this (Texas) chapter.

8. Texas Law 1001.552 Criminal Penalty 1001.552 Criminal Penalty A person commits an offense if the person : A person commits an offense if the person : Engages in the practice of engineering without being licensed or exempted from licensing requirement under this chapter Engages in the practice of engineering without being licensed or exempted from licensing requirement under this chapter Violates this (Texas) chapter Violates this (Texas) chapter Presents or attempts to use as the person’s own license or seal of another Presents or attempts to use as the person’s own license or seal of another

9. Resolution Contact local engineering/inspection compliance office Contact local engineering/inspection compliance office Publics and his personal interest Publics and his personal interest Hazards potentially posed to public Hazards potentially posed to public His reputation might be a stake His reputation might be a stake Must cooperate fully with higher authority Must cooperate fully with higher authority

10. Prevention Provide legal disclaimer to all entities involved Provide legal disclaimer to all entities involved Disclaimer must include all protocol Disclaimer must include all protocol Disclaimer voids work outside his recommendations Disclaimer voids work outside his recommendations Sets liability boundaries Sets liability boundaries

11. Conclusion Engineer Adam must act upon IJK, Inc.’s questionable practice Engineer Adam must act upon IJK, Inc.’s questionable practice His duty as an engineer to protect the public His duty as an engineer to protect the public Seek financial counsel regarding his generous discount Seek financial counsel regarding his generous discount He cannot completely control how customers will conduct business, but he can take control to what pertains to him He cannot completely control how customers will conduct business, but he can take control to what pertains to him

12. References Kevin Wilcox (2010). NYC Concrete. Retrieved From http://www.asce.org/CEMagazine/Article.aspx?id=12884911014 Kevin Wilcox (2010). NYC Concrete. Retrieved From http://www.asce.org/CEMagazine/Article.aspx?id=12884911014 http://www.asce.org/CEMagazine/Article.aspx?id=12884911014 State of Texas, Texas Board of Professional Engineers. (2009). Texas occupations code, tile 6, chapter 1001. Retrieved from http://www.tbpe.state.tx.us/eng_req.htm State of Texas, Texas Board of Professional Engineers. (2009). Texas occupations code, tile 6, chapter 1001. Retrieved from http://www.tbpe.state.tx.us/eng_req.htmhttp://www.tbpe.state.tx.us/eng_req.htm US Legal Inc. (2011) False Claims Act Law & Legal Definition. US Legal Inc. (2011) False Claims Act Law & Legal Definition. Retrieved from http://definitions.uslegal.com/f/false-claim-act/ http://definitions.uslegal.com/f/false-claim-act/ no author given (March 2011). Case Against BP Oil Platform Goes Forward. False Claims Act Update & Alert. no author given (March 2011). Case Against BP Oil Platform Goes Forward. False Claims Act Update & Alert. Retrieved from http://www.taf.org/whistle313.htm http://www.taf.org/whistle313.htm