1. June 2015 Patent Cooperation Treaty (PCT) Search & Publication

2. PCT Search & Publication

3. PCT Timetable Months from Earliest Priority DateDeadline/Action 16 th MonthInternational Searching Authority (ISA) Prepares International Search Report (ISR) and Written Opinion (WO)- This should occur 2 months before publication, but usually, the ISR is not mailed until after initial publication of the application. What you need to do- Nothing at this point until you receive a copy of the Search Report 18 th MonthPublication of the Application- Within 2 weeks of this deadline, normally receive a Notice of Publication (IB/311). “WO” indicates that it is a PCT publication, as opposed to a particular country. The WO is followed by the year, a slash “/”, and a sequential number. The A1, A2, A3, etc. after the publication number indicates what type of publication. For example, A1 means “Patent Application Publication”; A2 means “Patent Application Republication”; and A9 means “Patent Application Publication (Corrected Publication).” 18 th Month- Earlier or Later Receipt of International Search Report (ISR) and Written Opinion (WO)- Under the new PCT practice, the Search Report and Written Opinion will be typically issued before publication (but not always). The ISR is published with the application publication or republished later (A2) if the search was not finished by the publication date. The WO is not published. What you need to do- (1) Report ISR/WO to client; (2) If U.S. counterpart case exists, file IDS for search results; and (3) If foreign counterpart case(s) exist (unlikely), send search results to foreign associate.

4. PCT Search (ISA) Search & Examination based generally on the following: –Novelty- similar to (but not the same as) the anticipation standard in the U.S. (absolute novelty and no grace period) –Inventive Step- similar to (but not the same as) as the nonobviousness requirement in the U.S. –Industrial applicability- it can be made or used (in the technological sense) in any kind of industry. Usually, it does not include business methods.

5. PCT Search/Examination Pointers Unity of Invention- although similar, not the same standard as in U.S. restriction practice. –If you want to search for other claimed inventions you will need to pay additional search fees. –Even if you pay additional search fees, you will then need to pay examination fees to have the additionally searched claims examined. –Not paying search fees may limit the claims you can initially nationalize. Generally speaking, search and examination fees are a waste of money. –But in view of recent EPO rules you might want to consider paying the fees if you are going to nationalize in Europe

6. PCT Search (ISA)- Typical Flow Int’l Bureau (IB) PCT Application Searching Authority (ISA) ISA Written Opinion (WO) Int’l Search Report (ISR)

7. PCT Search (ISA)- Typical Flow Int’l Bureau (IB) PCT Application Int’l Search Report (ISR)

8. Need More Information? Please Contact: Chuck Schmal (cschmal@uspatent.com) Woodard, Emhardt, Moriarty, McNett & Henry LLP 111 Monument Circle, Suite 3700 Indianapolis, IN 46204 (317) 634-3456 www.uspatent.com

9. June 2015 Patent Cooperation Treaty (PCT) Search & Publication