1. / Internal use only Training Report @ Mineral 1.Sapphire Crystal Growth Process Introduction 2.Actual Drilling 3.D 4.Sapphire Crystal Growth Process SOP (temporary version)

2. / Internal use only 1. Sapphire Crystal Growth Procedure Pre-process Preparation HeatingSeeding GrowingDetachmentAnneal & Cooling Training Report @ Mineral 1. Raw material preparation 2. Machine & hot zone preparation 3. Seed fix preparation 1. Seeding 2. Constriction formation 3. Shouldering

3. / Internal use only Prepare raw material Verneuil stones scrap Compacted powder (density over 3.3 g/cm^3) Purity 99.998% (4N8) 1. Mineral suggest to use 4N8 at least for yield concern. 2. Use 4N5 cold be easy to enhance bubble and dislocation. 3. Difficult to distinguish 4N5 and 4N8 Check purity under UV lamp (Hg) Size: 20-60 mm Layer by layer dense loading Training Report @ Mineral _ Pre-process Preparation

4. / Internal use only Training Report @ Mineral _ Pre-process Preparation Prepare machine and hot zone

5. / Internal use only Training Report @ Mineral _ Pre-process Preparation Prepare Crucible Currently Mineral choose W to be the material of crucible. The reason is as the following. 1. Use W to the crucible material will has less ion perception. 2. More ion perception will enhance impurity more, and will easy cause cool island. 3. The cost of W is much less than Ir. 4. After changing the material crucible from W/Mo to W, now cool island is much less happen.

6. / Internal use only Training Report @ Mineral _ Pre-process Preparation Preparation of the seed and fixing it to the seed holder 1.Seed size is 12mm × 12mm × 120 mm 2.Attach the seed to the cut on the seed holder and put the marks by pencil on the three corners of the seed on the opposite to each cut of the seed holder. 3. Fix the seed on the seed holder with the wire WRe-20. 4.Insert the seed holder into the collet 5.Insert the chuck jaws, molybdenum (Mo) ring and molybdenum spacer into the collet. Old type seed holder Seed Seed holder New type seed holder

7. / Internal use only Training Report @ Mineral _ Heating  Pumping out the grower Vacuum value reach 2 × 10 -2 Pa, start to heat up crucible.  Heat up the grower 1. If vacuum value is higher than 3 × 10 -2 Pa, stop heat up crucible. Wait vacuum value reach 2 × 10 -2 Pa, then re-start to heat up crucible. 2. When all raw material melt in the crucible, hold the melt within two hours. 5 cm melt Due to hot zone design, the temperature of melted sapphire will be getting higher from surface to bottom. And the temperature of side wall also will be higher than center. Density of melt Temperature ( ℃ ) 20502200 3.05 2.75 Avg. ρ = 2.88 g/ cm 3 Average density of melted sapphire is about 2.88 g/cm 3 Δ ～ 150 ℃

8. / Internal use only Training Report @ Mineral _ Seeding Hot area Cold area Convection line Top View Side View 1. The converged point of convection line is the area with lower temperature. And this area is also the best area for seeding. 2. If the melted sapphire temperature is too high, convection line will become more disorder. It is hard to do seeding. 3. Higher temperature of melted sapphire can make bubble in melted sapphire flush out more, but the convection line also will become more disorder. 4. Best seeding is to put seed in the converged point and overall higher temperature is better. Seed Convection line Island Over heated Normal 2 cm Melted Sapphire Introduction seeding Perfect condition

9. / Internal use only Training Report @ Mineral _ Seeding Formation Constrictions (Neck Growth) Constriction Purpose  Heat removal from grown ingot – to provide ingot temperature lower then crucible walls  Decreasing dislocations density  Decrease inner stress  Symmetrical growth constriction Best constriction formation speed is to grow 2 mm (Horizontal direction) in 30 mins. Best constriction formation can make less dislocation and reduce internal Stress, and finally make a good quality crystal. If convection flow speed is too fast or convection line is Instable (shift), constriction could become crooked shape (like left picture). It will easily cause crystal broken.

10. / Internal use only Training Report @ Mineral _ Seeding Shouldering Introduction Seed Crystal 1. After finishing constriction formation, start shoulder growth. 2. Shouldering growth speed: Horizontal direction : 20 mm/10 hr Vertical direction : 3 mm/10 hr conical direction : 15 mm/10hr 3. Pulling rate is about 0.3 ~ 0.7mm 2 mm/hr 0.3 mm/hr 1.5 mm/hr 16 cm shouldering Pulling rate : 0.3 ~ 0.7mm

11. / Internal use only 1. Almost no growth @ vertical direction 2. cause high internal stress. 3. High possibility to cause crystal broken shown as the below picture. Training Report @ Mineral _ Seeding Shouldering Shape Introduction Growth of Horizontal direction too fastStandard Shouldering Growth 2 mm/hr 0.3 mm/hr 16 cm Pulling rate is ~ 0.3-0.4 mm/hour Pulling rate is ~ 0.6-0.7mm/hour Pulling rate higher will make crystal grow more fast @ vertical direction, and make different shouldering shape. crack

12. / Internal use only Training Report @ Mineral _ Seeding Shouldering Shape Introduction Stick issue When shouldering process is close to end (usually crystal grow to 5 kg), it is easy to find stick issue from crystal to sidewall.

13. / Internal use only Training Report @ Mineral _ Seeding Seeding Trouble Shooting Introduction Condition: During seeding (constriction) process, one island happen. How to fix this issue? (shown as the following) Island moving Island moving cause stick 1. Convection flow 2. Surface energy If stick happen, they will result in 2 seed. One is original seed, the other is island. This island seed will grow along the island. This crystal so called parasitism crystal.

14. / Internal use only Training Report @ Mineral _ Growth/Detachment In general when “F “ reach 23 kg, crystal start to touch the bottom of Crucible. If touch the bottom of crucible, need to increase the pulling rate to 0.5 ~ 0.6 mm/hr The judgment indication for Crystal Growth Complete: 1. Voltage (major) 2. Weight (reference) When weight sensor up to 35~37 kg, need to check voltage reach forecast value or not. If yes, start to detachment. If no, need wait for the forecast Value. How to create the forecast value? 1) Create the base value Put some solid sapphire in the bottom of crucible and seed in the top of crucible. Then increase the voltage to melt sapphire, including seed and solid sapphire, and record the voltage value when sapphire melt. We should get 2 voltage value. One is for solid sapphire, and another is for seed. (example seed melted voltage is 9.35, bottom sapphire is 8.35) 2) Fine tune forecast value base on previous run First run need to base on base value to decide when we can execute detachment. And for the following run, need to fine tune the forecast value, like run-to-run control. 16 cm 20 cm 100 mm F 6cm Solid sapphire seed 8.35 V 9.35 V Growth / Detachment Introduction

15. / Internal use only Training Report @ Mineral _ Growth/Detachment Growth / Detachment Introduction