1. 1 Submitting a RARF Art Deller, P.E. Supervisor, Model Administration New Generation Workshop November 4, 2014

2. 2 Process

3. 3 Prerequisites: –Must be registered as a Resource Entity –Must have received and installed Digital Certificate

4. 4 Process Go to MIS and select Applications

5. 5 Process Select Service Requests

6. 6 Process Submit the request

7. 7 Process …then add the RARF workbooks and attachments

8. 8 Process

9. 9 Timelines

10. 10 Timelines

11. 11 Timelines ERCOT suggests submitting RARF a minimum of 130 days before the projected MRD Interim updates for new resources are not being approved

12. 12 Completing the RARF Ed Geer, P.E. Network Model Engineer, Sr. New Generation Workshop November 4, 2014

13. 13 Stage 1 RARF for Interconnection Studies and Planning Cases

14. 14 Completing the RARF – Stage 1

15. 15 Interconnecting Entity (IE) begins submitting the RARF in Stage 1 of the generation interconnection process (refer to Interconnection Handbook at http://www.ercot.com/services/rq/re/index) http://www.ercot.com/services/rq/re/index Stage 1 RARF submitted for Screening Study and Full Interconnection Study using the currently posted version (RARF v 5.2) Completing the RARF – Stage 1

16. 16 Planning Guide Section 6.9 (2) requirement: “The IE shall provide to ERCOT the data necessary to model the Generation Resource in the base cases created and maintained by SSWG, SPWG, and the DWG, as directed by ERCOT.” Completing the RARF – Stage 1

17. 17 Planning Guide Section 6.9 (1) ERCOT will include a proposed Generation Resource in the planning cases – SSWG, SPWG, DWG if below criteria are met: –Signed SGIA –Air Permit (if necessary) –Water rights (if necessary) –Notice to proceed with construction of interconnection to TSP –Financial security required to fund the interconnection facilities Completing the RARF – Stage 1

18. 18 What RARF data is required? RDWG is working on an updated RARF Glossary that will state the details of the required planning data by item. For now, refer to the “Screening/Full Interconnection Study Guides” – “Spreadsheet Map” – column D posted by Resource Integration at the below link. Screening Study/Full Interconnection Study Guides (.zip)Screening Study/Full Interconnection Study Guides (.zip) Completing the RARF – Stage 1

19. 19 “Each Generation Resource…shall provide accurate modeling information …” (Operating Guides 5.1(c) ) For the Stage 1 RARF – “Typical or representative information may be provided for planned facility additions or modifications for use in the SSWG, DWG, and SPWG base cases…” (Operating Guides 5.1(d) ) Completing the RARF – Stage 1

20. 20 Stage 1 RARF data examples include:  Generator type, fuel, nameplate ratings, voltage, county, planned COD  Generator net seasonal ratings, reactive capability, impedances and aux. load  Transformer impedances, ratings, taps and AVR settings  Capacitors, reactors, STATCOMs, DVARs and associated AVR settings  POI name, PTI bus number, TSP  Line data for connecting line to POI Completing the RARF – Stage 1

21. 21 Stage 2 RARF for Registration and Modeling

22. 22 Completing a RARF – Stage 2

23. 23 Stage 2 RARF is submitted by registered Resource Entity (RE) only. Requires a fully completed RARF submittal for new resource(s) and associated equipment to provide the needed data for the new resource(s) to be added to ERCOT Network Operations Model Completing the RARF – Stage 2

24. 24 Completing the RARF – Stage 2 Operating Guide 5.1 (d) “Typical or representative information may be provided for planned facility …such information shall be revised using actual design or construction information in accordance with the time line for Network Operations Model changes outlined in Protocol Section 3.10.1, Time Line for Network Operations Model Changes.”

25. 25 Select a target date for the addition of your RARF data into the ERCOT Network Operations Model at least 30 days before desired energization date. Refer to the ERCOT Network Operations Model Change Schedule for listing of available model load dates and associated deadlines.Network Operations Model Change Schedule Completing the RARF – Stage 2

26. 26 IMPORTANT -- Start preparing the added RARF data early: 5 - 6 months before desired addition to ERCOT Network Operations Model (MRD). Contact us at resourcereg@ercot.com to discuss the details of your resource RARF data.resourcereg@ercot.com Completing the RARF – Stage 2

27. 27 Don’t let your RARF submittal be on your new resource’s critical path. It’s better for your RARF data to be added to the model 2 months early than cause a slip in your energization because the RARF missed a deadline. Completing the RARF – Stage 2

28. 28 ERCOT suggests that you submit a first attempt at completing your RARF at least 130 days before the desired model load to allow time to resolve any RARF data issues. Send first attempt at a completed RARF to resourcereg@ercot.com with subject line indicating “TEST RARF submittal” and your site name. resourcereg@ercot.com Completing the RARF – Stage 2

29. 29 The RE must complete the appropriate forms for the type of resource – using the currently posted RARF forms at the time of the submittal (currently RARF v 5.2). Changes must not be made to the names of the.xls RARF forms nor the structure of the forms in order for the RARF Audit Report to be run. Completing the RARF – Stage 2

30. 30 Wind, Combined Cycle, Conventional and Solar PV generation need three forms and Battery/Storage requires four forms.  Wind – General Site ESIID, Wind, Transmission  CC – General Site ESIID, Combined Cycle, Transmission  Generation - General Site ESIID, Gen, Transmission  Solar PV – General Site ESIID, Gen, Transmission  Battery or storage - General Site ESIID, Gen, Transmission, and Load Resource Completing the RARF – Stage 2

31. 31 RARF – Parameters - Gen, Parameters -Wind or Parameters -CC tab – Seasonal Net Max. Sustainable Ratings need to match the Interconnection Agreement and the FIS studies. RARF - Reactive Capability tab – enter the gross leading and lagging reactive capability of the resource, specified at four MW output levels covering the full range of resource operation. Be sure that the data matches the reactive capability that was stated in the reactive study for your resource(s) provided to the Resource Integration engineer. Completing the RARF – Stage 2

32. 32 Substation capacitors, reactors or other reactive devices are modeled separately and are NOT included in the Reactive Capability tab. Enter the substation capacitors, reactors on the Capacitor and Reactor Data tab. Enter the dynamic reactive devices on the Static_Var_Compensator Data tab. Completing the RARF – Stage 2

33. 33 Suggest submittal of the reactive study at least 6 months before desired energization to allow time for approval so the RARF can be submitted with the correct resource reactive capability and reactive devices. Note: It may be necessary to submit the reactive study earlier than 6 months prior to energization depending on lead times for installing the required reactive equipment at the new resource site in time for the initial synchronization. Completing the RARF – Stage 2

34. 34 RARF - Transmission form – enter the lines, breakers, switches, transformers, capacitors, reactors, loads, series devices and static var compensators (STATCOMs, DVARs, SVCs) for the new resource site. All transmission voltage devices must be entered. Lower voltage devices are entered as needed to model the resource’s connection(s) and associated equipment. Telemetry is required for all RARF transmission form equipment as well as for the resource(s). Completing the RARF – Stage 2

35. 35 For Wind and Solar sites: Enter transmission voltage equipment and lines Enter station transformer(s) Enter a pseudo breaker for each resource (representing a group of feeder breakers) Enter bus tie breaker/switch and transformer breakers and switches Enter a load on the low side of each station transformer (with or without a breaker or switch) Enter all reactive devices with associated breakers/switches. Completing the RARF – Stage 2

36. 36 Completing the RARF – Stage 2 For Wind resources: NPRR 425 – covers (1) WGR grouping and (2) aggregation of WTGs into a WGR Submit requested grouping of WGRs on the RARF “Turbine Details” tab Submit requested aggregation of WTGs for a WGR on the RARF “Turbine Details” tab Grouping of WGRs and aggregation of WTGs in a WGR require ERCOT approval – allow 2 weeks for the approval before the RARF submittal deadline. Section 3.10.7.2 (9), Modeling of Resources and Transmission Loads

37. 37 For Solar PV resources: Enter the inverter information on the GEN form – “Unit Info – AGR” tab. Telemetry is required for number of generators (inverters) on-line, number off- line and the number unknown. Provide separate files for the Solar PV resource collection system data (raw file, sequence file and collector one-line) Completing the RARF – Stage 2

38. 38 If requesting “Non-Modeled Generator” on the RARF refer to Protocol Section 2 definition:  A generator that is:  (a) Capable of providing net output of energy to the ERCOT System;  (b) Ten MW or less in size; or greater than ten MW and registered with the PUCT according to P.U.C. SUBST. R. 25.109, Registration of Power Generation Companies and Self- Generators, as a self-generator; and  (c) Registered with ERCOT as a Non-Modeled Generator, which means that the generator may not participate in the Ancillary Service or energy markets, RUC, or SCED. Completing the RARF – Stage 2

39. 39 Required RARF files are either embedded or added to the zip file on each RARF submittal. Dynamic data/models – PSSe v33, site one-lines, collector system one-lines and data files, and transformer test reports (showing positive and zero sequence impedances, windings and taps) All supporting files need to be submitted every time you submit a RARF update (we don’t have an incremental update system).. Each RARF submittal must be a complete stand-alone package - zip file with all forms and associated files. Completing the RARF – Stage 2

40. 40 Completing the RARF – Stage 2 – Example Time-line The below time-line is for illustration purposes only. Planned Energization Date (PED): 8/15/2015 Select MRD (30+ days prior to PED): 7/1/2015 Start updating RARF: 1/1/2015 Complete RE registration: 2/1/2015 Submit initial RARF for test: 2/1/2015 Submit RARF 4 weeks before deadline: 3/2/2015 Re-submit RARF with corrections: 3/9/2015 Receive ERCOT approval of RARF: 3/13/2015 Receive ERCOT confirmation of MRD: 3/13/2015

41. 41 Stage 3 RARF for Commissioning and Ongoing Operations

42. 42 Completing the RARF – Stage 3

43. 43 Completing the RARF – Stage 3 Planning Guide Section 6.8.2 (9) The Resource Entity must submit updated Resource Registration data containing changes made for the reasons below for an All-Inclusive Generation Resource.  (a) Within ten Business Days of ERCOT approval of a Net Dependable Capability test to reflect the results of the test;  (b) Within ten Business Days of ERCOT approval of a reactive capability test to reflect the results of the test;  (c) Within ten Business Days of a request by ERCOT to check or update specific Resource Registration data; and  (d) Within ten Business Days of a known change to any Resource Registration data.

44. 44 Questions about Completing the RARF ?

45. 45 Where does it go

46. 46 Where does it go? RARF Data feeds: –Network Operations Model –Steady State Planning Model –Dynamic Planning Model –CRR Model –Registration –Settlements –EMS –Market Manager

47. 47 Data on RARF necessary for proper: –Operation of a unit –Limits on parameters –Topology –Registration and Settlement –CRRs Where does it go?

48. 48 Model Ready Date

49. 49 Model Ready Date MRD is the date the site is loaded into the Network Operations Model It precedes Energization, Synchronization and Commercial Operation

50. 50 Model Ready Date Based on the Model Load calendar Change must be submitted 90+ days prior to MRD Calendar does not include time to process RARF, submit RARF in time to complete processing

51. 51 Model Ready Date Network Operations Model calendar can be found on the ERCOT website: http://www.ercot.com/gridinfo/transmission/opsys-change-schedule

52. 52 Model Ready Date Timeline for submission of RARF follow the model load calendar specified in the Protocols, section 3.10.1 Deadline to Submit Information to ERCOT Note 1 Model Complete and Available for Test Note 2 Updated Network Operations Model Testing Complete Note 3 Paragraph (5) Update Network Operations Model Production Environment Target Physical Equipment included in Production Model Note 4 Jan 1Feb 15March 15April 1Month of April Feb 1March 15April 15May 1Month of May March 1April 15May 15June 1Month of June April 1May 15June 15July 1Month of July May 1June 15July 15August 1Month of August June 1July 15August 15September 1Month of September July 1August 15September 15October 1Month of October August 1September 15October 15November 1Month of November September 1October 15November 15December 1Month of December October 1November 15December 15January 1Month of January (the next year) November 1December 15January 15February 1Month of February (the next year) December 1January 15February 15March 1Month of March (the next year)

53. 53 Interim updates allowed for existing resources, but not new resources: 3.10.4(6)“ERCOT may update the model on an interim basis, outside of the timeline described in Section 3.10.1, Time Line for Network Operations Model Changes, for the correction of temporary configuration changes in a system restoration situation, such as after a storm, or correction of impedances and ratings.“ 3.10.4 (7)“Interim updates to the Network Operations Model caused by unintentional inconsistencies of the model with the physical transmission grid may be made. If an interim update is implemented, ERCOT shall report changes to the PUCT Staff and the IMM. ERCOT shall provide Notice via electronic means to all Market Participants and post the Notice on the MIS Secure Area detailing the changed model information and the reason for the interim update within two Business Days following the report to PUCT Staff and the IMM.” Model Ready Date

54. 54 Model Ready Date Transmitted back to RE in the Service Request after RARF is approved

55. 55