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How to Obtain NSF Grants Review of Proposal Pieces A workshop providing information on the process of applying for external research awards. Sponsored by USF Office of Research
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Pieces of an NSF Proposal Cover sheet (you input RFP, co-PIs) Certification page (automatic) Recommended Reviewers (optional) PI Demographics (automatic) Project Summary ( There are rules…) Intellectual Merit, Broader Impacts (both MUST be addressed) Table of Contents (automatic)
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Pieces of an NSF Proposal: Part 2 Project Description 15 pages, single-spaced, font style (5 are acceptable) and size specified in the Grant Proposal Guide What goes here? Read the Solicitation!! Project Goals and Objectives Hypotheses to test (“hypothesis-driven science”) Significance to the discipline Relation to PIs longer-term goals and previous work Relation to state of knowledge of the field
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Pieces of an NSF Proposal: Part 3 Project Description, continued: Research methodologies Clear statement of work to be undertaken Relation to PIs longer-term goals and previous work Previous NSF-supported work (required if you have been PI on RELEVANT NSF grants) NSF Award No., duration, funds awarded BRIEF statement of project activities and results (one short paragraph unless it’s relevant to your proposed project…) Publications/presentations (*can be in References Cited)
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Pieces of an NSF Proposal: Back Pages References Cited (ONLY what’s cited!*) Biographical Sketches (2 page) Budget with budget justification Current and pending support (all sources) Facilities, Equipment, and Other Resources Supplemental Documents (if allowed, w/ PD permit) *including publications/presentations from Results from Previous NSF Support
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Biographical Sketches: NSF Maximum of 2 pages - tailor to project! Education UG Inst.MajorDegree and Year Grad Inst.MajorDegree and Year Post Doc I.AreaInclusive dates Professional Appointments Up to 5 project- related publications Up to 5 other publications Synergistic activities Recent Collaborators, All Advisors, All Advisees
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Project Summary Tips Brief and to the point - sort of like a paper abstract… Intellectual merit and Broader Impacts - must be addressed, or returned w/o review! (Best approach: two paragraphs…) Project Objectives Fit to program goals General plan for research with design/method No jargon or abbreviations No summaries of previous work Should be understandable to a general scientific audience If you get an award, this is what gets used in reports to Congress, so nothing “cute”…
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NSF Project Review Criteria: Two Required Parts of Project Summary Intellectual Merit Importance of project to advancing knowledge Qualifications of proposer and team Creativity and originality Organization, resources, likelihood of success Broader Impacts Advancing discovery coupled with education/training Attending to underrepresented groups Enhancing infrastructure and social networks (nationally and internationally) Disseminating knowledge and benefiting society
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What Goes In a Budget? All costs related to activities on the project: Personnel (w/ fringe benefits, tuition, etc.) Equipment Travel (usually national, can be international (extra requirements…) ) Participant Support Costs Materials & Supplies; Publication Costs Subawards Indirect Costs Justification SAMPLE BUDGET SAMPLE BUDGET
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Grant Personnel Salaries + Fringe (+ insurance)Fringe (+ insurance) Principal Investigators; Co-PIs; Senior Personnel Undergraduate / Graduate Students tuition tuition Technicians, Programmers, Non-clerical staff Consultants Clerical Staff are usually not allowed.
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Direct Costs Equipment (cost sharing may be required) However, Cost sharing should be avoided if possible.Cost sharing Travel Travel Participant Support Costs Conferences/Workshops Human Subjects Human Subjects Materials & Supplies; Publication Costs Subawards/Subaccounts Subawards/Subaccounts Office Supplies are typically not allowed. Grant Personnel
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Indirect Costs Also called F&A (Facilities & Administration) or OverheadF&A The rate applies to MTDC or Modified Total Direct Costs: MTDC= Direct costs – tuition – equipment- subcontract amounts Represents costs of space, copiers, research office personnel, and other available university supplies and services Type and location of research can affect IDC rate. Affiliate, off campus research Check the agency guidelines for any stipulations about indirect costs.
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Budget Justification/Narrative Expectation to justify requests Requirement to address compliance issues including cost accounting standards and effort Chance to provide extra details or explain atypical requests Extra opportunity to explain details of project SAMPLE BUDGET JUSTIFICATION SAMPLE BUDGET JUSTIFICATION
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Justifying Resource Requests Personnel Describe what role each person will perform on the project: Try to avoid implying a university cost share. Use language like: One month of salary is requested for the PI who will oversee all aspects of the project. If no funding is requested, describe a role: The Co-PI will serve as a mentor to the graduate students. Avoid overly specific time/effort estimates.
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Justifying Resource Requests Supply a brief summary of why the resources are essential to the project Why you need the equipment, supplies, etc. How the travel will benefit the project (especially important for international requests) What types of materials are needed (cannot include routine office supplies) Publications costs and tuition need little/no explanation
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Avoiding Accounting Problems Compliance issues: cost accounting standards for computers, office supplies, clerical help.cost accounting standards It is critical to explain why the request is: essential to the project and beyond the scope of what the university typically provides to its faculty members.
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