1. Floods, Paleofloods, and Drought: Insights from the Upper Tails Katie Hirschboeck Laboratory of Tree-Ring Research University of Arizona CLIVAR/PAGES/IPCC Drought Implications Workshop November 2003

2. Paleofloods -- Direct Physical Evidence of Extreme Hydrological Events

4. House, Webb, Baker & Levish (2002) American Geophysical Union

5. PALEOFLOOD (def) A past or ancient flood event which occurred prior to the time of human observation or direct measurement by modern hydrological procedures. Recent or modern events may also be studied using paleoflood analytical techniques: HISTORICAL FLOOD Flood event documented by human observation and recorded prior to the development of systematic streamflow measurements EXTREME FLOOD IN UNGAGED WATERSHEDS

6. Paleofloods: Event-Based Information -- Paleoflood deposits are not proxy indicators of past conditions in which data are filtered through a biological response. -- The paleoflood deposits are direct physical evidence of the occurrence of individual extreme hydrologic events and corresponding precipitation events. -- Slackwater deposits and other types of paleostage indicators selectively preserve evidence of only the largest floods...... precisely the information that is lacking in the short gaged discharge records of the observational period

7. Unlike systematic gaged data, paleoflood information is collected & reported in different formats: Paleofloods (w/ stage and/or discharge) Thresholds Non-exceedence bounds Data Types

8. Types of Paleoflood Information Threshold level = level below which floods are not preserved (over a specific time internal) only floods which overtop the threshold level leave evidence Non-exceedance bound = level which has either: never been exceeded, or has not been exceeded during a specific time interval PALEOFLOOD = paleoflood stage or discharge estimate

9. Regional compilations of paleoflood data Note temporal clustering & episodic behavior

10. Lisa Ely’s (1997) comparison of SW paleofloods with various paleoclimate indicators. Periods with an increased frequency of extreme floods tend to coincide with cool, moist conditions and frequent El Niño events. NOTE, however, contrast between 13 th & 16 th century drought periods in #’s of paleofloods

11. extreme floods / paleofloods are intermittent cannot be archived as continuous annually resolved chronologies in some cases, can be interpreted in context of higher-resolution, continuous proxy chronologies Verde River, AZ: paleoflood data vs. tree-ring based annual streamflow reconstruction see House, Pearthree, and Klawon, 2002 1868 peak: corresponding paleoflood no corresponding peaks in streamflow reconstruction Paleofloods of 1862 & 1891:

12. Regional / global compilations of paleoflood data  When further explored and linked to the full spectrum of ocean-atmosphere teleconnections and modes of large-scale atmospheric circulation variability –-- may provide important insights on changes in precipitation intensity and the magnitude and frequency of large floods over past millennia.

13. Five Insights from the Upper Tails of Flood Distributions

14. 1. High frequencies of moderate floods and/or occasional extremely large floods can occur in regions undergoing drought.

15. Peaks-above-base: 30+ gaging stations in Arizona Synoptic charts + precipitation data  causal mechanisms

16. Interannual Variability of # of Floods (1950-80) --- 1950s ---

17. IMPLICATIONS Systematic examinations of the gaged flood record in other regions undergoing drought are needed to explore the hydroclimatic conditions for concurrent flood and drought episodes.

18. 2. Unusually large floods in drainage basins of all sizes are likely to be associated with circulation anomalies involving quasi-stationary patterns such as blocking ridges and cutoff lows in the middle-level flow.

20. Lane Canyon flash flood Extreme flood events evolve from: uncommon (or unseasonable) locations of typical circulation features unusual combinations of atmospheric processes, rare configurations in circulation patterns (e.g. extreme blocking) exceptional persistence of a specific circulation pattern.

21. Spring 1973 Mississippi River Basin floods Jimmy Camp Creek flood of 1965

22. Record-breaking floods of winter 1992-93 in Arizona

23. IMPLICATIONS (1) Since the characteristic drought circulation pattern in the United States is a strong middle- and upper-level ridge (and occasional blocking high)...... it should not be surprising that extreme flooding and persistent drought occasionally coincide, at least in adjacent regions.

24. IMPLICATIONS (2) Shifts in storm track locations and other anomalous circulation behavior are clearly linked to unusual flood and drought behavior. They are likely to be the factors most directly responsible for projected increases in hydrologic extremes under a changing climate.

25. 3. The interaction between storm properties and drainage basin properties plays an important role in the occurrence and magnitude of large floods both regionally and seasonally.

26. from Doswell et al. (1996) -- Slow movement of system -- Large area of high rainfall rate along motion vector -- Both occurring together Synergistic Combination of Factors

27. Paleoflood information about precipitation extremes is highly basin-specific. Basin-specific interactions play much less of a role in the development and magnitude of a regional drought, which generally transcends the influence of drainage divides. Regional scale land-surface atmosphere feedbacks are more likely to influence the development and persistence of drought conditions. IMPLICATIONS

28. 4. Compilations of paleoflood records combined with gaged records suggest there is a natural, upper physical limit to the magnitude of floods in a given region.

29. Paleoflood evidence for a natural upper bound to flood magnitudes in the Colorado River Basin Enzel, Ely, House, Baker & Webb (1993) WRR

31. IMPLICATIONS Paleoflood evidence points to an upper physical limit for intense rainfall events This raises important theoretical questions about whether such a limit might continue to hold under a projected warmer climate with a more intense hydrologic cycle.

32. 5. The identification of hydroclimatically defined mixed distributions in flood records suggests that in regions where floods are produced by several types of meteorological events, different storm types may exhibit unique probability distributions.

33. Conceptual Framework for Flood Time Series Time- varying means Time- varying variances Both SOURCE: Hirschboeck, 1988 Mixed frequency distributions may arise from: storm types synoptic patterns ENSO, etc. teleconnections multi-decadal circulation regimes

34. Conceptual Framework transferred to Paleo-record “Time” b) modified from Knox, 1983 a) b) A shift in circulation regime (or anomalous persistence of a given regime) will lead to different theoretical frequency / probability distributions over time (Hirschboeck, 1988)

36. IMPLICATIONS For floods or paleofloods, climatic changes can be conceptualized as time-varying atmospheric circulation regimes that generate a mix of shifting streamflow probability distributions over time. This conceptual framework – -- in tandem with the framework proposed by Trenberth (1998,1999) – provides an opportunity to evaluate streamflow-based hydrologic extremes under a changing climate from complementary perspectives.

37. CLOSING COMMENT

38. In the largest and most extreme floods studied, PERSISTENCE was always a factor Persistence of INGREDIENTS (e.g., deep moist convection environment) most important at small scales (flash floods) Persistence of PATTERN most important at larger scales (basin-wide / regional floods)

39. Persistence bridges meteorological and climatological time scales Persistence = underlying factor in atmosphere / basin synergy... AND DROUGHT!!!!

42. This Paleoflood Databank is a repository for paleoflood data that has been created for use by the paleoflood research community. It was compiled by researchers at The Arizona Laboratory for Paleohydrological Analysis (ALPHA) and The Laboratory of Tree-Ring Research, University of Arizona, under the direction of K.K Hirschboeck with funding from NOAA Office of Global Programs and the US Bureau of Reclamation. [This is Version 3.1. 2003]

43. Complete Relationships Diagram for the Data Fields in the Paleoflood Databank, v. 3.1 Basin Publication Contributor EVENT Site River

45. Method of Dating the Flood / Paleoflood

47. Methods of discharge or stage calculation: Techniques used to indicate paleostage level:

48. Example of a QUERY: for a given date, e.g. 1983:

49. Example of a DATA REPORT

50. RESEARCH APPLICATIONS (SOURCE: House & Hirschboeck, 1997) Largest floods in Lower Colorado River Basin Regionalization of Extreme Events Paleoflood data (SOURCE: Jarrett, 1991 from Patton & Baker, 1977) Flood Frequency Analysis from Stedinger et al. 1988 Gaged record (censored) Historical peaks Statistical Procedures based on combined data: Systematic (Gaged), Historical & Paleoflood