1. CONVERGENCE AND DIVERGENCE OF AUTOMATED SYSTEMS Simposium Internacional: Hacia una evaluación y acreditación de bibliotecas universitarias Marshall Breeding Director for Innovative Technology and Research Vanderbilt University Library Founder and Publisher, Library Technology Guides http://www.librarytechnology.org/ http://twitter.com/mbreeding 23 October 2010

2. Summary  Marshall Breeding will share his view of the current state of library automation systems for academic libraries, including recent developments in the realm of integrated library systems and discovery systems. The dynamics of the industry include a number of evolved systems facing a coming wave of automation platforms built anew with different conceptual foundations. Open source and proprietary products compete vigorously. Discovery has split away from the core automation systems as a new genre that offers library users a unified tool for interacting with library collections rather than the fractured approach of traditional library websites.

3. Summary  Marshall Breeding presentará su punto de vista de la situación actual de los sistemas de automatización de bibliotecas para las bibliotecas académicas, incluidos los últimos acontecimientos en el ámbito de sistemas integrados de bibliotecas y sistemas de descubrimiento. La dinámica de la industria incluyen una serie de sistemas evolucionó hacia una próxima ola de plataformas de automatización construido de nuevo con diferentes fundamentos conceptuales. El software de código abierto y productos propietarios compiten vigorosamente. Discovery ha separado de los sistemas de automatización básico como un nuevo género que ofrece a los usuarios la colección de una herramienta unificada para la interacción con colecciones de las bibliotecas en lugar del enfoque fractura de los sitios web tradicionales de la biblioteca.

4. Key Context: Libraries in Transition  Shift from Print > Electronic  Increasing emphasis on subscribed content, especially articles and databases  Strong emphasis on digitizing local collections  Demands for enterprise integration and interoperability

5. Key Context: Library Users in Transition  New generations of library users:  Millennial generation Self sufficient – reluctant to seek assistance Perceive themselves as competent to use information tools without help  Web savvy / Digital natives  Pervasive Web 2.0 concepts /  Inherently collaborative work styles

6. Key Context: Technologies in transition  XML / Web services / Service-oriented Architecture  Beyond Web 2.0 Integration of social computing into core infrastructure  Local computing shifting to cloud platforms SaaS / private cloud / public cloud  Full spectrum of devices full-scale / net book / tablet / mobile Mobile the current focus, but is only one example of device and interface cycles

7. Key Trends in Latin America

8. Increased cooperative automation  Separate automation efforts by each faculdad within a university  Diverse practices, record standards, automation tools  University-wide automation  Consolidate automation of all campus libraries into one platform Unified cataloging practice Standard use of MARC21  Cooperation among Universities  Interlibrary loan / Resource sharing  National / International cooperation

9. From CDS/ISIS to ABCD  Widespread use of CDS/ISIS family of information management tools  Rio Declaration on the Future of the ISIS Software  http://www.librarytechnology.org/ltg-displaytext.pl?RC=13580  Development centered in BIREME in Brazil  Recent work involves transition from freely distributed proprietary software to true open source  Open source ILS based on ISIS foundation:  Automatización de Bibliotecas y Centros de Documentación  ABCD  Formally launched Dec 9, 2009  http://bvsmodelo.bvsalud.org/php/level.php?lang=es&component=27&item=1 3 http://bvsmodelo.bvsalud.org/php/level.php?lang=es&component=27&item=1 3  Interest in preserving expertise and data currently managed in ISIS based applications

10. Koha  Open source ILS  Originally developed in New Zealand  Used by many libraries in the United States with commercial support  Gaining hold in Latin America  Spanish translation available; some local/regional development  Popular forward migration path from CDS/ISIS  Workshops and training available  MARC21-based system with adequate features

11. Koha Worldwide

12. Presence of International ILS Vendors  Many of the international ILS vendors seek to expand their markets in Latin America  SirsiDynix: Symphony (Unicorn)  Ex Libris: Aleph, Primo, SFX, etc.  URM in development  Innovative Interfaces: Millennium  Mature, fully featured automation systems.  Comparatively higher costs

13. Dynamics of the Library Automation Scene  Evolutionary ILS  Revolutionary ILS  Open source and Licensed alternatives http://www.uoguelph.ca/theportico/science/people/

14. Evolutionary path  Gradual enhancement of long-standing ILS platforms  Wrap legacy code in APIs and Web services  SirsiDynix  Unicorn (+Horizon functionality) > Symphony  Innovative  INNOVAQ > INNOPAC > Millennium > Encore  Civica  Urica > Spydus (Urica Integrated Systems, Amalgamated Wireless Australia, McDonnell Douglas Information Systems, Sanderson)

15. Evolution vs. Revolution  The library automation market has a long-standing preference of evolved systems  Very difficult and lengthy process to build a new library automation system from scratch  Ramp-up period for a new system is 2-5 years  Legacy systems bring forward both rich functionality as well as concepts tied to the past

16. Revolutionary Path  Ex Libris URM  Kuali OLE  OCLC Web-scale Management Service

17.  Traditional Proprietary Commercial ILS  Millennium, Symphony, Aleph  Traditional Open Source ILS  Evergreen, Koha, ABCD  Clean slate automation framework (SOA, enterprise-ready)  Ex Libris URM, OLE Project  Cloud-based automation system  WorldCat Local (+circ, acq, license management) Competing Models of Library Automation

18. Rethinking library automation  Fundamental assumption: Print + Digital = Hybrid libraries  Traditional ILS model not adequate for hybrid libraries  Libraries currently moving toward surrounding core ILS with additional modules to handle electronic content  New discovery layer interfaces replacing or supplementing ILS OPACS  Working toward a new model of library automation  Monolithic legacy architectures replaced by fabric of SOA applications  Comprehensive Resource Management “It's Time to Break the Mold of the Original ILS” Computers in Libraries Nov/Dec 2007

19. Ex Libris URM  “integrates back-office processes across all library materials, regardless of type, format, and acquisition method”  “reduces effort and lowers costs associated with metadata management”  “a flexible environment for libraries to join forces …”  “service-oriented architecture and fully-documented Web services”

20. Kuali OLE  http://kuali.org/ole  Mellon funded project to create new enterprise level automation platform for research libraries  1-year planning project led by Duke University  Manage resources of all formats  More than an ILS / Less than an ILS  Community Source / Open Source

21. OLE Project: Phase I  Planning and Design Phase  Develop Vision + Blueprint  Work with consultants with expertise in SOA and BPM  Instill community ownership of OLE  Recruit partners for Phase II

22. OLE Project: Phase II  2-year build project led by Indiana University  $2.38 million from Mellon matched by capital and in-kind contributions by development partners  Community source reference implementation  Create software based on OLE blueprint from current project  Early software in 18-24 months  High level of investment and commitment to implementation

23. OCLC Web-scale Management Service  "the first Web-scale, cooperative library management service”  New highly scaleable platform for WorldCat  Cataloging  Interlibrary loan  Discovery (WorldCat Local)  Circulation  Acquisitions  License Management  Early deployments underway now – UTC, Pepperdine, etc In Challenge to ILS Industry, OCLC Extends WorldCat Local To Launch New Library System Marshall Breeding, Library Journal 4/23/2009 http://www.libraryjournal.com/article/CA6653619.html http://www.libraryjournal.com/article/CA6653619.html

24. Open Source Library Automation  Koha  Evergreen  ABCD  Kuali OLE

25.  Commercial companies offer services including:  migration, installation, training, hosting  Training and workshops offered by agencies and cooperative partners  Documentation and peer support freely available Support for Open Source

26. From local discovery to Web-scale discovery New models of Library Collection Discovery

27. Crowded Landscape of Information Providers on the Web  Lots of non-library Web destinations deliver content to library patrons  Google Search / Google Scholar  Amazon.com  Wikipedia  Ask.com

28. Evolution of library collection discovery tools  Bound handwritten catalogs  Card Catalogs  Library online catalogs – OPACs  Discovery interfaces  Web-scale discovery services

29. The Competition

30. Disjointed approach to information and service delivery  Silos Prevail  Books: Library OPAC (ILS module)  Articles: Aggregated content products, e-journal collections  OpenURL linking services  E-journal finding aids (Often managed by link resolver)  Subject guides (e.g. Springshare LibGuides)  Local digital collections ETDs, photos, rich media collections  Metasearch engines  All searched separately

31. Lack of unified Web presence  User’s don’t understand the distinctions we make  Web site content  Search interfaces based on content formats  Non-library Web sites are much more unified

32. A simple vision  A single point of entry to all the content and services offered by the library  …but with precision, nuanced sophistication, and multiple dimensions Search:

33. Modernized Interface  Single search box  Query tools  Did you mean  Type-ahead  Relevance ranked results  Faceted navigation  Enhanced visual displays  Cover art  Summaries, reviews,  Recommendation services

34. Discovery Products http://www.librarytechnology.org/discovery.pl

35. Social discovery  Tags, user-supplied ratings and reviews  Leverage social networking interactions to assist readers in identifying interesting materials: BiblioCommons  Leverage use data for a recommendation service of scholarly content based on link resolver data: Ex Libris bX service  Move beyond Web 2.0 mindset of social computing as an add-on to an infrastructure inherently based on collaborative computing models.

36. Discovery product Trend  Initial products focused on technology  Commercial: AquaBrowser, Endeca, Primo, Encore,  Open Source: VuFind, Hydra (was Blacklight)  Mostly locally-installed software  Current phase focused on pre-populated indexes that aim to deliver Web-scale discovery  Summon (Serials Solutions)  WorldCat Local (OCLC)  EBSCO Discovery Service (EBSCO)  Primo Central  Encore with Article Integration

37. Online Catalog Search: Search Results ILS Data

38. Discovery Interface Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Real-time query and responses ILS Data Local Index MetaSearch Engine

39. Web-scale Search Search: Digital Collections ProQuest EBSCOhost … MLA Bibliography ABC-CLIO Search Results Pre-built harvesting and indexing Consolidated Index ILS Data

40. Web-scale Search + Federated Search Search: Digital Collections ProQuest … MLA Bibliography ABC-CLIO Search Results Pre-built harvesting and indexing Consolidated Index ILS Data Fed Search Non- harvestable Resources Non- harvestable Resources Interim model to deal with resources not possible to harvest into consolidated index

41. Pre-populated discovery services  New-generation interface  Harvested local content  ILS metadata  Institutional repositories, ETDs, Digital Collection platforms  Vendor-supplied indexes of library content  E-journals, databases, e-books Full-text and metadata corresponding to e-content subscriptions  Book collections beyond local library collections

42. Convergence  Increased opportunities for cooperative automation  More open source software now available  Technologies converging around Web services to enable new opportunities for interoperability

43. Divergence  Many different kinds of specialized software to manage different aspects of library services and collections  New genre of end-user discovery software able to unify diverse services under a single interface

44. Questions and discussion

45. Contact:  Marshall Breeding  http://www.librarytechnology.org http://www.librarytechnology.org  Marshall.breeding@librarytechnology.org Marshall.breeding@librarytechnology.org  Twitter.com/mbreeding  www.facebook.com/marshall.breeding