1. Benjamin Edwards & Company: A Full-Service Broker/Dealer Firm Tiburon Research September 1, 2012

2. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 1 Based in Saint Louis, MO 26 offices CEO: Tad Edwards Web site: www.benjaminfedwardsco.com Comments Benjamin Edwards & Company Source:9/1/12 Benjamin Edwards & Company Web Site; 5/24/12 Benjamin Edwards & Company Web Site; Tiburon Research & Analysis

3. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 22 Benjamin Edwards & Company Has 26 Offices Benjamin Edwards & Company Offices Source:9/1/12 Benjamin Edwards & Company Web Site; Tiburon Research & Analysis

4. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 33 Benjamin Edwards & Company Businesses Benjamin Edwards & Company Has a Number of Businesses, Including Benjamin Edwards & Company Source:Tiburon Research & Analysis Benjamin Edwards & Company Businesses Benjamin Edwards & Company--

5. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 4 -- Comments Benjamin Edwards & Company’ Core Business is Benjamin Edwards & Company Source:Tiburon Research & Analysis

6. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 5 Tad Edwards CEO -- Benjamin Edwards & Company Organizational Chart Benjamin Edwards & Company is Led by its CEO Tad Edwards Source:9/1/12 Benjamin Edwards & Company Web Site; Tiburon Research & Analysis

7. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 6 Benjamin Edwards & Company is Owned by … -- Comments Source:Tiburon Research & Analysis

8. 12.09.01 – Benjamin Edwards & Company © Tiburon Strategic Advisors, LLC™ 77 Source:Tiburon Research & Analysis Tiburon Strategic Advisors Focus on corporate-level strategy -Serve senior executives only at financial services companies -Key services: market seminars, market research, & strategy consulting -Served over 350 corporate clients and completed over 1,500 projects since 1998 -Host semi-annual CEO Summits, offer free weekly research releases, and offer free business benchmarking tools for all types of advisors Chip Roame background -McKinsey & Company -Charles Schwab & Company -Tiburon since 1998 Comments