1. ARIADNE is funded by the European Commission's Seventh Framework Programme Data sharing Kate Fernie

2. Overview Archaeology data: rights and licences Open access Open data Open licences Barriers and benefits of data sharing Plan ahead: considerations Group Discussion Exercise Archaeology data: rights and licences Open access Open data Open licences Barriers and benefits of data sharing Plan ahead: considerations Group Discussion Exercise

3. Archaeology data and rights The processes and activities involved in archaeological result can result in the generation of Intellectual Property Rights at different stages The actors may include: – Owners/managers of the monument, site or artefact, e.g. national heritage organisation, museum, private persons. – Funding bodies, who may own the IPR in the content and assign licences for its use – Organisations involved in data capture and post-processing of the content – Researchers Agreements may cover physical access to the monument, the IPR in the content and licences for its use Content includes text documents, images, 3D models, videos and original data created by the archaeological research. Metadata is provided for discovery and to promote re-use of the content is generally openly licenced

4. Copyright and research data Copyright protects the expression of an idea –not the idea itself. Data is not covered by copyright –but the arrangement of data in a spreadsheet or database is Copyright is assigned when a creative work is produced –Funding bodies may request copyright is assigned to themselves –Employers may claim copyright of works produced by their staff. How long copyright lasts varies according to the type of work and the country Copyright law varies from country to country. Different institutions have different copyright clauses in their employment contracts. Copyright protects the expression of an idea –not the idea itself. Data is not covered by copyright –but the arrangement of data in a spreadsheet or database is Copyright is assigned when a creative work is produced –Funding bodies may request copyright is assigned to themselves –Employers may claim copyright of works produced by their staff. How long copyright lasts varies according to the type of work and the country Copyright law varies from country to country. Different institutions have different copyright clauses in their employment contracts. “Intellectual property rights, very broadly, are rights granted to creators and owners of works that are the result of human intellectual creativity”

5. Licences Copyright protects your work Licences are your way of saying how people may use it and cover: – Attribution (of you as the author of the work) – Permitted uses (e.g. education, commercial uses, open access) Limitations on use e.g. publication of an image in a journal article – Derivatives – whether people can make copies, remix or use the content to create new works – Share alike - a license condition that specifies that new works must be licensed under the same terms Copyright protects your work Licences are your way of saying how people may use it and cover: – Attribution (of you as the author of the work) – Permitted uses (e.g. education, commercial uses, open access) Limitations on use e.g. publication of an image in a journal article – Derivatives – whether people can make copies, remix or use the content to create new works – Share alike - a license condition that specifies that new works must be licensed under the same terms

6. Some context: open access to scientific data The European Union promotes open access to publications and data with the aim of: – Enabling researchers to build on previous research – Fostering collaboration between researchers – Accelerating innovation – Involving citizens and society The European Union promotes open access to publications and data with the aim of: – Enabling researchers to build on previous research – Fostering collaboration between researchers – Accelerating innovation – Involving citizens and society

7. What is open access? Open access can be defined as providing on- line access to scientific information that is free of charge to the end-user and is re-usable Main routes to open access: Open access scientific journals Open access data repository Open access can be defined as providing on- line access to scientific information that is free of charge to the end-user and is re-usable Main routes to open access: Open access scientific journals Open access data repository

8. Archaeology and open access Atkinson, M. and Preston S. (2015). Heybridge: A late Iron Age and Roman settlement. Excavations at Elms Farm 1993-5. Volume 2, Internet Archaeology 40. http://dx.doi.org/10.11141/ia.40.1 Open access publication Open access data archive Related digital archive: Essex County Council (2015) Elms Farm Portfolio Project [data-set]: http://dx.doi.org/10.5284/1021668

9. Open data: accessible online Accessible online –The dataset is available online via a service –Users may need to register to access the data Accessible online –The dataset is available online via a service –Users may need to register to access the data http://dans.knaw.nl/en/search

10. Open data: re-usable Open data is re-usable –Available in an open format that allows for re-analysis, e.g. the data is in a spreadsheet and not locked in a PDF document –Is more than the summarized data in publications (i.e. figures, charts, etc.) –It may be original raw data or have been cleaned, or normalized when deposited Open data is re-usable –Available in an open format that allows for re-analysis, e.g. the data is in a spreadsheet and not locked in a PDF document –Is more than the summarized data in publications (i.e. figures, charts, etc.) –It may be original raw data or have been cleaned, or normalized when deposited

11. Open data: open licences Open licences permit re ‐ use of data for free Includes any royalty ‐ free copyright licence Example licences: –CC0 - Creative Commons Zero (Public Domain dedication without attribution) –CC-BY – Creative Commons Attribution –CC-BY-SA – Creative Commons Share-alike –ODC PDDL - Open Data Commons Public Domain Dedication and Licence –ODbL – Open Data Commons Open Database licence http://creativecommons.org/licenses/ http://opendatacommons.org/ Open licences permit re ‐ use of data for free Includes any royalty ‐ free copyright licence Example licences: –CC0 - Creative Commons Zero (Public Domain dedication without attribution) –CC-BY – Creative Commons Attribution –CC-BY-SA – Creative Commons Share-alike –ODC PDDL - Open Data Commons Public Domain Dedication and Licence –ODbL – Open Data Commons Open Database licence http://creativecommons.org/licenses/ http://opendatacommons.org/

12. Open licenses: example of re-use

13. Barriers to data sharing Priority of published papers / little academic reward for development and sharing of datasets Existing copyrights, confidential and sensitive data Concerns of researchers that data could be scooped, misused or misinterpreted Potential reputational risk (e.g. data quality, errors,…) Required effort to share re-usable data, (incl. formatting, metadata creation, licensing etc.) Perceived lack of appropriate data archives (trusted, sustainable,...) Priority of published papers / little academic reward for development and sharing of datasets Existing copyrights, confidential and sensitive data Concerns of researchers that data could be scooped, misused or misinterpreted Potential reputational risk (e.g. data quality, errors,…) Required effort to share re-usable data, (incl. formatting, metadata creation, licensing etc.) Perceived lack of appropriate data archives (trusted, sustainable,...)

14. Sensitive data Archaeological datasets may sometimes include sensitive or confidential information relating to individuals but which provides valuable historical or contextual information. Personal Data is data relating to living individuals which identifies them: name, age, sex, address, photographs, etc. Sensitive Personal Data is data that may incriminate a person such as: – Race, ethnic origin, political opinion, religious beliefs, physical/mental health, sexual orientation, criminal proceedings or convictions. Confidential data includes: – Data given in confidence, or agreed to be kept confidential (i.e. not released into public domain). – Data covered by ethical guidelines, legal requirements, or research consent forms. Sharing of such data can often be achieved using a combination of obtaining consent, anonymising data and regulating data access. Archaeological datasets may sometimes include sensitive or confidential information relating to individuals but which provides valuable historical or contextual information. Personal Data is data relating to living individuals which identifies them: name, age, sex, address, photographs, etc. Sensitive Personal Data is data that may incriminate a person such as: – Race, ethnic origin, political opinion, religious beliefs, physical/mental health, sexual orientation, criminal proceedings or convictions. Confidential data includes: – Data given in confidence, or agreed to be kept confidential (i.e. not released into public domain). – Data covered by ethical guidelines, legal requirements, or research consent forms. Sharing of such data can often be achieved using a combination of obtaining consent, anonymising data and regulating data access.

15. Benefits of data sharing Access to data is a scholarly communication Citation increases the visibility Motivates/inputs new research Verification of research/research integrity Stimulates new collaborations Re-use/-purposing of well curated data increases research efficiency Access to data is a scholarly communication Citation increases the visibility Motivates/inputs new research Verification of research/research integrity Stimulates new collaborations Re-use/-purposing of well curated data increases research efficiency Charles Beagrie: Keeping Research Data Safe (KRDS) benefits framework

16. How to reap the benefits? Deposit data in a recognised repository which – provides unique persistent identifiers (e.g. DOIs) – requires users to follow citation standards (e.g. DataCite) Provide good metadata – “no pain, no gain” – Key for data re-use without direct contact with creator – Include costs of preparing data and metadata for publication in requests for project funding Apply an open license that allows reuse Cite your own data! Deposit data in a recognised repository which – provides unique persistent identifiers (e.g. DOIs) – requires users to follow citation standards (e.g. DataCite) Provide good metadata – “no pain, no gain” – Key for data re-use without direct contact with creator – Include costs of preparing data and metadata for publication in requests for project funding Apply an open license that allows reuse Cite your own data!

17. Attribution of Research Data Example licences: CC-BY and ODC-BY Attribution for a dataset citation: – For example: Evans, T.N.L. and R.H. Moore (2014) 'The Use of PDF/A in Digital Archives: A Case Study from Archaeology' International Journal of Digital Curation. Vol. 9, No. 2, pp. 123-138. DOI: 10.2218/ijdc.v9i2.267 10.2218/ijdc.v9i2.267 Ask for a persistent identifer – resolves to an Internet location, e.g. Handles, Archive Resource Keys (ARKs) Persistent URLs (PURLs) and Digital Object Identifiers (DOI) Attribution helps: – The data to be tracked and its impact – Re-use and verification of data Example licences: CC-BY and ODC-BY Attribution for a dataset citation: – For example: Evans, T.N.L. and R.H. Moore (2014) 'The Use of PDF/A in Digital Archives: A Case Study from Archaeology' International Journal of Digital Curation. Vol. 9, No. 2, pp. 123-138. DOI: 10.2218/ijdc.v9i2.267 10.2218/ijdc.v9i2.267 Ask for a persistent identifer – resolves to an Internet location, e.g. Handles, Archive Resource Keys (ARKs) Persistent URLs (PURLs) and Digital Object Identifiers (DOI) Attribution helps: – The data to be tracked and its impact – Re-use and verification of data

18. What we mean by open data Accessible online Free at the point of use Reusable Openly licensed (e.g. CC-BY, CC-BY-SA) –Licence allows derivatives to be created Accessible online Free at the point of use Reusable Openly licensed (e.g. CC-BY, CC-BY-SA) –Licence allows derivatives to be created

19. Group discussion For your own project data: What data will be produced/could be archived? Are there any barriers to you sharing the data? What steps will you need to carry out to do this? How might open access benefit your research? For your own project data: What data will be produced/could be archived? Are there any barriers to you sharing the data? What steps will you need to carry out to do this? How might open access benefit your research?

20. Acknowledgements ARIADNE is a project funded by the European Commission under the Community’s Seventh Framework Programme, contract no. FP7-INFRASTRUCTURES-2012-1- 313193. Teaching Materials for Research Data Management in Archaeology created by Lindsay Lloyd-Smith (2011) as part of the JISC funded DataTrain project based at the Cambridge University Library ARIADNE, 2014, D3.3 Report on data sharing policies: http://www.ariadne- infrastructure.eu/Resources/D3.3-Report-on-data-sharing-policieshttp://www.ariadne- infrastructure.eu/Resources/D3.3-Report-on-data-sharing-policies 3D ICONS, 2014, Guidelines: http://www.3dicons-project.eu/eng/Guidelines-Case- Studies/Guidelines2 ARIADNE is a project funded by the European Commission under the Community’s Seventh Framework Programme, contract no. FP7-INFRASTRUCTURES-2012-1- 313193. Teaching Materials for Research Data Management in Archaeology created by Lindsay Lloyd-Smith (2011) as part of the JISC funded DataTrain project based at the Cambridge University Library ARIADNE, 2014, D3.3 Report on data sharing policies: http://www.ariadne- infrastructure.eu/Resources/D3.3-Report-on-data-sharing-policieshttp://www.ariadne- infrastructure.eu/Resources/D3.3-Report-on-data-sharing-policies 3D ICONS, 2014, Guidelines: http://www.3dicons-project.eu/eng/Guidelines-Case- Studies/Guidelines2