1. International Telecommunication Union ITU Workshop on Standards and Intellectual Property Rights (IPR) Issues Yukio Hiramatsu Chairman, TTC IPR Committee TTC Activities on IPR in Standards New Delhi, India, 19-20 December 2011

2. International Telecommunication Union Contents About TTC History of “IPR in Standards” issues in TTC Current activities Further study items New Delhi, India, 19-20 December 2011 2

3. International Telecommunication Union TTC Organization Chart New Delhi, India, 19-20 December 2011 3 Advisory Groups Board of Directors Councilor’s Meeting Strategy Committee IPR Committee Next-generation Home Network System ICT and Climate Change IPTV Signaling Media Coding DSL NGN ＆ FN Mobile NW Management Working Groups NW Management NNI&UNI Transmission Secretariat Promotion Committee System Promotion Project Solution Promotion Project Projects Management Committee 3GPP2 General Assembly Award Committee Enterprise Network Smart Grid Inter-Industry Innovation Center Smart Car 3GPP Numbering Plan Optical Fiber Transmission Multimedia Cloud Computing Security Technology Research Global Collaboration Network Middleware Interoperability Technical Assembly

4. International Telecommunication Union TTC Document Structure CategoryDocument typeDefinition Normative StandardStable Technical Specification Technical Specification Provisional Technical Specification Informative Technical ReportTechnical Information Document Survey ReportReport of survey by committees New Delhi, India, 19-20 December 2011 4

5. International Telecommunication Union History of study on IPR in TTC YearMonthEvent 1988JuneEstablishment of IPR Committee 1989MayIPR Policy specified (IPR: Industrial Property Right) Oct- Operation Procedures specified - DB for submitted Statements introduced 2001OctAlignment with New Document Structure 2002MayMajor revisions to the procedures and texts OctAlignment with new operational structure of TTC 2003AprRevised definition for reciprocity 2005MayCopyright Treatment specified 2006MarRevised IPR Policy and Operation Procedures 2007DecRevised Operation Procedures 2009JulyRevised Provision of IPR Committee 2010JuneAlignment with ITU-T patent guidelines 2011SepCopyright Treatment revised New Delhi, India, 19-20 December 2011 5

6. International Telecommunication Union Current status of TTC’s IPR handling IPR as Industrial Property Right is being handled. Trademark not handled. Only the copyright of TTC Standards and Specifications considered, not other types of documents. IPR Policy specifies basic principles. (TTC Board of Directors approves and publishes IPR Policy.) Operation Procedures specify detailed procedures regarding IPR Statements and their maintenance, including IPRs owned by non-members. (IPR Committee approves and publishes Operation Procedures.) New Delhi, India, 19-20 December 2011 6

7. International Telecommunication Union Current ITU-T Rules vs. TTC Rules ITU-TTTC Common Patent Policy Patent Common Patent Guidelines Copyright Software Copyright Trademark Software Copyright Guidelines Right to copy for standardization related purposes Guidelines related to the inclusion of Marks in ITU- T Recommendations Note – TTC is a recognized SDO under Recs. A5 and A.6. The Policy for the Handling of Industrial Property Rights Operation Procedures for the Handling of Industrial Property Rights Copyright Treatment (FFS) New Delhi, India, 19-20 December 2011 7

8. International Telecommunication Union 8 Current ITU-T Rules vs TTC Rules Collection of statements Database Declaration form Guidelines Licensing conditions Yes on Web site General patent statement Yes Per claim declaration President of TTC Yes Available Free, RAND & No Yes (Note 2) Detailed procedures Hold-up problems ITU-T Secretariat Yes Available Free, RAND & No Yes (Note 1) Detailed procedures Yes on Web site ITU-TTTC Irrevocability Assignment Yes Yes (Note 3) Yes Note 1 – Separate form is available which covers any recommendations. Note 2 - In case no patent information is provided for a standard. Note 3 – Assignee will be requested to submit statement.

9. International Telecommunication Union Submission of IPR Statements in TTC DB for IPR Statements available at TTC Web http://www.ttc.or.jp/j/std/committee/ipr/i pr_policy/list (in Japanese only) http://www.ttc.or.jp/j/std/committee/ipr/i pr_policy/list For TTC Standards 155 (1988-Nov 2011) For TTC Technical Specifications 27 (2001-Nov 2011) (Note) Here, “IPR” stands for Industrial Property Right. New Delhi, India, 19-20 December 2011 9

10. International Telecommunication Union Outline of the revision of operation procedures in Dec. 2007 Almost all changes are editorial improvements. Reviewed the structure and order of chapters. Basically maintained, however enhanced the non-member's chapters for clarification. Enhanced descriptions: Clarification of subject (member or non- member) Adoption of detailed explanation or expression. New Delhi, India, 19-20 December 2011 10

11. International Telecommunication Union Outline of the revision of Provision of IPR Committee in May. 2009 Stipulated capacity and power of IPR committee Stipulated qualification of committee membership and special committee membership Stipulated eligibility, right of vote, quorum and election system New Delhi, India, 19-20 December 2011 11

12. International Telecommunication Union Alignment with ITU-T patent guidelines in 2010 and 2011 Patent statements with different options per patent claim (June 2010) TTC has completed draft enhancements Further enhancements to the patent statement and licensing declaration form Contribution submitted to the ITU-T adhoc Group on IPR (Dec 2011) to clarify how to interpret the declaration with/without patent information, and to propose additional information to be added in the form. New Delhi, India, 19-20 December 2011 12

13. International Telecommunication Union Discussions on Software Copyright in Standards TTC is following up the discussions on revisions of the software copyright guidelines in ITU-T Contribution submitted to the ITU-T adhoc Group on IPR (Dec 2011) to assure the attached software provided to SDOs TTC is also noting the other SDO’s discussions and treatment on the matter. New Delhi, India, 19-20 December 2011 13

14. International Telecommunication Union International activities and cooperation Participate in ITU-T adhoc Group on IPR Participate in IPR WG of GSC (Global Standards Collaboration) and PRS (Policies, Regulatory and Strategies) WG of ASTAP Exchanges with ETSI and US ITI (Information Technology Industry) MoU with ITU, ETSI, ATIS, TIA, etc. LoI (Letter of Intent) with GISFI, India New Delhi, India, 19-20 December 2011 14

15. International Telecommunication Union Further Study Items Study on possible introduction of Software Copyright Guidelines and Trademark Guidelines. Contribution to the study on Standardization and IP strategy. Discuss and promote TTC members’ needs. New Delhi, India, 19-20 December 2011 15

16. International Telecommunication Union TTC’s IPR policy, guidelines, etc. are shown in the following website http://www.ttc.or.jp/e/intro/rules/ru6/index.html Thank you ! Yukio Hiramatsu. New Delhi, India, 19-20 December 2011 16