1. Stakeholders and institutions

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5. 5 Objectives of this session Overview key climate finance stakeholders, capacities and interaction Empirical examples on climate finance stakeholder settings Key questions Content

6. 6 What you can expect to learn from this overview and the related exercise:  To get an overview of the relevant stakeholders in the Climate Finance field in a particular country with a focus on the international financing dimension  To learn about the key modes of interaction between the stakeholders and what they do imply for coordination of the climate policy area

7. 7 Overview key climate finance stakeholders, capacities and interaction

8. 8 Example: (Simplified) Grouping of Actors for Access to international CF International Climate Financing Initiatives National Governing Bodies Implementing Bodies Executing Entities CF stakeholder & institutions

9. 9 CF stakeholder & institutions (I): International Climate Financing Initiatives Examples: GEF, Adaptation Fund, Green Climate Fund etc.  Tasks:  Organize allocation of funds;  Control of the MRV done by the recipients  Capacities needed:  Sound fund management (e.g. fiduciary standards risk management/mitigation)  Effective application management  National Counterparts:  National Governing Bodies  Implementing Bodies

10. 10 CF stakeholder & institutions (II): National Governing Bodies Examples: e.g. selected Ministries (Finance; Planning, Environment)  Key tasks:  Provide the MRV structure for accessing international funds  Developing national strategy;  Allocate climate finance  Key capacities needed:  Access and blend funding  Effective investment decisions  Project cycle management (e.g. approving activities, channel grants and/or loans on national level  Main Counterparts:  International Climate Financing Initiatives  Implementing Bodies

11. 11 CF stakeholder & institutions (III): Implementing Bodies Examples: National Implementing Entities; National Climate Funds  Key tasks:  Directly access international climate finance sources  Identify, prioritise, coordinate and channel funds for implementation of the national strategy  Key capacities needed:  Financial, institutional capacities in compliance with accreditation requirements of relevant international funds  Financial management capacities to blend national and international funding sources and act as a financial intermediary  Project cycle management: identification, design, investment prioritization, channeling funding, implementation and M&E of funded activities  Main Counterparts:  International funds  National Governing Bodies  Executing Entities

12. 12 CF stakeholder & institutions IV: Executing Entities Examples: Project Developers, Local Banks, NGOs, Universities etc.  Key Tasks:  Design, manage and execute project/ programmes  Key capacities needed:  Ability to access funding and to make investment decisions at project level  Project cycle management (e.g. monitoring & evaluation of activities)  Main Counterpart:  Implementing Bodies

13. 13 Institutional arrangements and capacities Source:Frankfurt School of Finance & Management Developing national strategy; allocate climate finance (mandate) Identify, prioritise, coordinate & fund (CC) activities to implement the national strategy Design, manage and execute project/ programmes Functions Institutions Selection of the main capacities required International Climate Financing Initiatives (AF, GEF, GCF ) National Governing Bodies Implementing Body Executing Entity Climate change projects/ programmes Allocation of funds Allocation of funds Allocation of funds Reporting of activities/MRV Sound fund management (e.g. fiduciary standards risk management/mitigation) Effective application management Ability to access funding and to make investment decisions at project level Project cycle management (e.g. monitoring & evaluation of activities) Access and blend funding Effective investment decisions Project cycle management (e.g. approving activities, channel grants and/or loans on national level Risk management/mitigation Environmental and Social Safeguards Fiduciary Standards

14. 14 Empirical examples on climate finance stakeholder settings

15. 15 Example stakeholder & institutions I: Indonesia Source:ICCTF Indonesia

16. 16 Example stakeholder & institutions II: Bangladesh Eurodad/ActionAid 2010: Climate adaptation funding: Lessons from development finance

17. 17 Key questions to recap What institutions are dealing in which way with climate finance in your country? How you would describe their relationship among each other? What forms of management & coordination exist?

18. 18 Overview on CF stakeholder & institutions Thank you for your attention!!!