1. 31 st July Agenda 09:15Arrival – Breakfast served 09:30 Project Update 09:40 Catlin (Grayson Poole) – Case Study 10:00 Workshop Group Questions 10.30Networking Control Framework Control Framework Breakfast Group

2. Control Framework Status Report

3. www.lloyds.com/controlframework Control Framework Project Resources

4. Control Framework Information on The Contract: Transaction Reference Definition: “A unique reference given by the sender (Managing Agent) to the account transaction. This should be used to group all data rows relating to the same premium or claim entry together.” Examples could be: Claim RefClaim movement refVersion Ref Policy RefTransaction type (i.e AP, RP) Version Ref

5. Control Framework Information on The Contract: Location Of Risk (Country) Definition: “Depending on the reporting channel: 1/ This refers to the country where an insured risk is physically located if reporting directly to Lloyd’s. 2/ This refers to the location of risk for regulatory and tax purposes if reporting through Xchanging.” Mitigation: Risk Locator Tool Point of Sale process checks? Audit and peer review checks?

6. Control Framework Information on the Contract : Risk Address and Postcode Definition: “The full address including postcode of the location of the risk” Mitigation: Stored on the system/s? How quickly could this be retrieved if required?

7. Control Framework Information on tax : Country of Tax Definition: “The jurisdiction country to which the tax is payable” Factors to consider: How is this currently stored? How quickly could this be retrieved if required? How were decisions made when the information was first stored/presented to the service company?

8. Control Framework Questions?