1. 1 Simulating Reachability using First-Order Logic with Applications to Verification of Linked Data Structures Tal Lev-Ami 1, Neil Immerman 2, Tom Reps 3, Mooly Sagiv 1, Siddharth Srivastava 2 and Greta Yorsh 1 1 Tel Aviv University 2 University of Massachusetts-Amherst 3 University of Wisconsin-Madison CADE 2005

2. 2 Applications of TC in verification Transitive closure is natural for reasoning about linked data structures Element (v) of a list (pointed to by x)  w. x(w)  n*(w,v) Acyclicity  v 1,v 2. n(v 1,v 2 )   n*(v 2,v 1 ) Unreachable objects (garbage)  v 2.  v 1. Var(v 1 )   f*(v 1,v 2 ) Deadlocks

3. 3 Automated reasoning for FOL Powerful tools available for automated reasoning in FOL (with equality) Resolution SPASS, Vampire, … Nelson-Oppen Simplify, Zapato, … … Prove, disprove (or diverge)

4. 4 What about FOL+TC? No known tools for automated reasoning in full FOL+TC No surprise – TC is very powerful, even small fragments of FOL become undecidable with the addition of TC C 2,  No R.E. axiomatization of TC in FOL

5. 5 Agenda Verifying heap-manipulating programs Initial axiomatization Induction axiom scheme Automating axiom instantiation Conclusion

6. 6 Verifying heap-manipulating programs Heap objects: Individuals Reference variables: Unary relation symbols x(v), y(v) – if v is pointed to by x, y Fields: Binary relation symbols n(v,w) – the n field of v points to w

7. 7 Reflexive transitive closure n*(v 1,v 2 ) v 2 is reachable from v 1 by following 0 or more n-fields n*(v 1,v 2 ) is the least fixed point of n tc in  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n(v 1,w)  n tc (w,v 2 ) or  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n tc (v 1,w)  n(w,v 2 )

8. 8 Verification example A list pointed to by x A list pointed to by y Show that x  y  the lists are disjoint

9. 9 Premise Unary reachability (shorthand)  v. r z,n (v) ↔  w.z(w)  n*(w,v) No heap sharing  v,v 1,v 2.n(v 1,v)  n(v 2,v)  v 1 =v 2 No incoming edges to x and y  v,w. x(v)  y(v)   n(w, v) x and y are unique and different  v 1,v 2.x(v 1 )  x(v 2 )  v 1 =v 2  v 1,v 2.y(v 1 )  y(v 2 )  v 1 =v 2  v.  (x(v)  y(v))

10. 10 Goal The lists pointed to by x and y are disjoint  v. r x,n (v)  r y,n (v)

11. 11 Approximating TC in FOL Extend vocabulary with new binary relation symbol n tc Replace all occurrences of n* with n tc Add ‘Natural’ axioms  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n(v 1,w)  n tc (w,v 2 )  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n tc (v 1,w)  n(w,v 2 ) The problem – minimality Least fixed point is not expressible in FOL

12. 12 TC-models TC-model - a model M s.t. if n and n tc are in the vocabulary of M, then (n tc ) M = (n M )*, i.e., M interprets n tc as the reflexive, transitive closure of its interpretation of n A set of axioms (axiomatization)  is TC-valid - if  is true in every TC-model. TC-complete - if for every formula  that is true in all TC-models,   

13. 13 Approximating TC in FOL Natural axiomatization is TC-complete for acyclic finite models Not TC-complete otherwise Negative occurrences of TC are the problem TC-valid formulas with only positive occurrences of TC are implied from the natural axiomatization

14. 14 Problems: cycles n n*=n tc n*  n tc n tc n n n TC-model u1u1 u2u2 u3u3 u4u4  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n(v 1,w)  n tc (w,v 2 )  v 1,v 2.n tc (v 1,v 2 )↔(v 1 =v 2 )  w.n tc (v 1,w)  n(w,v 2 )

15. 15 n*=n tc … nnnn x … nnnn y n*  n tc x … nnn … n … nnnn y TC-model Problems: infinite models

16. 16 Problems: infinite models Existing FOL theorem provers cannot be restricted to finite models Finiteness is not FOL expressible

17. 17 Induction axiom scheme IND[P,Z,n] = (  w. Z(w)  P(w))  (  w 1,w 2. P(w 1 )  n(w 1,w 2 )  P(w 2 ))  (  w 1,w 2. Z(w 1 )  n tc (w 1,w 2 )  P(w 2 )) Incomplete Complete axiomatization is non-R.E. How to choose Z and P?

18. 18 Choosing axiom instantiations Hard to find Z and P to instantiate IND directly Introduce new axiom schemes provable from IND in FOL Add enough axioms to  to prove target formula Used in practice to prove interesting examples

19. 19 Ideas towards solution Reasoning about edges toward reasoning about paths Reasoning about one type of paths toward reasoning about another type

20. 20 Coloring axioms Start with transitivity  w 1,w 2,w 3. n tc (w 1,w 2 )  n tc (w 2,w 3 )  n tc (w 1,w 3 ) Add instances of coloring axiom schemes NoExit NewStart

21. 21 A NoExit NoExit[A,n] = (  w 1,w 2. A(w 1 )  n(w 1,w 2 )  A(w 2 ))  (  w 1,w 2. A(w 1 )  n tc (w 1,w 2 )  A(w 2 ))

22. 22 n*=n tc … nnnn y … nnnn x n*  n tc y … nnn … n … nnnn x TC-model

23. 23 Example Revisited Two lists pointed to by x and y respectively NoExit[  r x,n,n] Axiom Premise  v 1,v 2.  r x,n (v 1 )  n(v 1,v 2 )   r x,n (v 2 ) w n u v ¬n tc n tc x u’ n tc n = =

24. 24 Example revisited Two lists pointed to by x and y respectively NoExit[  r x,n,n] Axiom Premise  v 1,v 2.  r x,n (v 1 )  n(v 1,v 2 )   r x,n (v 2 )  v 1,v 2.  r x,n (v 1 )  n tc (v 1,v 2 )   r x,n (v 2 )  disjointness:  v. r x,n (v)  r y,n (v)

25. 25 f A g NewStart

26. 26 g tc  f tc g tc f A g NewStart  w 1,w 2. A(w 1 )  A(w 2 )  g(w 1,w 2 )  f(w 1,w 2 )

27. 27 g tc  f tc g tc f A g NewStart NewStart[A,g,f] = (  w 1,w 2. A(w 1 )  A(w 2 )  g(w 1,w 2 )  f(w 1,w 2 ))   w 1,w 2. g tc (w 1,w 2 )  f tc (w 1,w 2 )   w.  A(w)  g tc (w 1,w)  g tc (w,w 2 )

28. 28 NewStart Important when updating fields Prove no fields changed within A Prove no incoming or no outgoing paths to A Conclude no paths changed within A

29. 29 Instantiating coloring axiom schemes Coloring axioms are effective only if they can be automatically instantiated Verification of imperative programs Use boolean combinations of program variables and unary reachability Exponential number of axioms

30. 30 Incremental algorithm Axioms are built as Premise  Conclusion Both closed formulas Try to prove Premise and only then introduce Conclusion Try boolean combinations in BFS

31. 31 Prototype implementation Used to automatically prove partial correctness (given loop invariants) of several interesting programs Destructive reversal of singly linked list Destructive append Simple mark & sweep garbage collector Use SPASS as underlying theorem prover

32. 32 Completeness TC-complete with respect to a theory Finiteness is expressible with TC TC-complete axiomatization implies FINITE-VALIDITY is decidable No R.E. TC-complete axioms with respect to logic with 2 binary relation symbols encoding partial functions

33. 33 Related work Nelson’s axiomatization [Nelson ‘83] Incomplete and follows from IND Mark & Sweep Updating transitive closure using FO [Dong, Su ‘95], [Hesse ‘03] Induction [Bundy ’01] Inductionless induction [Lankford ‘81] [Comon ‘01] Decidable logics with TC (e.g. MSO)

34. 34 Future work New axioms Finiteness END[n]:  v.  w. n tc (v, w)  (  u.  n(w, u))  (  u. n(w, u)  n tc (u, w)) Fragments of FOL where axiomatization is possible Integration with TVLA

35. 35 Thank you