1. Business Operations Pre-Award

2. What is required to begin the business process? Possible indicators CDA executed Cancer Center MDG/PRC approvals Department contacts business office Electronic Proposal Transmittal Form (ePTF) What is it/what is it for? It is an electronic mechanism for Jefferson to manage, maintain, and approve research Used for all research at Jefferson

3. Electronic Proposal Transmittal Form (ePTF) What is needed? Materials required to complete (ePTF) for approval Protocol Investigator Brochure (IB) Draft Informed Consent (ICF) Clinical Trial Agreement (CTA) Sponsor Budget

4. Electronic Proposal Transmittal Form (ePTF) What is the approval process? Clinical trials First Round approval Contract/MCA/Budget Process may begin Second round approval MCA/Contract/Budget negotiated IRB approval letter and informed consent

9. JCRI Business Operations Coverage Analysis & Budget

10. Coverage Analysis

11. Materials needed to conduct a Coverage Analysis From Study Team: Same as (ePTF) process Protocol Investigator Brochure (IB) Draft Informed Consent (ICF) Clinical Trial Agreement (CTA) Sponsor Budget Approved electronic proposal transmittal form (ePTF) First round only

12. What is a Coverage Analysis? Document that determines the appropriate payor (i.e. Sponsor, Medicare or third party payor) for each item and service required by a clinical research trial

13. Why is a Coverage Analysis important? Reduces risk for submitting false claims Billing for services not part of a qualifying clinical trial Billing for items and services promised/paid for by Sponsor Billing for research only items and services Assists in budget negotiations with Sponsor/CRO Identifies costs that need to be accounted for in the sponsor budget Basis of billing compliance/audits Provides evidence of due diligence and a mechanism for compliance with billing rules

14. Coverage Analysis Process Receive all materials from the study team Create a grid that reflects all clinical events and time points in the protocol Review clinical guidelines along with CMS national and local coverage determinations to identify the appropriate payor for each event Send the CA to PI/SC for review and approval Approve or revise the CA as necessary

16. Clinical Trial Budget

17. Develop a financial plan that encompasses all phases of the study: Start-up costs Institutional costs Other costs incurred throughout the study Subject costs

18. Develop a financial plan that encompasses all phases of the study: Start-up costs training, meetings, IRB/regulatory work, source document creation Institutional costs Other costs incurred throughout the study Subject costs

19. Start-Up Costs

20. Develop a financial plan that encompasses all phases of the study: Start-up costs training, meetings, IRB/regulatory work, source document creation Institutional costs F&A, IRB fees, billing compliance fees Other costs incurred throughout the study Subject costs

23. Develop a financial plan that encompasses all phases of the study: Start-up costs training, meetings, IRB/regulatory work, source document creation Institutional costs F&A, IRB fees, billing compliance fee WIRB/Quorum – One time fee $2,500 Other costs incurred throughout the study site monitor fees, IRB work on continuing reviews or amendments, dry ice, close-out costs, etc. Subject costs

24. Other Costs

25. Develop a financial plan that encompasses all phases of the study: Start-up costs training, meetings, IRB/regulatory work, source document creation Institutional costs F&A, IRB fees, billing compliance fee WIRB/Quorum – One time fee $2,500 Other costs incurred throughout the study site monitor fees, IRB work on continuing reviews or amendments, dry ice, close-out costs, etc. Subject costs Any items that are not billable to insurance or provided by the sponsor

27. Accomplished by considering all stakeholders input: PI and Study Coordinator Radiology Pathology Pharmacy Hospital Billing Professional Services Billing Other departments Sponsor

28. Clinical Trial Agreement

29. What is required to complete a contract? Who wrote the protocol? Sponsor Clinical Trial Agreement PI/Jefferson Investigator Initiated Agreement Is the sponsor contract new or previously negotiated? If new – review/red line changes Forward to legal If previously negotiated – similar protocol Review/red line changes Forward to sponsor

30. What is required to complete a contract? Negotiate terms Ensure budget, billing and payment terms are acceptable Is the IRB approved? Approval letter and informed consent reviewed Sponsor and protocol must match contract Subject injury and indemnification language Different terms in each but intent must be the same (ePTF) secondary approvals

31. What is required to complete a contract? Execute Forward to PI Return to sponsor PDF or mail Account set up Establishment letter to staff and accounting MCA includes account number sent to staff and billing

33. Post Account Establishment Modifications/Amendments No cost extension Change in PI Modification to protocol No budget modification Modification to protocol Budget modification $5,000 or greater (ePTF) supplement Approvals, etc. Follow same SOPs as a new clinical trial

36. How to initiate the process Please, please, and please reach out to your clinical research administrator for more information. Ronald Polizzi, Director, Business Operations JCRI, 3-2127 Michael Caggiano, Team Lead, 3-4746 Jennifer Lott, Team Lead, 5-2546 Jenny Campbell, Clinical Research Administrator, 3-4282 LouEllen Daniel, Clinical Research Administrator, 3-5390 Ryan Massimilla, Clinical Research Administrator, 3-2890 Mary Rose Taft, Clinical Research Administrator, 3-4265