1. Presented by Tom Dwyer Vice Chancellor and Provost Enterprise Risk Management

2. Enterprise Risk Management Informs Planning, Programming, Asset Allocation and the Audit Function

4. Internal Controls at JWU Enterprise Risk Management starts with Internal Controls: Concentration of Risk Employee Code of Conduct Polices & Procedures Financial Controls

5. Regulatory Concerns Title IV, VII, IX Clery Act Information Security & Privacy FERPA & HIPAA

6. Business Continuity Business Contingency Plan Integrated Contingency Plan Data and Network Security Financial Stability Economic Equilibrium (Richard Cyert, Tony Ruger) Physical Plant

7. Portfolio Risk Academic Programs Succession Planning Endowment Risk Pricing / Debt Burden

8. Reputation Academic Quality Career Progression Student Success Food Safety

9. Questions?