1. CHAPTER 9: PHOTONIC DEVICES

2. Consider 4 groups of photonic devices: light emitting diodes (LEDs)
Photonic devices – devices in which the basic particle of light (the photon) plays a major role
Consider 4 groups of photonic devices:
light emitting diodes (LEDs)
lasers (light amplification by stimulated emission of radiation)
photodetectors – electrically detect optical signals
solar cells – convert optical energy into electrical energy
Detectable range of light by human eye: from 0.4m to 0.7m
Ultraviolet region:  from 0.01m to 0.4m, infrared region: from 0.7m to 1000m
c: speed of light
v: freq. of light
hv: energy of photon

3. Figure Chart of the electromagnetic spectrum from the ultraviolet region to the infrared region.

4. RADIATIVE TRANSITIONS
And Laser Operation )

5. LASER MIRROR AND LASER PUMPING

6. 3 processes for interaction between a photon & electron:
Absorption
Spontaneous emission
Stimulated emission
2 energy levels: E1 – ground state, E2 – excited state
Transition between the states with freq. v12 given by hv12=E2-E1
Atom in E1 absorbs photon – goes to E2: absorption process (fig.9.2a)
atom in E2 is unstable – make a transition to E1 – giving off a photon (energy hv12): spontaneous emission (fig.9.2b)
When photon (energy hv12) impinge on an atom (at E2), atom can be stimulated to E1 – stimulated emission (fig.9.2c

7. Absorption
Absorption An atom in a lower initial state with energy Einitial can be excited to a higher energy state Efinal (solid line) by absorbing (capturing) a photon.
By the principle of conservation of energy, the energy level difference ∆E = Efinal – Einitial is provided by the energy of the photon energy hf = ∆ E. This process also called absorption
because it is the atom’s response to electromagnetic stimulation by the incoming photon.
Stimulated absorption is responsible for the colors of dyes, which absorb at specific frequencies.

8. Spontaneous Emission
An atom or molecule in an excited state with excess stored
energy (dashed line) ∆E can release that energy spontaneously, and transition to a lower energy
state (solid line) by emission of a photon with frequency f= –∆E/h (the minus sign is because
the atom loses energy, so ∆ E is negative, but photon energies are always positive. Spontaneous
emission is responsible for the light emission by fires, sunlight, LEDs, and most types of lamps.

9. Stimulated Emission
An atom or molecule in an excited state with excess stored
energy (dashed line) ∆E can be stimulated to release energy by an incident photon of the exactly
the same frequency (f= ∆ E/h). The result is that the atom emits not one, but two, photons with
the same frequency, using the energy of the incident photon plus the energy stored by the excited
atom. Stimulated emission is the process that provides optical amplification in most lasers, since
one photon in produces two photons out, an amplification factor of exactly two per event.

10. Figure The three basic transition processes between two energy levels. Black dots indicated the state of the atom. The initial state is at the left; the final state, after the transition, is at the right. (a) Absorption. (b) Spontaneous emission. (c) Stimulated emission.

11. OPTICAL ABSORPTION
When semicond. is illuminated (if hv=Eg)– photons are absorbed to create electron-hole pairs
If hv>Eg – an electron-hole pair is generated – the excess energy (hv-Eg) is dissipated as heat
Processes in (a) & (b): called intrinsic transitions (or band-to-band transitions)
If hv<Eg – a photon will be absorbed only if there are available energy state in the forbidden bandgap due to chemical impurities or defects: called extrinsic transition
Also true for reverse situation: i.e. electron at Ec combine with hole at Ev  emission of a photon (with hv=Eg)
Figure Optical absorption for (a) hv = Eg, (b) hv > Eg, and (c) hv < Eg.

12. OPTICAL ABSORPTION
Fraction of photon flux that exits from the other end of the semicond. at x=W:
Decreased absorption coeff. for amorphous silicon at the cutoff wavelength:
: photon flux
: absorption coefficient (function of hv)
c: cutoff freq.

13. OPTICAL ABSORPTION
Figure Optical absorption coefficients for various semiconductor materials. The value in the parenthesis is the cutoff wavelength.

14. Stands for light emitting diode. Semiconductor device:
LED
Stands for light emitting diode.
Semiconductor device:
p-n junction
forward-biased.current
emits incoherent narrow spectrum light
(due to recombination in transition region near the junction.)
Color of the emitted light depends on the chemical of the semiconducting material used.
(Near-ultraviolet, visible or infrared.)

15. LED
Normally constructed of (Direct Gap):
GaAs, GaAsP , GaP :
Recombinationlight
Si and Ge are not suitable because of indirect band.recombination result heat

16. LIGHT EMITTING DIODE (LED)
LEDs are p-n junctions that can emit spontaneous radiation in ultraviolet, visible or infrared regions
VISIBLE LEDs
max. sensitivity of the eye: at 0.555m
eye response – nearly ‘0’ at the visible spectrum of 0.4 & 0.7m
Eye only sensitive to light with photon energy hv 1.8eV (or 0.7m) – semicond. of interest must have larger energy bandgap
See fig.9.6 – the most important materials for visible LEDs: alloy GaAs1-yPy & GaxIn1-xN III-V compound system
Notation: AxB1-xC or AC1-yDy for ternary (3 elements)
AxB1-xCyD1-y for quarternary (4 elements)
A & B: group III
C & D: group V
x & y: mole fraction

18. Various band gaps different photon energies Ultra violet :GaN 3
Various band gaps different photon energies Ultra violet :GaN 3.4 ev –infra-red: InSb 0.18ev Ternary&quarternaryincreasing number of available energies

19. VISIBLE LEDs (Cont.)
Figure Semiconductors of interest as visible LEDs. Figure includes relative response of the human eye.

20. 0<Y<0.45 Direct usually 0.4 used for LEDs
Figure (a) Compositional dependence for the direct- and indirect-energy bandgap for GaAs1-yPy. (b) The alloy compositions shown correspond to red (y = 0.4), orange (0.65), yellow (0.85), and green light (1,0).
Example: <Y<1
0<Y<0.45 Direct usually 0.4 used for LEDs
0.45<Y<1Indirect

21. Indirect can emit light if we add nitogen.
Figure Quantum efficiency versus alloy composition with and without isoelectronic impurity nitrogen.
Indirect can emit light if we add nitogen.
Quantum efficiency
Efficiency without N2 drops sharply in the composition range 0.4<y<0.5 because the Eg changes direct to indirect at y=0.45
Efficiency with N2 is higher for y>0.5 but decreases with increasing y – caused by the increasing separation between direct & indirect Eg

22. VISIBLE LEDs (Cont.)
Fig. 9.9(a) – Direct-Eg LED  emits red light, fabricated on GaAs substrate
Fig. 9.9(b) – Indirect-Eg LED  emits orange, yellow or green light, fabricated on GaP substrates
For high-brightness blue LEDs ( m) – II-VI compounds (ZnSe), III-V (GaN), IV-IV (SiC)
II-IV based devices – have short lifetimes (not good)
SiC (indirect Eg)  low brightness
Direct Eg: GaN (Eg=3.44eV), III-V semicond. (AlGaInN)
High quality GaN has been grown on sapphire (insulator) substrate

23. VISIBLE LEDs (Cont.)
Figure Basic structure of a flat-diode LED and the effects of (a) an opaque substrate (GaAs1-yPy) and (b) a transparent substrate (GaP) on photons emitted at the p-n junction.

24. Figure 9.10. III-V nitride LED grown on sapphire substrate.
VISIBLE LEDs (Cont.)
Figure III-V nitride LED grown on sapphire substrate.
Blue light originates from the radiative recombination in the GaxIn1-xN region (sandwiched between p-type AlxGa1-xN & n-type GaN – larger Eg)

25. Figure 9.11. Diagrams of two LED lamps.
VISIBLE LEDs (Cont.)
Visible LED can be used for full-color displays, full-color indicators & lamps with high efficiency & high reliability
LED lamps contains an LED chip & plastic lens (as optical filter & to enhance contrast)
Figure Diagrams of two LED lamps.

26. VISIBLE LEDs (Cont.) Basic formats for LED displays
Fig. 9.12(a) – (7 segments) displays no. from 0 to 9
Fig.9.12 (b) – (5x7 matrix array) dispalys alphanumerics (A-Z & 0-9)
LEDs are 3 times as efficient as incandescent lamps & can last 10 times longer
Figure LED display formats for numeric and alphanumeric: (a) 7-segment (numeric); (b) 5 x 7 array (alphanumeric).8

27. ORGANIC LEDs
Application: multicolor, large-area flat panel display (attributes low power consumption & excellent emissive quality with a wide viewing angle
Fig. 9.13(a) – 2 representative organic semicond. (tris aluminium [AlQ3] & aromatic diamine)
Fig. 9.13(b) – transparent substrate – transparent anode (ITO) – diamine (hole transport) – AlQ3 (electron transport) – cathode
Fig. 9.13(c) – electrons are injected from cathode toward heterojunction interface (AlQ3/diamine) – holes are injected from anode toward the interface

28. ORGANIC LEDs (Cont.)
Figure (a) Organic semiconductors. (b) OLED cross sectional view. (c) Band diagram of an OLED.

29. INFRARED LED
Application 1: opto-isolators (input or control signal is decoupled from the output
Fig.9.14 – opto-isolator having infrared LED (light source) & photodiode (detector)
Input signal applied to LED  will generate light  detected by the photodiode  light is converted back to an electrical signal as I that flows thru load resistor
Application 2: communication system (transmission of an optical signal thru optical fiber)
Optical fiber – a waveguide at optical frequencies

30. INFRARED LED (Cont.)
Figure An opto-isolator in which an input signal is decoupled from the output signal.

31. INFRARED LED (Cont.)
The surface-emitting infrared InGaAsP LED – for optical fiber communication
Light emitted from the central surface area & coupled into the optical fiber
Heterojunctions –
increase efficiency (from the confinement of the carriers by the InP higher Eg)
also serve as an optical window to the emitted radiation (higher Eg – confining layers do not absorb radiation from the lower Eg – emitting region)

32. INFRARED LED (Cont.)
Figure Small-area mesa-etched GaInAsP/InP surface-emitting LED structure.

33. INFRARED LED (Cont.)
Ultimate limit on how fast the LED can vary the light output depends on the carrier lifetimes
If I is modulated at angular freq. , the light output P():
P(0): light output at =0
 : carrier lifetime
at =0
The modulation bandwidth f (freq. at which the light output is reduced to