1. B UY, S ELL OR H OLD P RESENTED B Y : (I NSERT YOUR N AME & F IRM L OGO H ERE ) FINRA R EVIEWED, J UNE 17, 2014 T HE S TOCK M ARKET G AME T HE S TOCK M ARKET G AME IIF@ SIFMA. ORG

2. H OW A RE Y OU D OING ? How did you get started? Are you happy with your portfolio’s performance? Why? Are you holding onto an investment whose performance has surprised you? What investment lessons have you learned so far?

3. “Everybody talks about the weather, but nobody does anything about it.” What does the weather have to do with your portfolio’s performance?

4. T HE E CONOMIC C YCLE

5. I NDICATORS ECONOMY Procyclic Countercyclic Acyclic

6. US I NDICATORS

7. R EBALANCING Do you believe your portfolio is diversified? Do you have at least one bond, stock, and mutual fund in your portfolio? How does your team decide when to buy, sell, or hold?

8. Q UESTIONS

9. T HANK Y OU